Ullman Investment Counsel Llc
SEC-registered
Investment Adviser · Boutique (under $100M)
CRD 342915
· SEC file 801-137337
· Toronto, Ontario
· www.ullmaninvestmentcounsel.com
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ADV data as of Sep 16, 2026
- Regulatory AUM
- $0
- Discretionary
- $0
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 0
- Employees
- 10
AUM over time
$0
$0
Aug 19, 2026
Sep 16, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 16, 2026
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 16, 2026.
View current Form ADV (SEC/IAPD) ↗