Swiss Finance Private Wealth Management Llc
SEC-registered
Investment Adviser · Small ($100M–$1B)
CRD 342936
· SEC file 801-137018
· Southbury, CT
· swissfinancewealth.com
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ADV data as of Jul 20, 2026
- Regulatory AUM
- $101M
- Discretionary
- $101M
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 3
- Employees
- 7
AUM over time
$101M
$101M
Jul 6, 2026
Jul 20, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Corporations and other businesses | Fewer than 5 | $101M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 20, 2026.
View current Form ADV (SEC/IAPD) ↗