Headway Wealth Ltd
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 342947
· SEC file 801-136831
· Durham
· www.linkedin.com
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ADV data as of Jun 25, 2026
- Regulatory AUM
- $301M
- Discretionary
- $0
- Clients
- 599
- Avg AUM / client
- $503K
- Accounts
- 599
- Employees
- 17
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 523 | $140M | 46.5% |
| High net worth individuals | 73 | $151M | 50.2% |
| Corporations and other businesses | 3 | $10.0M | 3.32% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Aj Bell $241M (80% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 25, 2026.
View current Form ADV (SEC/IAPD) ↗