Ingalls Investment Management, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 343369
· SEC file 801-5016
· New York, NY
· www.ingalls.net
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ADV data as of Oct 22, 2026
- Regulatory AUM
- $7.8B
- Discretionary
- $7.7B
- Clients
- 4,453
- Avg AUM / client
- $1.8M
- Accounts
- 4,453
- Employees
- 50
AUM over time
$7.8B
$7.8B
Jul 24, 2026
Oct 22, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Oct 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,155 | $1.0B | 13.3% |
| High net worth individuals | 1,090 | $5.8B | 73.9% |
| Pooled investment vehicles (non-investment companies) | 3 | $189M | 2.42% |
| Pension and profit sharing plans | 51 | $103M | 1.32% |
| Charitable organizations | 59 | $134M | 1.71% |
| State or municipal government entities | Fewer than 5 | — | — |
| Other investment advisers | 1 | $264M | 3.37% |
| Insurance companies | Fewer than 5 | — | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | — | — |
| Corporations and other businesses | 94 | $315M | 4.02% |
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Ingalls & Snyder, Llc $4.5B (57% of AUM) Oct 2026
- Charles Schwab & Co. $1.6B (20% of AUM) Oct 2026
- Morgan Stanley $468M (6% of AUM) Oct 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Oct 22, 2026.
View current Form ADV (SEC/IAPD) ↗