Ingalls Investment Management, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 343369
· SEC file 801-5016
· New York, NY
· www.stewartassetmgmt.com
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ADV data as of Jul 24, 2026
- Regulatory AUM
- $7.8B
- Discretionary
- $7.7B
- Clients
- 4,453
- Avg AUM / client
- $1.8M
- Accounts
- 4,453
- Employees
- 50
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,155 | $1.0B | 13.3% |
| High net worth individuals | 1,090 | $5.8B | 73.9% |
| Pooled investment vehicles (non-investment companies) | 3 | $189M | 2.42% |
| Pension and profit sharing plans | 51 | $103M | 1.32% |
| Charitable organizations | 59 | $134M | 1.71% |
| State or municipal government entities | Fewer than 5 | — | — |
| Other investment advisers | 1 | $264M | 3.37% |
| Insurance companies | Fewer than 5 | — | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | — | — |
| Corporations and other businesses | 94 | $315M | 4.02% |
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Ingalls & Snyder, Llc $4.5B (57% of AUM) Jul 2026
- Charles Schwab & Co. $1.6B (20% of AUM) Jul 2026
- Morgan Stanley $468M (6% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2026.
View current Form ADV (SEC/IAPD) ↗