Westmont Advisory, Llc
SEC-registered
Multi-Family Office · Small ($100M–$1B)
CRD 343407
· SEC file 801-136996
· Flower Mound, TX
· westmontadvisory.co
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ADV data as of Jul 10, 2026
- Regulatory AUM
- $100M
- Discretionary
- $100M
- Clients
- 7
- Avg AUM / client
- $14.3M
- Accounts
- 7
- Employees
- 2
AUM over time
$100M
$100M
Jul 2, 2026
Jul 10, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 7 | $100M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $75.0M (75% of AUM) Jul 2026
- Interactive Brokers $25.0M (25% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 10, 2026.
View current Form ADV (SEC/IAPD) ↗