Smith Moore & Co.
SEC-registered
Insurance-Affiliated · Mid-sized ($1B–$10B)
CRD 3441
· SEC file 801-68175
· Clayton, MO
· WWW.LINKEDIN.COM
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $2.4B
- Discretionary
- $2.1B
- Clients
- 4,142
- Avg AUM / client
- $573K
- Accounts
- 5,865
- Employees
- 65
AUM over time
$282M
$2.4B
Mar 30, 2012
Mar 31, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,841 | $689M | 29.0% |
| High net worth individuals | 1,254 | $1.5B | 62.6% |
| Pension and profit sharing plans | 18 | $8.2M | 0.35% |
| Charitable organizations | 10 | $6.4M | 0.27% |
| State or municipal government entities | 3 | $66.8M | 2.82% |
| Corporations and other businesses | 16 | $117M | 4.95% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Stevens Industries, Inc. 401(k) Plan Stevens Industries, Inc. | 2024 | |
| Dieterich Bank 401 K Retirement & Savings Plan Dieterich Bank | 2024 | |
| Ford Square Of Mt. Vernon, Ltd. 401 K Profit Sharing Plan Ford Square Of Mt. Vernon, Ltd. | 2024 | |
| Delmar Gardens Enterprises, Inc. 401(k) Profit Sharing Plan Delmar Gardens Enterprises, Inc. | 2024 |
People (46)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stewart James Deutsch | President, Chief Exective Officer, Director | CFP | Apr 2000 (26y) | 10% – 25% |
| Randall Paul Rhyner | Executive Vice President, Director | Jun 2009 (17y) | Less than 5% | |
| Kent Charles Schmidt | Executive Vice President, Director | CFP | Aug 2009 (17y) | Less than 5% |
| Timothy Eugene Schulte | Chairman Of The Board, Director | Jan 2010 (17y) | 10% – 25% | |
| Iwersen Niemann, Julianne Catherine | Vice President | Nov 2010 (16y) | 10% – 25% | |
| Amy Lynn Brody | Chief Financial Officer, Finop | Mar 2017 (9y) | Less than 5% | |
| Christina Sue Hake | Secretary, Director | Dec 2018 (8y) | Less than 5% | |
| Jaret Dalin Perryman | Chief Compliance Officer | Jun 2019 (7y) | Less than 5% | |
| Matthew Edward Bragg | Executive Vice President, Director | CFP | Apr 2021 (5y) | Less than 5% |
| Kraft, Barbara Ann | Chief Operating Officer | Aug 2022 (4y) | Less than 5% | |
| Robert Philip Plack | Registered representative | Jul 2002 (24y) | ||
| Douglas Louis Nachman | Registered representative | Jul 2002 (24y) | ||
| Thomas Anthony Gonsalves | Registered representative | Mar 2006 (20y) | ||
| Kevin John Storm | Registered representative | CFP | Jun 2006 (20y) | |
| Carl Wayne Fudge | Registered representative | Feb 2008 (18y) | ||
| Dean Elvin Williams | Registered representative | Jun 2008 (18y) | ||
| David Joseph Przybylski | Registered representative | Jun 2009 (17y) | ||
| Douglas Michael Schultz | Registered representative | Jul 2009 (17y) | ||
| Harry Dean Hopkins | Registered representative | Jul 2011 (15y) | ||
| James Gregory Church | Registered representative | Oct 2014 (12y) | ||
| Gregory Howard Bray | Registered representative | Oct 2015 (11y) | ||
| Kevin Edward Kopff | Registered representative | Jan 2016 (11y) | ||
| Troy Andrew Van Rie | Registered representative | Jan 2016 (11y) | ||
| Kipp Alan Noe | Registered representative | Sep 2016 (10y) | ||
| Donna Lumpkin Zoeller | Registered representative | May 2017 (9y) | ||
| Ian Fine Rothbarth | Registered representative | Mar 2018 (8y) | ||
| Austin Joseph Alejos | Registered representative | Nov 2019 (7y) | ||
| Mylan James Anderson | Registered representative | Mar 2020 (6y) | ||
| Thomas Hugh Lee | Registered representative | Mar 2020 (6y) | ||
| Aaron J Rigdon | Registered representative | CFP | Feb 2021 (5y) | |
| Timothy Harlan Borman | Registered representative | Feb 2021 (5y) | ||
| Alex Cameron Lecure | Registered representative | Aug 2021 (5y) | ||
| Kyle Shaw | Registered representative | Apr 2022 (4y) | ||
| Cory Christopher Downer | Registered representative | Jun 2022 (4y) | ||
| Hope L Gerdes | Registered representative | CFP | Jun 2022 (4y) | |
| Adam Michael Steppe | Registered representative | Jun 2022 (4y) | ||
| Mark Norbert Niebrugge | Registered representative | Jul 2022 (4y) | ||
| Lauren Elizabeth Meinhart | Registered representative | CFP | Aug 2022 (4y) | |
| Blaine A Pestle | Registered representative | May 2023 (3y) | ||
| Stefanie Lynn Clark | Registered representative | Apr 2024 (2y) | ||
| Nathan Michael Schultz | Registered representative | Apr 2024 (2y) | ||
| Mason A Barnett | Registered representative | Jul 2024 (2y) | ||
| Austin Michael Taylor | Registered representative | Aug 2024 (2y) | ||
| Dylan M Bushman | Registered representative | Sep 2024 (2y) | ||
| Todd William Barnthouse | Registered representative | Jan 2025 (2y) | ||
| Daniel Owen Backer | Registered representative | Apr 2026 (0y) |
Undisclosed: 0% – 70% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Stevens Industries, Inc. 401(k) Plan | Stevens Industries, Inc. | 467 | $33.6M | 01/01/2024 |
| Dieterich Bank 401 K Retirement & Savings Plan | Dieterich Bank | 186 | $18.8M | 01/01/2024 |
| Ford Square Of Mt. Vernon, Ltd. 401 K Profit Sharing Plan | Ford Square Of Mt. Vernon, Ltd. | 117 | $12.7M | 01/01/2024 |
| Delmar Gardens Enterprises, Inc. 401(k) Profit Sharing Plan | Delmar Gardens Enterprises, Inc. | 3,993 | $80.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗