AUMdb

Charter Capital Management, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 35919 · SEC file 801-16127 · Brookfield, WI · WWW.CHARTERCAPITAL.NET
☆ Save with Pro ADV data as of Mar 19, 2026
Regulatory AUM
$462M
Discretionary
$462M
Clients
362
Avg AUM / client
$1.3M
Accounts
1,188
Employees
5

AUM over time

$90.7M $462M
Mar 22, 2012 Mar 19, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 19, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 223 $97.2M 21.0%
High net worth individuals 139 $365M 79.0%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Out Source Inc. 401(k) Proifit Sharing Plan & Trust Out Source Inc. 2024

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Joel T Hassler Chief Compliance Officer, President, Shareholder CFA Sep 2000 (26y) 25% – 50%
Daniel Richard Glaser Vice President, Shareholder CFP May 2004 (22y) 25% – 50%
Alexandra Marie Cali Advisor, Shareholder Aug 2016 (10y) 5% – 10%
Samuel Peter Verhulst Advisor, Shareholder Aug 2018 (8y) 5% – 10%

Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Out Source Inc. 401(k) Proifit Sharing Plan & Trust Out Source Inc. 76 $5.2M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/19/2026 2.04 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.

View current Form ADV (SEC/IAPD) ↗