Dale K. Ehrhart, Inc.
- Regulatory AUM
- $649M
- Discretionary
- $583M
- Clients
- 139
- Avg AUM / client
- $4.7M
- Accounts
- 309
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 22 | $6.6M | 1.02% |
| High net worth individuals | 92 | $495M | 76.2% |
| Pension and profit sharing plans | 3 | $2.5M | 0.38% |
| Charitable organizations | 11 | $47.1M | 7.25% |
| Corporations and other businesses | 11 | $98.0M | 15.1% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Thomas Hartley | Ceo / Owner | Jan 2003 (24y) | 75% or more | |
| Hartley, Bonnie, Brown | Secretary/Treasurer | Feb 2017 (10y) | 5% – 10% | |
| Michael Warren Hartley | President / Chief Compliance Officer | Sep 2017 (9y) | 5% – 10% | |
| Keith Edward Heil | Registered representative | Personal Financial Specialist | Dec 2023 (3y) | |
| Zachery John Jaggi | Registered representative | Jun 2024 (2y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/29/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $444M (68% of AUM) Mar 2026
- National Financial Services (Fidelity) $191M (29% of AUM) Mar 2026
- Fidelity Brokerage Services $164M (31% of AUM) Jun 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 29, 2026.
View current Form ADV (SEC/IAPD) ↗