Trubee Wealth Advisors, Inc.
- Regulatory AUM
- $911M
- Discretionary
- $792M
- Clients
- 734
- Avg AUM / client
- $1.2M
- Accounts
- 1,377
- Employees
- 17
AUM over time
Annual snapshots from Form ADV filings · as of Mar 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 520 | $206M | 22.6% |
| High net worth individuals | 166 | $628M | 68.9% |
| Pension and profit sharing plans | 9 | $12.4M | 1.36% |
| Charitable organizations | 31 | $41.4M | 4.55% |
| Corporations and other businesses | 8 | $23.0M | 2.53% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Ai Signal Research, Inc. 401(k) Profit Sharing Plan And Trust Ai Signal Research, Inc. | 2024 | |
| Mazda Toyota Manufacturing, U. S. A. 401(k) Plan Mazda Toyota Manufacturing, U.S.A. Inc. | 2024 |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey Allan Bowen | Vice President, Srop, Crop | Dec 1991 (35y) | 5% – 10% | |
| Michael Forman Sheets | Vice President | Jan 1998 (29y) | Less than 5% | |
| William Robert Pictor | Vice President | Jan 1998 (29y) | 10% – 25% | |
| Charles Ernest Gelo | Vice President | Apr 2009 (17y) | 10% – 25% | |
| Thomas Richard Turk | Vice President | CFP | Oct 2009 (17y) | 10% – 25% |
| John David Shine | President, Branch Manager, & Ceo | CFP CFA | May 2019 (7y) | 10% – 25% |
| Harrison Michael Steinwald | Finop And Cfo | Sep 2020 (6y) | Less than 5% | |
| Nicholas Verbanic | Vice President | CFP | Mar 2021 (5y) | 5% – 10% |
| Reinard Kopsa, Patricia Edith | Chief Compliance Officer | Sep 2023 (3y) | Less than 5% | |
| Anne Jennifer Emblidge | Registered representative | May 2019 (7y) | ||
| Matthew Drosendahl | Registered representative | May 2019 (7y) | ||
| Thomas Gerard Vossler | Registered representative | Mar 2021 (5y) | ||
| Nicholas Alexander Ingold | Registered representative | Apr 2021 (5y) | ||
| John Michael Meisner | Registered representative | Jul 2023 (3y) |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Ai Signal Research, Inc. 401(k) Profit Sharing Plan And Trust | Ai Signal Research, Inc. | 379 | $38.9M | 01/01/2024 |
| Mazda Toyota Manufacturing, U. S. A. 401(k) Plan | Mazda Toyota Manufacturing, U.S.A. Inc. | 4,499 | $102M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: DURING THE RECIEW PERIOD, IN SEVEN TRANSACTIONS, THE FIRM SOLD AGENCY BONDS TO CUSTOMERS AND FAILED TO SELL SUCH BONDS AT A PRICE THAT WAS FAIR, TAKING INTO CONSIDERATION ALL RELEVANT CIRCUMSTANCES, INCLUDING BOND MARKET CONDITIONS WITH RESPECT TO EACH BOND AT THE TIME OF THE TRANSACTION, THE EXPENSE INVOLVED AND THAT THE FIRM WAS ENTITLED TO A PROFIT. THE CONDUCT DESCRIBED IN THIS PARAGRAPH CONSTITUTES SEPERATE AND DISTINCT VIOLATIONS OF NASD RULES 2440 AND IM-2440. Status: Final Sanction Detail: FINE PAID ON 12/4/12 IN THE AMOUNT OF $5000.00 - NO PORTION WAS WAIVED.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Wells Fargo $617M (68% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗