Global Brokerage Services, Inc.
- Regulatory AUM
- $137M
- Discretionary
- $0
- Clients
- 386
- Avg AUM / client
- $356K
- Accounts
- 562
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 281 | $84.3M | 61.4% |
| High net worth individuals | 105 | $53.0M | 38.6% |
| Banking or thrift institutions | 0 | $0 | — |
| Pension and profit sharing plans | 0 | $0 | — |
| Charitable organizations | 0 | $0 | — |
| State or municipal government entities | 0 | $0 | — |
| Other investment advisers | 0 | $0 | — |
| Insurance companies | 0 | $0 | — |
| Sovereign wealth funds and foreign official institutions | 0 | $0 | — |
| Corporations and other businesses | 0 | $0 | — |
| Other | 0 | $0 | — |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas Wesley Johnson | President, Ceo, Cfo, Coo, Clo, Cco | Oct 1994 (32y) | 50% – 75% | |
| William Burton Sweigart | Vice President | Oct 1994 (32y) | 50% – 75% | |
| Jerry Drake Murphy | Registered representative | CFP | Nov 2000 (26y) | |
| Andrew Michael Adler | Registered representative | Mar 2007 (19y) | ||
| David Kenneth Heiges | Registered representative | Aug 2013 (13y) | ||
| Jessica Marie Davis | Registered representative | Nov 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 08/18/2025 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • PERCENTAGE OF ASSETS UNDER OUTSIDE ADVISOR: SOLICTOR FEE
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Hilltop Securities Inc. $137M (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 30, 2026.
View current Form ADV (SEC/IAPD) ↗