Cliftonlarsonallen Wealth Advisors, Llc
SEC-registered
Insurance-Affiliated · Large ($10B–$100B)
CRD 38357
· SEC file 801-57242
· Minneapolis, MN
· WWW.CLACONNECT.COM
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $14.4B
- Discretionary
- $8.7B
- Clients
- 7,354
- Avg AUM / client
- $2.0M
- Accounts
- 23,169
- Employees
- 158
AUM over time
$2.0B
$14.4B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Investments (13F portfolio — 253 positions, $7,607,052,559)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Index Fds | S&P 500 ETF SHS | $1,616,396,810 | 2,353,485 | 21.2% | 11.2% |
| 2 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $787,623,509 | 11,054,365 | 10.4% | 5.46% |
| 3 | Invesco Exchange Traded Fd T | S&P500 QUALITY | $663,561,786 | 7,364,726 | 8.72% | 4.6% |
| 4 | Vanguard Mun Bd Fds | TAX EXEMPT BD | $323,420,130 | 6,394,230 | 4.25% | 2.24% |
| 5 | Spdr Series Trust | ST STR SP600 SML | $289,621,490 | 5,022,048 | 3.81% | 2.01% |
| 6 | Vanguard Intl Equity Index F | FTSE EMR MKT ETF | $252,167,238 | 4,224,614 | 3.31% | 1.75% |
| 7 | Spdr Series Trust | ST STR AGGRE ETF | $249,777,474 | 9,787,519 | 3.28% | 1.73% |
| 8 | Vanguard Scottsdale Fds | INTER TERM TREAS | $247,539,026 | 4,196,999 | 3.25% | 1.72% |
| 9 | Ishares Tr | MBS ETF | $185,026,604 | 1,957,539 | 2.43% | 1.28% |
| 10 | Proshares Tr | S&P 500 DV ARIST | $150,935,868 | 2,687,604 | 1.98% | 1.05% |
| 11 | Spdr Series Trust | ST INTER BD ETF | $148,927,611 | 4,450,915 | 1.96% | 1.03% |
| 12 | Franklin Templeton Etf Tr | FRANKLIN DYN MUN | $131,359,524 | 5,218,892 | 1.73% | 0.91% |
| 13 | Blackrock Etf Trust Ii | ISHA FLEX IN ETF | $115,562,436 | 2,207,918 | 1.52% | 0.8% |
| 14 | Spdr Series Trust | ST STR P500GRW | $108,513,631 | 911,956 | 1.43% | 0.75% |
| 15 | Ishares Tr | S&P 500 GRWT ETF | $104,844,809 | 762,341 | 1.38% | 0.73% |
| 16 | Invesco Exch Traded Fd Tr Ii | NATL AMT MUNI | $100,826,072 | 4,286,823 | 1.33% | 0.7% |
| 17 | Ishares Tr | CORE MSCI EAFE | $95,956,774 | 993,547 | 1.26% | 0.67% |
| 18 | Ishares Tr | S&P 500 VAL ETF | $83,970,333 | 369,816 | 1.1% | 0.58% |
| 19 | Dimensional Etf Trust | US COR EQU 2 ETF | $74,500,408 | 1,679,450 | 0.98% | 0.52% |
| 20 | Schwab Strategic Tr | US BRD MKT ETF | $73,201,730 | 2,527,684 | 0.96% | 0.51% |
| 21 | Vanguard Index Fds | TOTAL STK MKT | $70,577,849 | 190,730 | 0.93% | 0.49% |
| 22 | Ishares Tr | PFD AND INCM SEC | $62,603,600 | 2,053,250 | 0.82% | 0.43% |
| 23 | J P Morgan Exchange Traded F | INTRNL RES EQT | $61,477,924 | 745,277 | 0.81% | 0.43% |
| 24 | Ishares Tr | MSCI USA QLT FCT | $55,713,522 | 253,901 | 0.73% | 0.39% |
| 25 | Apple Inc | COM | $50,839,788 | 175,697 | 0.67% | 0.35% |
Top 25 of 253 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4,202 | $1.2B | 8.36% |
| High net worth individuals | 2,348 | $10.1B | 70.2% |
| Pension and profit sharing plans | 159 | $1.9B | 13.4% |
| Charitable organizations | 307 | $247M | 1.72% |
| Corporations and other businesses | 338 | $911M | 6.31% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (98)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Buffie, Brian Jacob | Chief Compliance Officer | Jan 2016 (11y) | Less than 5% | |
| William Clayton Bland | Chief Executive Officer | Jan 2020 (7y) | Less than 5% | |
| Van Horrick, Jaclyn Suzanne | Financial Operations Principal | Mar 2020 (6y) | Less than 5% | |
| Arnita Cheryl Hallman | Registered representative | Jun 2011 (15y) | ||
| Andrew Jay Hengst | Registered representative | CFP | Feb 2012 (14y) | |
| Brian Matthew D'orazio | Registered representative | CFP CFA | Feb 2012 (14y) | |
| Christine Lee Bulfer | Registered representative | Feb 2012 (14y) | ||
| Christopher King Moss | Registered representative | CFA | Feb 2012 (14y) | |
| Richard Mark Trittschuh | Registered representative | Feb 2012 (14y) | ||
| Sarah Elizabeth Jensen | Registered representative | Feb 2012 (14y) | ||
| Timothy T Luchsinger | Registered representative | Feb 2012 (14y) | ||
| Steven Douglas Jones | Registered representative | CFP CFA | Sep 2013 (13y) | |
| Antony Reed Hallada | Registered representative | Jan 2014 (13y) | ||
| Casey Glenning Anderson | Registered representative | CFP | Jan 2014 (13y) | |
| Derek Jon Hicks | Registered representative | CFP Personal Financial Specialist CFA | Jan 2014 (13y) | |
| Peter James Holupchinski | Registered representative | CFP CFA | Jan 2014 (13y) | |
| Andrew Peter Domeyer | Registered representative | CFP | Jan 2014 (13y) | |
| Catherine Mary Kane | Registered representative | CFP Personal Financial Specialist | Feb 2015 (11y) | |
| David Michael Schian | Registered representative | CFP | Dec 2015 (11y) | |
| Craig James Ruffolo | Registered representative | CFP | Mar 2016 (10y) | |
| Robert Dean Bosco | Registered representative | CFP | Mar 2016 (10y) | |
| Brian Matthew Mckibban | Registered representative | CFP | May 2016 (10y) | |
| Sherry Lee Salamone | Registered representative | Jul 2016 (10y) | ||
| Jennifer Marie Faust | Registered representative | CFP | Jul 2016 (10y) | |
| Michael Joseph Pohl | Registered representative | CFP | Oct 2016 (10y) | |
| Brian Douglas Kleist | Registered representative | CFP | Mar 2017 (9y) | |
| Adam Jonathan Bourk | Registered representative | CFP | Mar 2017 (9y) | |
| Jeremiah James Lurken | Registered representative | Nov 2017 (9y) | ||
| Abby Elizabeth Butz | Registered representative | Mar 2018 (8y) | ||
| Karen K Wegner | Registered representative | Apr 2018 (8y) | ||
| Melissa Nunez | Registered representative | CFP | Apr 2018 (8y) | |
| Timothy Henry Bolinski | Registered representative | CFP | May 2018 (8y) | |
| Joan Marie Carroll | Registered representative | Jul 2018 (8y) | ||
| Rebecca Bostwick | Registered representative | Jul 2018 (8y) | ||
| Tyler Loch | Registered representative | CFP | Aug 2018 (8y) | |
| Julian Ross Einfrank | Registered representative | CFP | Sep 2018 (8y) | |
| Nathan Leonard Woessner | Registered representative | CFP | Oct 2018 (8y) | |
| Nicole Lynn Gronholz | Registered representative | CFP | Oct 2018 (8y) | |
| Jeffrey Paul Sellner | Registered representative | Dec 2018 (8y) | ||
| Kaitlyn Alyssa Friant | Registered representative | Feb 2019 (7y) | ||
| Curtis Roger Williams | Registered representative | CFP CFA | May 2019 (7y) | |
| Andrew Jeffrey Ostlund | Registered representative | CFP | Nov 2019 (7y) | |
| Adrianne Marie Regrutto | Registered representative | Dec 2019 (7y) | ||
| Mark John Fenlon | Registered representative | CFA | Jan 2020 (7y) | |
| Mikaela Jane Hunt | Registered representative | Oct 2020 (6y) | ||
| Charles Christopher Dhanraj | Registered representative | Nov 2020 (6y) | ||
| Tatum Cassandra Uecke | Registered representative | CFP | Nov 2020 (6y) | |
| Timothy Luke Laughlin | Registered representative | Dec 2020 (6y) | ||
| Triston Kane Richert | Registered representative | May 2021 (5y) | ||
| Joseph Christian Wiser | Registered representative | May 2021 (5y) | ||
| Christopher Alessio Tedesco | Registered representative | Jun 2021 (5y) | ||
| Francesco Conidi | Registered representative | CFP | Jun 2021 (5y) | |
| Bennett Greer | Registered representative | CFP | Jul 2021 (5y) | |
| Andrew Peter Mulder | Registered representative | CFP | Sep 2021 (5y) | |
| Adam James Sinclair | Registered representative | Oct 2021 (5y) | ||
| Trevor Jon Schmitz | Registered representative | CFP | Jan 2022 (5y) | |
| Steven Neutzling | Registered representative | CFP | Jan 2022 (5y) | |
| Omer Abramovich | Registered representative | CFP | Mar 2022 (4y) | |
| Dylan James Mc Garthwaite | Registered representative | CFP | Apr 2022 (4y) | |
| Rebecca Garza | Registered representative | Apr 2022 (4y) | ||
| Brody Thomas Johnson | Registered representative | CFP | Aug 2022 (4y) | |
| Scott Desmond Brubaker | Registered representative | CFA | Nov 2022 (4y) | |
| John Ryan Fonaas | Registered representative | Dec 2022 (4y) | ||
| Teryn Cindy Kuse | Registered representative | May 2023 (3y) | ||
| Ryan Jones | Registered representative | May 2023 (3y) | ||
| Kendall Hill | Registered representative | CFA | Aug 2023 (3y) | |
| Elle Nicole Smits | Registered representative | CFP | Aug 2023 (3y) | |
| Jennifer Jensen Devine | Registered representative | Nov 2023 (3y) | ||
| Samuel K Mullins | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Sean David Huntley | Registered representative | Jan 2024 (3y) | ||
| Anne Marie Meyer | Registered representative | Mar 2024 (2y) | ||
| Ryan Michael Baumbach | Registered representative | Mar 2024 (2y) | ||
| Henry John Jaunich | Registered representative | Mar 2024 (2y) | ||
| Mc Kenna Makela | Registered representative | Mar 2024 (2y) | ||
| Denise Falbo | Registered representative | CFP | May 2024 (2y) | |
| Brian Richard Bevan | Registered representative | CFP | Jul 2024 (2y) | |
| Matthew Bushnell | Registered representative | Sep 2024 (2y) | ||
| Troy Wagner | Registered representative | Nov 2024 (2y) | ||
| Alexander Steven Black | Registered representative | CFP | Nov 2024 (2y) | |
| Jaidah Amor Thomas | Registered representative | Dec 2024 (2y) | ||
| David Nicholas Freil | Registered representative | Jan 2025 (2y) | ||
| Tanner Phelps | Registered representative | CFP | Jan 2025 (2y) | |
| Benjamin Matthew Westerman | Registered representative | CFP Personal Financial Specialist | Jan 2025 (2y) | |
| Andrew Joseph Chen | Registered representative | Mar 2025 (1y) | ||
| Andrew Richardson | Registered representative | Apr 2025 (1y) | ||
| Alexander Brady Perry | Registered representative | May 2025 (1y) | ||
| Joseph William Hibert | Registered representative | CFP | Oct 2025 (1y) | |
| Zachary Moore | Registered representative | Dec 2025 (1y) | ||
| Nathan Demaree | Registered representative | Mar 2026 (0y) | ||
| Jolene R Potts | Registered representative | CFP | Mar 2026 (0y) | |
| Graham Steven Acheson | Registered representative | CFA | Mar 2026 (0y) | |
| Kevin Joseph Welu | Registered representative | Apr 2026 (0y) | ||
| David Rosensweet | Registered representative | Apr 2026 (0y) | ||
| Christine Renee Ross | Registered representative | May 2026 (0y) | ||
| Edward Robert Stober | Registered representative | May 2026 (0y) | ||
| Ryan A Maglio | Registered representative | May 2026 (0y) | ||
| Nicholas Kavelaris | Registered representative | Jun 2026 (0y) | ||
| Luke Anthony Gassett | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cliftonlarsonallen Llp | Sole Member | Sep 2014 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (14)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Allpak Container, Llc Retirement Savings Plan | Golden West Packaging Group | 53 | $7.7M | 01/01/2024 |
| Boulder Valley Gastroenterology, Inc. Profit Sharing Plan | Boulder Valley Gastroenterology, Inc. | 249 | $14.1M | 01/01/2024 |
| Heart & Vascular Of Wisconsin Sc 401(k) Profit Sharing Plan | Heart & Vascular Of Wisconsin Sc | 17 | $1.2K | 01/01/2024 |
| Window Solutions 401(k) Plan | Window Solutions, Inc. | 279 | $9.5M | 01/01/2024 |
| Orthopedic & Sports Institute Of The Fox Valley Sc 401(k) Profit Sharing Plan | Orthopedic & Sports Institute Of The Fox Valley Sc | 75 | $25.5M | 01/01/2024 |
| Modern Manufacturing & Engineering Inc. Retirement/Savings Plan | Modern Manufacturing & Engineering Inc. | 166 | $16.5M | 01/01/2024 |
| One Off Hospitality Group, Ltd. 401(k) Plan | One Off Hospitality Group, Ltd. | 313 | $4.0M | 01/01/2024 |
| Fricker's Usa, Llc 401(k) Plan | Frickers Usa, Llc | 96 | $4.5M | 01/01/2024 |
| T.A.S.C. Inc. Employee Retirement Plan | T.A.S.C. Inc. | 322 | $8.1M | 01/01/2024 |
| Torden Llc 401(k) Profit Sharing Plan And Trust | Torden Llc | 186 | $4.7M | 01/01/2024 |
| Donatelle Plastics, Inc. 401(k) Salary Reduction Plan | Donatelle Plastics, Inc. | 0 | $0 | 01/01/2024 |
| Wiers Farm, Inc./Dutch Maid Logistics, Inc. 401(k) Retirement Plan | Wiers Farm, Inc. | 352 | $7.0M | 01/01/2024 |
| Santa Fe Preparatory School Dc Retirement Plan | Santa Fe Preparatory School | 135 | $17.6M | 01/01/2024 |
| Demotte State Bank 401(k) Profit Sharing Plan | Demotte State Bank | 111 | $11.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.21 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Regulatory · Item 11.D(4)
as of Mar 29, 2024
Allegations: FROM APRIL 2017 UNTIL APRIL 2022, DUE TO AN ADMINISTRATIVE ERROR, CLIFTONLARSONALLEN WEALTH ADVISORS, LLC FAILED TO REGISTER ONE EMPLOYEE AS AN IAR IN THE STATE OF PENNSYLVANIA. Status: Final Sanction Detail: CLIFTONLARSONALLEN WEALTH ADVISORS, LLC IS ORDERED TO PAY A $60,000 ADMINISTRATIVE ASSESSMENT WITHIN 60 DAYS OF THIS ORDER. Summary: AS STATED ABOVE, THIS WAS AN ADMINISTRATIVE ERROR AND AT ALL TIMES THE INDIVIDUAL INVOLVED WAS FULLY QUALIFIED TO PERFORM INVESTMENT ADVISORY SERVICES. NO CLIENT HARM RESULTED FROM THIS ERROR.
Regulatory · Item 11.D(2)
as of Mar 29, 2024
Allegations: FROM APRIL 2017 UNTIL APRIL 2022, DUE TO AN ADMINISTRATIVE ERROR, CLIFTONLARSONALLEN WEALTH ADVISORS, LLC FAILED TO REGISTER ONE EMPLOYEE AS AN IAR IN THE STATE OF PENNSYLVANIA Status: Final Sanction Detail: CLIFTONLARSONALLEN WEALTH ADVISORS, LLC WAS ORDERED TO PAY A $60,000 ADMINISTRATIVE ASSESSMENT WITHIN 60 DAYS OF THIS ORDER. Summary: AS STATED ABOVE, THIS WAS AN ADMINISTRATIVE ERROR AND AT ALL TIMES THE INDIVIDUAL AFFECTED WAS FULLY QUALIFIED TO PERFORM INVESTMENT ADVISORY SERVICES. NO CLIENT HARM RESULTED FROM THIS ERROR.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗