Bna Wealth, Inc.
- Regulatory AUM
- $620M
- Discretionary
- $106M
- Clients
- 542
- Avg AUM / client
- $1.1M
- Accounts
- 542
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 146 | $172M | 27.8% |
| High net worth individuals | 388 | $442M | 71.2% |
| Charitable organizations | 2 | $468K | 0.08% |
| Corporations and other businesses | 6 | $5.6M | 0.91% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Mitchell Gold + Bob Williams 401(k) Plan The Mitchell Gold Co. | 2024 | |
| O'neal, Inc. 401(k) Plan And Trust O'neal, Inc. | Greenville, SC | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Adam Eric Ackerman | President/Chief Compliance Officer | CFP | Oct 2016 (10y) | 75% or more |
| Bernard Neal Ackerman | Registered representative | CFP | Feb 2017 (9y) | |
| Gavin Mark Gochnour | Registered representative | Jan 2024 (3y) | ||
| Gregory Scott Vezzosi | Registered representative | CFP | Nov 2024 (2y) | |
| Daniel Mc Clain Hudspeth | Registered representative | CFP | Jan 2025 (2y) | |
| Joseph Robert Zarzycki | Registered representative | Jun 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Mitchell Gold + Bob Williams 401(k) Plan | The Mitchell Gold Co. | 0 | $432 | 01/01/2024 |
| O'neal, Inc. 401(k) Plan And Trust | O'neal, Inc. | 95 | $36.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/16/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: AS A A BROKER-DEALER SIGNED A LETTER OF ACCEPTANCE, WAIVER AND CONSENT WITH FINRA. BNA WEALTH WAS CENSURED, FINED $45,000 AND REQUIRED TO CERTIFY THAT IT HAD REMEDIATED ISSUES IDENTIFIED IN THE AWC: CONDUCTED A MUNICIPAL SECURITIES BUSINESS WITHOUT BEING REGISTERED TO DO SO AND FAILED TO EMPLOY AT LEAST ONE QUALIFIED MUNICIPAL SECURITIES PRINCIPAL TO SUPERVISE THAT BUSINESS. FAILED TO ESTABLISH, MAINTAIN AND ENFORCE A SUPERVISORY SYSTEM, INCLUDING WRITTEN SUPERVISORY PROCEDURES DESIGNED TO ENSURE COMPLIANCE WITH MSRB RULES SOLD PRIVATE PLACEMENTS TO CUSTOMERS WHEN ITS MEMBERSHIP AGREEMENT DID NOT PERMIT THE FIRM TO SELL PRIVATE PLACEMENTS AND FAILED TO ESTABLISH AND MAINTAIN A REASONABLE SUPERVISORY SYSTEM, INCLUDING WRITTEN SUPERVISORY PROCEDURES, WITH RESPECT TO ITS OBLIGATIONS UNDER FINRA RULE 2111 TO PERFORM AND DOCUMENT REASONABLE DUE DILIGENCE OFFERINGS THE FIRM RECOMMENDED TO ITS CUSTOMERS. Status: Final Sanction Detail: SIGNED A LETTER OF AWC, CENSURED AND FINED $45,000. Summary: THE ACTION STATUS IS FINAL. THE AWC WAS SIGNED AND FINED PAID.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $620M (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 16, 2026.
View current Form ADV (SEC/IAPD) ↗