Jack V. Butterfield Investment Company
- Regulatory AUM
- $158M
- Discretionary
- $0
- Clients
- 208
- Avg AUM / client
- $758K
- Accounts
- 208
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Feb 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 190 | $83.4M | 52.9% |
| High net worth individuals | 18 | $74.2M | 47.1% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Orbitform Employees Retirement Savings Plan Orbitform Group, Llc | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Clark Butterfield | Registered representative | Jun 2010 (16y) | ||
| Timothy Mark Thayer | Registered representative | Jun 2010 (16y) | ||
| Jason John Butterfield | Registered representative | CFP | Dec 2010 (16y) | |
| John James Cross | Registered representative | Sep 2017 (9y) | ||
| Nicholas Jacob Butterfield | Registered representative | Sep 2017 (9y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Orbitform Employees Retirement Savings Plan | Orbitform Group, Llc | 87 | $11.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/12/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- RBC $158M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 12, 2026.
View current Form ADV (SEC/IAPD) ↗