AUMdb

G.W. Sherwold Associates, Inc.

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 42186 · SEC file 801-118949 · Lake Forest, CA · WWW.GWSHERWOLD.COM
☆ Save with Pro ADV data as of Feb 13, 2026
Regulatory AUM
$572M
Discretionary
$147M
Clients
424
Avg AUM / client
$1.3M
Accounts
786
Employees
3

AUM over time

$57.0M $572M
Feb 9, 2012 Feb 13, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Feb 13, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 415 $147M 25.6%
Pension and profit sharing plans 9 $426M 74.4%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Altamed Health Services Corporation 403(b) Plan Altamed Health Services Corporation 2024

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Gary William Sherwold President & Chief Compliance Officer Apr 1994 (32y) 75% or more
Adam Robert Devone Registered representative Aug 2006 (20y)
Juan Emiliano Toledano Registered representative Jan 2017 (10y)
Thomas Patrick Flynn Registered representative Feb 2017 (9y)
Michael T Nesheim Registered representative Jan 2026 (1y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Altamed Health Services Corporation 403(b) Plan Altamed Health Services Corporation 5,614 $266M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/13/2026 856 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 13, 2026.

View current Form ADV (SEC/IAPD) ↗