Rogan & Associates, Inc.
- Regulatory AUM
- $710M
- Discretionary
- $710M
- Clients
- 1,483
- Avg AUM / client
- $478K
- Accounts
- 1,483
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of May 15, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,191 | $237M | 33.4% |
| High net worth individuals | 290 | $472M | 66.5% |
| Corporations and other businesses | 2 | $320K | 0.05% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Johnson, Pope Profit Sharing Plan And Trust Johnson, Pope, Bokor, Ruppel & Burns, L. L. P. | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Gerard Rogan | President/Ceo/Cfo/Msp/Rosfp/Sole Officer/Sole Shareholder/Principal Financial Officer/Principal Operations Officer | Jan 1997 (30y) | 75% or more | |
| Edwin Robinson Foss | Chief Compliance Officer, Aml Compliance Officer, General Securities Principal | Jul 2004 (22y) | Less than 5% | |
| Carter, Ana R | Finop | Mar 2019 (7y) | Less than 5% | |
| Jason Dean White | Registered representative | CFP | Aug 2003 (23y) | |
| Harrison Clark Moore | Registered representative | Apr 2022 (4y) | ||
| Daniel James Huehn | Registered representative | Jun 2022 (4y) | ||
| Blake Watson Kennedy | Registered representative | Aug 2022 (4y) | ||
| Joseph Salvatore Minutolo | Registered representative | Sep 2022 (4y) | ||
| Adam Michael Lucke | Registered representative | Jan 2025 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Johnson, Pope Profit Sharing Plan And Trust | Johnson, Pope, Bokor, Ruppel & Burns, L. L. P. | 172 | $71.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/15/2026 | 864 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $504M (71% of AUM) May 2026
- Osaic Fs, Inc. $201M (28% of AUM) May 2026
- Lincoln Financial Securities Corporation $198M (34% of AUM) Mar 2024
- Raymond James $101M (35% of AUM) Nov 2023
- Jackson National Life Distributors Llc $34.3M (11% of AUM) May 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 15, 2026.
View current Form ADV (SEC/IAPD) ↗