AUMdb

Loop Capital Markets Llc

State-registered Broker-Dealer (Dually Registered) CRD 43098 · Chicago, IL · WWW.LOOPCAPITAL.COM
☆ Save with Pro ADV data as of Mar 17, 2026
Regulatory AUM
Discretionary
Clients
15
Avg AUM / client
Accounts
Employees
250

Who they serve

Client typeClientsAUM% of AUM
State or municipal government entities 10 $0
Other investment advisers 5 $0

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
The Bank Of New York Mellon Corporation Pension Plan The Bank Of New York Mellon 2024
Warehouse Employees Union Local 169 And Employers Joint Pension Fund Warehouse Employees Union Local 169 And Employers Joint Pension Fund Elkins Park, PA 2024

People (1)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Willie Arthur Greene Registered representative Feb 2013 (13y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (2)

PlanSponsorParticipantsPlan assetsAs of
The Bank Of New York Mellon Corporation Pension Plan The Bank Of New York Mellon 5,336 $5.2B 01/01/2024
Warehouse Employees Union Local 169 And Employers Joint Pension Fund Warehouse Employees Union Local 169 And Employers Joint Pension Fund 373 $43.4M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/17/2026 1.87 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.

How they charge

  • Fixed fees
  • Commissions
  • Other fees
  • NEGOTIATED FEES FOR RESEARCH SERVICES

Services

  • Security ratings or pricing services
  • Other services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.

View current Form ADV (SEC/IAPD) ↗