Hudson Heritage Capital Management, Inc.
State-registered
Insurance-Affiliated · Small ($100M–$1B)
CRD 44357
· SEC file 801-64064
· Croton On Hudson, NY
· HHCMINC.COM
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ADV data as of Mar 23, 2026
- Regulatory AUM
- $129M
- Discretionary
- $0
- Clients
- 300
- Avg AUM / client
- $429K
- Accounts
- 460
- Employees
- 12
AUM over time
$78.0M
$129M
Apr 18, 2012
Mar 23, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 276 | $93.0M | 72.3% |
| High net worth individuals | 9 | $31.1M | 24.1% |
| Pension and profit sharing plans | 12 | $4.4M | 3.42% |
| Charitable organizations | 3 | $195K | 0.15% |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Peterson, Frederick William | Vice President | Sep 1997 (29y) | 50% – 75% | |
| Scianandre, Dominick Thomas | President, Chief Compliance Officer And Financial And Operations Principal | Sep 1997 (29y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 1.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗