Plan Life & Wealth Management, Inc.
- Regulatory AUM
- $195M
- Discretionary
- $195M
- Clients
- 817
- Avg AUM / client
- $239K
- Accounts
- 817
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 788 | $171M | 87.5% |
| Pension and profit sharing plans | 16 | $19.6M | 10.0% |
| Charitable organizations | 9 | $4.2M | 2.17% |
| Corporations and other businesses | 4 | $535K | 0.27% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Planmember Pooled Employer Plan Newport Group, Inc. | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Robert Hooper | President/Chief Compliance Officer/Cfo/Director | Jun 1993 (33y) | 75% or more | |
| Joel Robert Hooper | Secretary | Dec 2019 (7y) | 10% – 25% | |
| Isaac Ellsworth Halls | Vice President, Sales/Director | Jan 2021 (6y) | 10% – 25% | |
| Robert Leon Rockwell | Registered representative | CFP | Jul 2012 (14y) | |
| John David Werft | Registered representative | CFP | Jan 2025 (2y) | |
| Joe Michael Chin | Registered representative | Chartered Financial Consultant | Sep 2025 (1y) |
Undisclosed: 0% – 5% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Planmember Pooled Employer Plan | Newport Group, Inc. | 390 | $9.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 980 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗