Western Financial Corporation
- Regulatory AUM
- $309M
- Discretionary
- $309M
- Clients
- 169
- Avg AUM / client
- $1.8M
- Accounts
- 398
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 49 | $8.0M | 2.6% |
| High net worth individuals | 106 | $262M | 84.7% |
| Pension and profit sharing plans | 8 | $10.5M | 3.4% |
| Charitable organizations | Fewer than 5 clients | $1.0M | 0.33% |
| Corporations and other businesses | 6 | $27.7M | 8.97% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richard Steven Levenson | President, Ceo, Cco & Cio (Since 12/2016), Trustee Of The Richard S. Levenson Trust U/A 12/02/2014 (Since 04/2015) | Dec 2016 (10y) | Less than 5% | |
| Sandie Turley | Registered representative | Feb 2017 (9y) | ||
| Steven Mario Levenson | Registered representative | Dec 2019 (7y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Richard S. Levenson Trust U/A 12/02/2014 | Shareholder | Apr 2015 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/13/2026 | 899 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $290M (94% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 13, 2026.
View current Form ADV (SEC/IAPD) ↗