Capital Client Group, Inc.
SEC-registered
Insurance-Affiliated
CRD 6247
· SEC file 801-77946
· Los Angeles, CA
· retirementsolutions.financialtrans.com
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ADV data as of May 29, 2026
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- —
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 911
People (588)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Burton, Rene Margaret | Treasurer, Financial Operations Principal, Vice President, Director | Sep 2007 (19y) | Less than 5% | |
| Mchale, Timothy William | Secretary | Feb 2011 (16y) | Less than 5% | |
| Matthew Philip O'connor | Chairman & Chief Executive Officer, Director | CFA | Apr 2013 (13y) | Less than 5% |
| Albert Aguilar | Chief Compliance Officer, Vice President, Director | Aug 2014 (12y) | Less than 5% | |
| Triessl, Michael, James | Director | Aug 2018 (8y) | Less than 5% | |
| Dessner, Maddi Lynn | Senior Vice President, Director | Nov 2023 (3y) | Less than 5% | |
| Keith Alan Piken | Senior Vice President, Director | Feb 2024 (3y) | Less than 5% | |
| Andrew Jason Moscardini | Registered representative | CFP | Apr 2013 (13y) | |
| Brendan Michael Jonland | Registered representative | Apr 2013 (13y) | ||
| Charles Alfred King | Registered representative | CFA | Apr 2013 (13y) | |
| Christopher Michael Dunlap | Registered representative | Apr 2013 (13y) | ||
| Cynthia Marie Thompson | Registered representative | CFP CFA | Apr 2013 (13y) | |
| James Michael Maher | Registered representative | Apr 2013 (13y) | ||
| Jason Martin Weybrecht | Registered representative | CFP | Apr 2013 (13y) | |
| Jeffrey Kenneth Hunkins | Registered representative | Apr 2013 (13y) | ||
| Jill Mineko Boudreau | Registered representative | Apr 2013 (13y) | ||
| Joel James Vanderweele | Registered representative | Apr 2013 (13y) | ||
| John Richard Millbern | Registered representative | CFP Chartered Financial Consultant CFA | Apr 2013 (13y) | |
| John Robert Harley | Registered representative | Apr 2013 (13y) | ||
| Joshua Steven Wood | Registered representative | Apr 2013 (13y) | ||
| Marek Blaskovic | Registered representative | CFP | Apr 2013 (13y) | |
| Mark Allen Seaman | Registered representative | CFA | Apr 2013 (13y) | |
| Mark Conrad Barile | Registered representative | Apr 2013 (13y) | ||
| Peter Avery Olsen | Registered representative | Apr 2013 (13y) | ||
| Robert Daniel Vigneaux | Registered representative | CFA | Apr 2013 (13y) | |
| Robert Emmett Greeley | Registered representative | Apr 2013 (13y) | ||
| Stephen Lee Caruthers | Registered representative | CFA | Apr 2013 (13y) | |
| Steven Calabria | Registered representative | CFA | Apr 2013 (13y) | |
| William Burke Patterson | Registered representative | CFP | Apr 2013 (13y) | |
| Andre Wood Bouvier | Registered representative | CFA | Apr 2013 (13y) | |
| James Robert Mitchell | Registered representative | CFA | Apr 2013 (13y) | |
| David Erick Crowdus | Registered representative | May 2013 (13y) | ||
| Guy Ernest Decker | Registered representative | May 2013 (13y) | ||
| Paul Andrew Cieslik | Registered representative | May 2013 (13y) | ||
| Shakeel Anwar Barkat | Registered representative | May 2013 (13y) | ||
| Damian Francis Carroll | Registered representative | CFA | May 2013 (13y) | |
| Craig Bradley Gray | Registered representative | May 2013 (13y) | ||
| Michael Paul Stern | Registered representative | May 2013 (13y) | ||
| Romolo Dominick Rottura | Registered representative | May 2013 (13y) | ||
| Jameel Shaan Jiwani | Registered representative | May 2013 (13y) | ||
| Jeffrey John Robinson | Registered representative | May 2013 (13y) | ||
| Jason Paul Young | Registered representative | May 2013 (13y) | ||
| Jon Christian Nicolazzo | Registered representative | May 2013 (13y) | ||
| Sean Michael Tupy | Registered representative | May 2013 (13y) | ||
| Paul Vincent Santoro | Registered representative | May 2013 (13y) | ||
| Richard Anthony Sabec | Registered representative | May 2013 (13y) | ||
| Steven Charles Wilson | Registered representative | May 2013 (13y) | ||
| David Adam Merrill | Registered representative | May 2013 (13y) | ||
| William Theodore Mills | Registered representative | May 2013 (13y) | ||
| Joseph Dominic Scarpitti | Registered representative | May 2013 (13y) | ||
| Michael Robert Quinn | Registered representative | May 2013 (13y) | ||
| John Benedict Thomas | Registered representative | May 2013 (13y) | ||
| James Richard Raker | Registered representative | CFA | May 2013 (13y) | |
| Spilios Venetsanopoulos | Registered representative | May 2013 (13y) | ||
| Christopher Michael Matthews | Registered representative | Jun 2013 (13y) | ||
| John David Viale | Registered representative | Jun 2013 (13y) | ||
| Richard Martin Lang | Registered representative | Jun 2013 (13y) | ||
| Andrew James Strandquist | Registered representative | Jun 2013 (13y) | ||
| Arthur Mario Sgroi | Registered representative | Jun 2013 (13y) | ||
| David Douglas Kuncho | Registered representative | Jun 2013 (13y) | ||
| Lori Lynn Guy | Registered representative | Jun 2013 (13y) | ||
| Jason Wade Burris | Registered representative | Jun 2013 (13y) | ||
| Ryan Connor Kidwell | Registered representative | Jun 2013 (13y) | ||
| Brian Gerard Kelly | Registered representative | Jun 2013 (13y) | ||
| John Patrick Keating | Registered representative | Jun 2013 (13y) | ||
| Louis Keith Linquata | Registered representative | Jun 2013 (13y) | ||
| Joseph Anthony Mccreesh | Registered representative | Jun 2013 (13y) | ||
| Brett Kubesh Lundgren | Registered representative | Jun 2013 (13y) | ||
| Joseph Gerard Cronin | Registered representative | Jun 2013 (13y) | ||
| Troy Bartholomew Tipton | Registered representative | Jun 2013 (13y) | ||
| David Emil Unanue | Registered representative | Jun 2013 (13y) | ||
| Steven James Quagrello | Registered representative | Jun 2013 (13y) | ||
| John Eric Snively | Registered representative | Jul 2013 (13y) | ||
| Joshua Jake Gallion | Registered representative | Jul 2013 (13y) | ||
| Christopher John Richardson | Registered representative | Jul 2013 (13y) | ||
| Joseph Michael Piccolo | Registered representative | Jul 2013 (13y) | ||
| James Douglas Carter | Registered representative | Jul 2013 (13y) | ||
| Stephanie Ann Robichaud | Registered representative | Aug 2013 (13y) | ||
| Michael Ross Mcdonald | Registered representative | Aug 2013 (13y) | ||
| George John Wenzel | Registered representative | Aug 2013 (13y) | ||
| Mark David Thompson | Registered representative | Aug 2013 (13y) | ||
| Christopher Michael Conwell | Registered representative | Aug 2013 (13y) | ||
| Roger Joseph Bianco Jr | Registered representative | Aug 2013 (13y) | ||
| Shawn Marie Osullivan | Registered representative | Aug 2013 (13y) | ||
| Peter Joseph Deavan | Registered representative | Sep 2013 (13y) | ||
| Sean Charles Minor | Registered representative | Sep 2013 (13y) | ||
| Chad Patrick Cannady | Registered representative | Sep 2013 (13y) | ||
| Keith Alan Saunders | Registered representative | Sep 2013 (13y) | ||
| Matthew Christopher Rush | Registered representative | Sep 2013 (13y) | ||
| Lance Taylor Owens | Registered representative | Sep 2013 (13y) | ||
| James Joseph Sewell | Registered representative | Oct 2013 (13y) | ||
| Casey Dallas Dregits | Registered representative | CFA | Oct 2013 (13y) | |
| Robert Joseph Peche | Registered representative | Oct 2013 (13y) | ||
| Timothy John Murphy | Registered representative | Oct 2013 (13y) | ||
| David Nathaniel Gresham | Registered representative | Oct 2013 (13y) | ||
| Nathan George Mains | Registered representative | Oct 2013 (13y) | ||
| Kevin Hugh Folks | Registered representative | Nov 2013 (13y) | ||
| Kristina Elizabeth Page | Registered representative | Nov 2013 (13y) | ||
| Matthew Mcvay Robinson | Registered representative | CFP | Nov 2013 (13y) | |
| Stephen Brian May | Registered representative | Nov 2013 (13y) | ||
| Gary Dee Bryce | Registered representative | Nov 2013 (13y) | ||
| David Henry Morrison | Registered representative | Nov 2013 (13y) | ||
| Justin Lawrence Linder | Registered representative | Nov 2013 (13y) | ||
| Thomas Patrick Bardsley | Registered representative | Dec 2013 (13y) | ||
| Pamela Ann Gillett | Registered representative | Dec 2013 (13y) | ||
| David Garret Jordt | Registered representative | Dec 2013 (13y) | ||
| John Edward Dwyer | Registered representative | Dec 2013 (13y) | ||
| Charles Leonidas Mitsakos | Registered representative | Jan 2014 (13y) | ||
| Damian Eckstein | Registered representative | Jan 2014 (13y) | ||
| Melissa Ann Dreyer | Registered representative | Jan 2014 (13y) | ||
| Andrew Robert Claeson | Registered representative | Jan 2014 (13y) | ||
| Alex Lee Dapron | Registered representative | Jan 2014 (13y) | ||
| Brian Michael Derrico | Registered representative | Jan 2014 (13y) | ||
| Benjamin James Miller | Registered representative | Feb 2014 (12y) | ||
| Julie Angela Vogel | Registered representative | Feb 2014 (12y) | ||
| Christopher Scott Napoli | Registered representative | Feb 2014 (12y) | ||
| Max James Mcquiston | Registered representative | CFP | Feb 2014 (12y) | |
| Christian Jeffrey Cook | Registered representative | Feb 2014 (12y) | ||
| Gregory Harold Ortman | Registered representative | Feb 2014 (12y) | ||
| Edward Chapman Brown | Registered representative | Mar 2014 (12y) | ||
| Melissa Ann Sloane | Registered representative | Mar 2014 (12y) | ||
| Ryan Matthew Bickle | Registered representative | Mar 2014 (12y) | ||
| Jacob Marcus Gerber | Registered representative | Apr 2014 (12y) | ||
| Andrew Thomas Christos | Registered representative | Apr 2014 (12y) | ||
| Clifford Webb Heidinger | Registered representative | Apr 2014 (12y) | ||
| Sam Salim Gumma | Registered representative | Apr 2014 (12y) | ||
| William Griffin Bridge | Registered representative | Apr 2014 (12y) | ||
| Jameson Ryan Greenstone | Registered representative | May 2014 (12y) | ||
| Jody Lynn O'dell | Registered representative | May 2014 (12y) | ||
| Mark Allen Dence | Registered representative | Jun 2014 (12y) | ||
| Matthew Joseph Eisenhardt | Registered representative | Jun 2014 (12y) | ||
| David Trevelyan Polak | Registered representative | Jun 2014 (12y) | ||
| Clay Myles Leveritt | Registered representative | Jun 2014 (12y) | ||
| Daniel Adam Chodosch | Registered representative | Jul 2014 (12y) | ||
| Thomas Anthony Oneil | Registered representative | Jul 2014 (12y) | ||
| Brian Michael Walsh | Registered representative | Aug 2014 (12y) | ||
| Nikolaus Vahid Friedrich | Registered representative | Sep 2014 (12y) | ||
| Richard Raul Salinas | Registered representative | Oct 2014 (12y) | ||
| William Francis Daugherty | Registered representative | Oct 2014 (12y) | ||
| Michael John Mclaughlin | Registered representative | Oct 2014 (12y) | ||
| Phillip Edward Haning | Registered representative | Nov 2014 (12y) | ||
| David Bruce Keib | Registered representative | Jan 2015 (12y) | ||
| Jamie Adly Claypool | Registered representative | CFA | Jan 2015 (12y) | |
| Peter Daymon Thatch | Registered representative | Mar 2015 (11y) | ||
| William Francis Gilmartin | Registered representative | CFA | Apr 2015 (11y) | |
| Kyle Robert Weathers | Registered representative | May 2015 (11y) | ||
| David Robert Hreha | Registered representative | May 2015 (11y) | ||
| Darrell Wayne Pounders | Registered representative | Jul 2015 (11y) | ||
| Jerry Russell Berg | Registered representative | Nov 2015 (11y) | ||
| Theodore James Larsen | Registered representative | Dec 2015 (11y) | ||
| Jeffrey Samuel Norin | Registered representative | Dec 2015 (11y) | ||
| Ryan Casey Tyson | Registered representative | Jan 2016 (11y) | ||
| Darryl Frank Sopoci | Registered representative | Feb 2016 (10y) | ||
| Bryan Robert Favilla | Registered representative | Apr 2016 (10y) | ||
| Philip Louis Casciano | Registered representative | Jun 2016 (10y) | ||
| Mark Thomas Krodel | Registered representative | Jun 2016 (10y) | ||
| James Garfield Carville | Registered representative | Jun 2016 (10y) | ||
| Jan Scott Gundersen | Registered representative | CFA | Jun 2016 (10y) | |
| Julia Michelle Petersen | Registered representative | Jun 2016 (10y) | ||
| Charles Thomas Akin | Registered representative | Aug 2016 (10y) | ||
| Ryan Daniel Tiernan | Registered representative | Aug 2016 (10y) | ||
| Jessica Kay Hooyenga | Registered representative | Oct 2016 (10y) | ||
| John Rooney Sulzicki | Registered representative | Oct 2016 (10y) | ||
| Keith Daniel Ashley | Registered representative | Oct 2016 (10y) | ||
| Michael Jeffrey Clark | Registered representative | Oct 2016 (10y) | ||
| William Douglas Parsley | Registered representative | Oct 2016 (10y) | ||
| David Hogan Bradin | Registered representative | Nov 2016 (10y) | ||
| Conrad Francis Metzger | Registered representative | Dec 2016 (10y) | ||
| Ryan Daniel Hoover | Registered representative | Jan 2017 (10y) | ||
| Steven Joseph Sperry | Registered representative | CFA | Jan 2017 (10y) | |
| Chad Andrew Archer | Registered representative | Jan 2017 (10y) | ||
| Jay Ungos Parayno | Registered representative | Feb 2017 (10y) | ||
| Scott Aloway Grouten | Registered representative | Feb 2017 (9y) | ||
| Eric Evan Momcilovich | Registered representative | Feb 2017 (9y) | ||
| Michael Edward Pollgreen | Registered representative | CFA | Mar 2017 (9y) | |
| Jeffrey Neal Malbasa | Registered representative | CFA | Apr 2017 (9y) | |
| Christopher Aaron Lanctot | Registered representative | May 2017 (9y) | ||
| Tyler Ludlow Furek | Registered representative | CFA | May 2017 (9y) | |
| Matthew Thomas Keck | Registered representative | Jun 2017 (9y) | ||
| Broderic Charles Schoen | Registered representative | Jun 2017 (9y) | ||
| Kevin Gregory Olson | Registered representative | Jul 2017 (9y) | ||
| Jacob Ronald Keehn | Registered representative | Sep 2017 (9y) | ||
| Austin James Vierra | Registered representative | CFA | Sep 2017 (9y) | |
| Jonathan Dean Wilson | Registered representative | Sep 2017 (9y) | ||
| Ryan Thomas Price | Registered representative | Sep 2017 (9y) | ||
| Abigail May Disalvo | Registered representative | Sep 2017 (9y) | ||
| Brandon John Fetta | Registered representative | Oct 2017 (9y) | ||
| Michael Moses Halfon | Registered representative | Dec 2017 (9y) | ||
| Maurice Elias Jadah | Registered representative | CFP | Dec 2017 (9y) | |
| John David Workman | Registered representative | Jan 2018 (9y) | ||
| Jonathan David Harris | Registered representative | Chartered Financial Consultant | Mar 2018 (8y) | |
| Kevin John Carevic | Registered representative | Mar 2018 (8y) | ||
| Jason Curtis Smith | Registered representative | CFA | Apr 2018 (8y) | |
| Melissa Britton Roe | Registered representative | Apr 2018 (8y) | ||
| Christopher Daniel Moore | Registered representative | CFP | Apr 2018 (8y) | |
| Kyle Randall Hindman | Registered representative | May 2018 (8y) | ||
| Alan Maynard Heaton | Registered representative | CFA | Jun 2018 (8y) | |
| Joshua James Smith | Registered representative | Jun 2018 (8y) | ||
| Peter Dunbar Bjork | Registered representative | Jun 2018 (8y) | ||
| Nicholas James Hargreaves | Registered representative | CFP | Jul 2018 (8y) | |
| John William Urbanski | Registered representative | Jul 2018 (8y) | ||
| Mitchell Paul Wehrenberg | Registered representative | Aug 2018 (8y) | ||
| Michael Leonard Snelly | Registered representative | Aug 2018 (8y) | ||
| Charles Victor Sosa | Registered representative | Aug 2018 (8y) | ||
| Antonio Marcel Bass | Registered representative | CFA | Aug 2018 (8y) | |
| Justin Allen Rupert | Registered representative | Aug 2018 (8y) | ||
| Joseph Byron Dowd | Registered representative | Aug 2018 (8y) | ||
| Joseph Michael Fazio | Registered representative | Aug 2018 (8y) | ||
| Katherine Ann Beattie | Registered representative | CFP | Aug 2018 (8y) | |
| Alexander Joseph Diorio | Registered representative | Sep 2018 (8y) | ||
| Kyle Ryan Coffey | Registered representative | Sep 2018 (8y) | ||
| Scott Gregory Beckerman | Registered representative | Sep 2018 (8y) | ||
| Muhammad Imran Sheikh | Registered representative | Sep 2018 (8y) | ||
| Adam Christopher Lozano | Registered representative | Oct 2018 (8y) | ||
| Jacqueline Santos | Registered representative | Oct 2018 (8y) | ||
| Keenan Austin Dean | Registered representative | Oct 2018 (8y) | ||
| Kristen Lynn Nelson | Registered representative | Oct 2018 (8y) | ||
| Kimberly Dawn Wood | Registered representative | Nov 2018 (8y) | ||
| Monique Edwards West | Registered representative | Nov 2018 (8y) | ||
| Jon Thomas Boldt | Registered representative | Dec 2018 (8y) | ||
| Vaibhav Muklesh Patel | Registered representative | Dec 2018 (8y) | ||
| Wyatt Edward Steckbeck | Registered representative | Jan 2019 (8y) | ||
| Angelia Gail Hunter | Registered representative | Feb 2019 (7y) | ||
| Joshua Brett Goodson | Registered representative | Feb 2019 (7y) | ||
| Gregory Killingsworth Smith | Registered representative | CFP | Feb 2019 (7y) | |
| Jeremiah Matthew Loren | Registered representative | Mar 2019 (7y) | ||
| Britney Lively Melvin | Registered representative | Mar 2019 (7y) | ||
| Victoria Mingwei Quach | Registered representative | Mar 2019 (7y) | ||
| Alexis Louise Trapp | Registered representative | Mar 2019 (7y) | ||
| Bradley Christopher Davis | Registered representative | Apr 2019 (7y) | ||
| Teodor Plamenov Karnakov | Registered representative | May 2019 (7y) | ||
| Ryan Andrew Gundrum | Registered representative | CFA | May 2019 (7y) | |
| Bradley Paul Lewis | Registered representative | May 2019 (7y) | ||
| Brooke Marie Gehring | Registered representative | Jun 2019 (7y) | ||
| Corinna Megan Wright | Registered representative | Jun 2019 (7y) | ||
| Kim Renee Carney | Registered representative | Jul 2019 (7y) | ||
| Kristofer Jon Debonville | Registered representative | Jul 2019 (7y) | ||
| Leslie Bogart Geller | Registered representative | Jul 2019 (7y) | ||
| Joshua Harry Gordon | Registered representative | Aug 2019 (7y) | ||
| Kristin Susan Snyder Himsel | Registered representative | Aug 2019 (7y) | ||
| Matthew Daniel Benton | Registered representative | Aug 2019 (7y) | ||
| Rochelle Croach Rodriguez | Registered representative | Aug 2019 (7y) | ||
| Ryan Eric Radtke | Registered representative | Aug 2019 (7y) | ||
| Taylor Donavin Smith | Registered representative | Aug 2019 (7y) | ||
| Valerie Booker | Registered representative | Aug 2019 (7y) | ||
| Allison Marie Straub | Registered representative | Aug 2019 (7y) | ||
| Bradley David Olalde | Registered representative | Aug 2019 (7y) | ||
| Robert Lee Pollard | Registered representative | Aug 2019 (7y) | ||
| Lesley Parrish Reinhart | Registered representative | CFP | Sep 2019 (7y) | |
| Stanley Moy | Registered representative | CFA | Oct 2019 (7y) | |
| Brian Foster Dean | Registered representative | Oct 2019 (7y) | ||
| Elizabeth Daykin Yakes | Registered representative | CFA | Oct 2019 (7y) | |
| Jialing Lang | Registered representative | CFA | Nov 2019 (7y) | |
| Colleen Marie Ambrose | Registered representative | CFA | Nov 2019 (7y) | |
| Brenda Lynn Goeken | Registered representative | Dec 2019 (7y) | ||
| Zachary Adam Cutkomp | Registered representative | Jan 2020 (7y) | ||
| Richard Ruedas | Registered representative | Jan 2020 (7y) | ||
| Alexander Thomas Sotiriou | Registered representative | Feb 2020 (6y) | ||
| John Rivera | Registered representative | Apr 2020 (6y) | ||
| Natalie Delores Wright | Registered representative | Apr 2020 (6y) | ||
| Victor John Lemay | Registered representative | May 2020 (6y) | ||
| Evan Michael Schroeder | Registered representative | May 2020 (6y) | ||
| James Muita Mathenge | Registered representative | May 2020 (6y) | ||
| Jay Alan Binstock | Registered representative | CFA | Jun 2020 (6y) | |
| Royce Michael Woodley | Registered representative | CFA | Jun 2020 (6y) | |
| Andrew Zeth Bates | Registered representative | CFA | Jun 2020 (6y) | |
| Vincent Charles Fu | Registered representative | CFA | Jul 2020 (6y) | |
| David Charles Carson | Registered representative | Aug 2020 (6y) | ||
| Eric Jonathan Kamin | Registered representative | Sep 2020 (6y) | ||
| Jacob Alexander Kuchta | Registered representative | Oct 2020 (6y) | ||
| Brock Anthony Hillman | Registered representative | CFA | Oct 2020 (6y) | |
| Louis William Minora | Registered representative | CFA | Oct 2020 (6y) | |
| Kelly Suzette Simon | Registered representative | Dec 2020 (6y) | ||
| Ainsley Julian Borel | Registered representative | CFA | Jan 2021 (6y) | |
| Brandon Yiu Nam Ma | Registered representative | Jan 2021 (6y) | ||
| Ka Wai Chan | Registered representative | Feb 2021 (5y) | ||
| Christopher Peter Dziubasik | Registered representative | Mar 2021 (5y) | ||
| Vanessa Naomi Anderson | Registered representative | Mar 2021 (5y) | ||
| Jordan Hoffman Brown | Registered representative | Mar 2021 (5y) | ||
| Sejal Udani Penkar | Registered representative | Mar 2021 (5y) | ||
| Holly Catherine Framsted | Registered representative | CFA | May 2021 (5y) | |
| John Patrick Finneran | Registered representative | May 2021 (5y) | ||
| Robert Sang Ho Chu | Registered representative | May 2021 (5y) | ||
| Dennis Lee Hooper | Registered representative | CFA | Jun 2021 (5y) | |
| Matthew Aaron Wooten | Registered representative | Jun 2021 (5y) | ||
| Jennah Nadine Plessinger | Registered representative | Jun 2021 (5y) | ||
| Max Wu | Registered representative | CFA | Jun 2021 (5y) | |
| Michelle Lorraine Pullen | Registered representative | Aug 2021 (5y) | ||
| Chantal Marie Helene Manseau Guerdat | Registered representative | CFA | Aug 2021 (5y) | |
| Seema Manek | Registered representative | CFA | Aug 2021 (5y) | |
| Ashley Morgan Crouch | Registered representative | Sep 2021 (5y) | ||
| Matthew Francis Betley | Registered representative | Oct 2021 (5y) | ||
| Leah Odonell Ryan | Registered representative | Oct 2021 (5y) | ||
| Cole Michael Kelly | Registered representative | Oct 2021 (5y) | ||
| Carl Benjamin Meyer | Registered representative | Nov 2021 (5y) | ||
| Richelle Elaine Nipper Saur | Registered representative | Nov 2021 (5y) | ||
| Jamie Andrew Schoppe | Registered representative | Dec 2021 (5y) | ||
| Gordon Scott Wells | Registered representative | Jan 2022 (5y) | ||
| Adam P Peach | Registered representative | CFA | Jan 2022 (5y) | |
| Trisha Horn | Registered representative | Jan 2022 (5y) | ||
| Eric Matthew Kirkman | Registered representative | Jan 2022 (5y) | ||
| Francesca Anne Falato | Registered representative | Feb 2022 (5y) | ||
| Rusty Ann Frauhiger | Registered representative | Feb 2022 (4y) | ||
| Jeffrey Carrera Paguirigan | Registered representative | Feb 2022 (4y) | ||
| Daniel Aaron Fritz | Registered representative | Mar 2022 (4y) | ||
| Matthew Thomas Levene | Registered representative | Apr 2022 (4y) | ||
| Tobyn P Steffey | Registered representative | Apr 2022 (4y) | ||
| Jacob Mason Fondrk | Registered representative | May 2022 (4y) | ||
| Maggie Rose Willfong | Registered representative | May 2022 (4y) | ||
| Elena M Peerson | Registered representative | May 2022 (4y) | ||
| Dudley Nyangai Okongo | Registered representative | May 2022 (4y) | ||
| Fahad Khalid Jamil | Registered representative | May 2022 (4y) | ||
| Matthew Ryan Ortiz | Registered representative | May 2022 (4y) | ||
| Steven Michael Fox | Registered representative | Jun 2022 (4y) | ||
| Chloe Elizabeth Pollara | Registered representative | Jun 2022 (4y) | ||
| Madeline Marie Bellman | Registered representative | Jun 2022 (4y) | ||
| John Steven Gryniewicz | Registered representative | Jun 2022 (4y) | ||
| James Ryan Orth | Registered representative | CFP | Jun 2022 (4y) | |
| Destiny Nicole Lee | Registered representative | Jun 2022 (4y) | ||
| Arran Matthew Maran | Registered representative | Jun 2022 (4y) | ||
| Jeffrey Francis Greenwalt | Registered representative | Jul 2022 (4y) | ||
| Katy Lewis Hanke | Registered representative | CFA | Jul 2022 (4y) | |
| Blake Jeffrey Anderson | Registered representative | CFA | Aug 2022 (4y) | |
| Kelly Volz Campbell | Registered representative | CFA | Aug 2022 (4y) | |
| Duane Robert Mattson | Registered representative | Aug 2022 (4y) | ||
| Roger Dayne Goss | Registered representative | Aug 2022 (4y) | ||
| Joseph Patrick Lynch | Registered representative | Aug 2022 (4y) | ||
| Erica Joan Levy Salvay | Registered representative | CFP CFA | Aug 2022 (4y) | |
| Barnabas Tamengyeh Mbigha | Registered representative | CFA | Sep 2022 (4y) | |
| Kiarash L Haseli | Registered representative | CFA | Sep 2022 (4y) | |
| Dillon Willis Lull | Registered representative | CFP | Sep 2022 (4y) | |
| Aaron Joseph Miller | Registered representative | Sep 2022 (4y) | ||
| Jose Luis Guzman | Registered representative | Sep 2022 (4y) | ||
| Clayton Joseph Schreck | Registered representative | Oct 2022 (4y) | ||
| Krystal Negron Jansen | Registered representative | Oct 2022 (4y) | ||
| Joseph Thaddeus Baierl | Registered representative | Oct 2022 (4y) | ||
| Careece Lamar Jordan Norris | Registered representative | Oct 2022 (4y) | ||
| Kyle Stevens Webb | Registered representative | Nov 2022 (4y) | ||
| Chris Hong Lin | Registered representative | Nov 2022 (4y) | ||
| Colt Donovan Freitas | Registered representative | Dec 2022 (4y) | ||
| Beatrix Abood | Registered representative | Dec 2022 (4y) | ||
| Kirsten Meaghan Bayer Petras | Registered representative | Jan 2023 (4y) | ||
| Imtiaz Arman Ahmed | Registered representative | Jan 2023 (4y) | ||
| Benjamin Ragnar Leander | Registered representative | Jan 2023 (4y) | ||
| Jackson Taylor Schuette | Registered representative | Jan 2023 (4y) | ||
| Robert Charles Arredondo Jr | Registered representative | Jan 2023 (4y) | ||
| Justin Naim Wang | Registered representative | Feb 2023 (4y) | ||
| Owen Christopher Boggs | Registered representative | Feb 2023 (3y) | ||
| Bradley Aaron Sutton | Registered representative | Feb 2023 (3y) | ||
| Colleen Carol Campbell | Registered representative | Feb 2023 (3y) | ||
| Usma Ara Malik | Registered representative | Feb 2023 (3y) | ||
| Emily Paige Williams | Registered representative | Feb 2023 (3y) | ||
| Cooper George Mixon | Registered representative | Apr 2023 (3y) | ||
| Eric Matthew Grey | Registered representative | Apr 2023 (3y) | ||
| Kelly Huang | Registered representative | Apr 2023 (3y) | ||
| Zechariah Sungwook Lee | Registered representative | May 2023 (3y) | ||
| Kent W.B. Chan | Registered representative | Jun 2023 (3y) | ||
| Alexa Michelle Ocampo | Registered representative | Jun 2023 (3y) | ||
| Antonio Giancarlo Capobianco | Registered representative | CFP | Jul 2023 (3y) | |
| David Andrew Ajluni | Registered representative | Jul 2023 (3y) | ||
| Jonathan Lane Moran | Registered representative | Jul 2023 (3y) | ||
| Dylan John Burdick | Registered representative | Jul 2023 (3y) | ||
| Kyle Patrick Brower | Registered representative | Jul 2023 (3y) | ||
| Kimberly Ann Rodriguez | Registered representative | Jul 2023 (3y) | ||
| Ashley Lynn Wilson | Registered representative | Jul 2023 (3y) | ||
| Mary Katharine Radloff | Registered representative | Jul 2023 (3y) | ||
| Michael Edward Kamell | Registered representative | CFA | Jul 2023 (3y) | |
| Mallory Joy Meyer | Registered representative | Aug 2023 (3y) | ||
| Alexandria Beth Davis | Registered representative | Aug 2023 (3y) | ||
| Dante Victor De Pinto | Registered representative | Aug 2023 (3y) | ||
| Chadwick Ray Solano | Registered representative | Sep 2023 (3y) | ||
| Justin Michael Maddox | Registered representative | Dec 2023 (3y) | ||
| Travis Scott Gilberg | Registered representative | Dec 2023 (3y) | ||
| Davina Jean Merrell | Registered representative | Jan 2024 (3y) | ||
| Madison Kraus | Registered representative | Jan 2024 (3y) | ||
| Negar Golkari Hagh | Registered representative | Feb 2024 (2y) | ||
| Rashaun Devon Lloyd | Registered representative | Feb 2024 (2y) | ||
| Darren Sam Chu | Registered representative | CFA | Mar 2024 (2y) | |
| Timothy Simon Wei | Registered representative | Mar 2024 (2y) | ||
| Connie Pina Castillo | Registered representative | Mar 2024 (2y) | ||
| Elijah Dresen | Registered representative | Apr 2024 (2y) | ||
| Jonathan Clifford Shaff | Registered representative | Apr 2024 (2y) | ||
| Bryan Michael Hamrock | Registered representative | Apr 2024 (2y) | ||
| Carla Tattiana Ramirez | Registered representative | Apr 2024 (2y) | ||
| Jorge Emmanuel Gonzalez | Registered representative | Apr 2024 (2y) | ||
| Harry Albertson Phinney | Registered representative | Apr 2024 (2y) | ||
| Benjamin Frank Samuels | Registered representative | Apr 2024 (2y) | ||
| Kelyn Ann Kitchens | Registered representative | Apr 2024 (2y) | ||
| Clinton Smith Mccurry | Registered representative | Apr 2024 (2y) | ||
| George Joseph Wolf | Registered representative | May 2024 (2y) | ||
| Mason Hodges | Registered representative | CFA | May 2024 (2y) | |
| John Youngchun Yun | Registered representative | May 2024 (2y) | ||
| Erin Claire Sheehan | Registered representative | May 2024 (2y) | ||
| Nicole Wegman | Registered representative | May 2024 (2y) | ||
| Jamie David Rigden | Registered representative | May 2024 (2y) | ||
| Grace Lee Pelczynski | Registered representative | May 2024 (2y) | ||
| Robert Stephen Forshee | Registered representative | May 2024 (2y) | ||
| Megan Elise France | Registered representative | Jun 2024 (2y) | ||
| Robert Clinton Willis | Registered representative | Jun 2024 (2y) | ||
| James Isaac Robelotto | Registered representative | Jun 2024 (2y) | ||
| Garrett James Pawlik | Registered representative | Jul 2024 (2y) | ||
| Samuel James Adams | Registered representative | Jul 2024 (2y) | ||
| Michael Keith Gilpatrick | Registered representative | Jul 2024 (2y) | ||
| Mark Donovan Foster | Registered representative | Jul 2024 (2y) | ||
| Christopher Fetchet | Registered representative | Jul 2024 (2y) | ||
| Philip Brian Barnds | Registered representative | Jul 2024 (2y) | ||
| Audrey Anaya | Registered representative | Jul 2024 (2y) | ||
| Cecil Covington Pilson | Registered representative | Jul 2024 (2y) | ||
| Nathaniel Jacob Gozlan | Registered representative | Jul 2024 (2y) | ||
| Jesus Ramon | Registered representative | Aug 2024 (2y) | ||
| Rex Bradford Morgan | Registered representative | CFP | Aug 2024 (2y) | |
| Christopher Sean Anast | Registered representative | CFA | Aug 2024 (2y) | |
| Chatelaine Mae Achterberg | Registered representative | CFA | Aug 2024 (2y) | |
| Connor Foy | Registered representative | CFA | Aug 2024 (2y) | |
| Jeb Markly Bent | Registered representative | CFP | Aug 2024 (2y) | |
| Kevin Walter Quinn | Registered representative | Aug 2024 (2y) | ||
| Stephen Luke Deschenes | Registered representative | Aug 2024 (2y) | ||
| Catherine Marie Magyera | Registered representative | Aug 2024 (2y) | ||
| Christine Marie Papa | Registered representative | Aug 2024 (2y) | ||
| Emily Rose Liao | Registered representative | Aug 2024 (2y) | ||
| Ingrid Sheila Parl | Registered representative | Aug 2024 (2y) | ||
| James Gregory Garrett | Registered representative | CFA | Aug 2024 (2y) | |
| Marc Eliot Nabi | Registered representative | Aug 2024 (2y) | ||
| Margaret Vaughan Hilborne Steinbach | Registered representative | CFA | Aug 2024 (2y) | |
| Maria Karahalis | Registered representative | CFA | Aug 2024 (2y) | |
| Mila Ivanova Yankova | Registered representative | CFA | Aug 2024 (2y) | |
| Tatyana Zolotarevsky | Registered representative | Aug 2024 (2y) | ||
| Austin Lyles | Registered representative | Aug 2024 (2y) | ||
| Noe Lopez | Registered representative | Aug 2024 (2y) | ||
| Mario Philip Divito | Registered representative | Aug 2024 (2y) | ||
| Armand Leonardo Leaks | Registered representative | Aug 2024 (2y) | ||
| Nathaniel Morris | Registered representative | Sep 2024 (2y) | ||
| Lucas Brian Pelfrey | Registered representative | Sep 2024 (2y) | ||
| Michael Scott Orlando | Registered representative | Sep 2024 (2y) | ||
| Joseph James Bilello | Registered representative | Sep 2024 (2y) | ||
| Alex Joseph Adair | Registered representative | Sep 2024 (2y) | ||
| Andrew Alexander Bredholt | Registered representative | Sep 2024 (2y) | ||
| Damien Xavier Lona | Registered representative | Sep 2024 (2y) | ||
| Michael Osborne Ryan | Registered representative | Sep 2024 (2y) | ||
| Rebecca Lenora Knuth | Registered representative | Sep 2024 (2y) | ||
| Bruno Vera | Registered representative | Oct 2024 (2y) | ||
| Reuben Sequeira | Registered representative | Oct 2024 (2y) | ||
| Benjamin Matthew Ehrlich | Registered representative | Oct 2024 (2y) | ||
| Eddie Arnold Rascon | Registered representative | Oct 2024 (2y) | ||
| Benjamin Wirtshafter | Registered representative | Oct 2024 (2y) | ||
| Alan Eugene Housman | Registered representative | Oct 2024 (2y) | ||
| Brandon Ross Cuellar | Registered representative | Oct 2024 (2y) | ||
| Cody Joseph Brazill | Registered representative | Oct 2024 (2y) | ||
| Austin Patrick Miller | Registered representative | Nov 2024 (2y) | ||
| Adam John Waclawsky | Registered representative | CFA | Nov 2024 (2y) | |
| Francisco Javier Corona | Registered representative | CFP | Nov 2024 (2y) | |
| Myles Owen Gaines | Registered representative | Nov 2024 (2y) | ||
| Collin Weir | Registered representative | Nov 2024 (2y) | ||
| Jason Andrew Uberti | Registered representative | CFP | Nov 2024 (2y) | |
| Anthony D Lee | Registered representative | Nov 2024 (2y) | ||
| Alfred Brandon Fuentes | Registered representative | Dec 2024 (2y) | ||
| James Patrick Hayes | Registered representative | Chartered Financial Consultant | Dec 2024 (2y) | |
| Eric James Canupp | Registered representative | Dec 2024 (2y) | ||
| Anmol Sinha | Registered representative | Jan 2025 (2y) | ||
| Jordan Clark Bowers | Registered representative | Jan 2025 (2y) | ||
| Christopher Bucci | Registered representative | Jan 2025 (2y) | ||
| Scott Wilson Hoyer | Registered representative | Jan 2025 (2y) | ||
| Stephanie Noemi Dirlbeck | Registered representative | Jan 2025 (2y) | ||
| Katherine Abbott | Registered representative | Jan 2025 (2y) | ||
| Eugene Leon Podkaminer | Registered representative | CFA | Jan 2025 (2y) | |
| Karesse Renay Bradley | Registered representative | Jan 2025 (2y) | ||
| Brandon Michael Speer | Registered representative | Jan 2025 (2y) | ||
| Michael Ryan Trujillo | Registered representative | Jan 2025 (2y) | ||
| Wayne Conway Ewan | Registered representative | Jan 2025 (2y) | ||
| Spencer Fest | Registered representative | Jan 2025 (2y) | ||
| William James Brady | Registered representative | Jan 2025 (2y) | ||
| Esheeta Sharma | Registered representative | Feb 2025 (1y) | ||
| Hailing Xu | Registered representative | Feb 2025 (1y) | ||
| Andrew Patrick Starling | Registered representative | Feb 2025 (1y) | ||
| Colin Michael O'connor | Registered representative | Feb 2025 (1y) | ||
| Dylan Michael Flack | Registered representative | Feb 2025 (1y) | ||
| Mackenzie Faith Cronin | Registered representative | Feb 2025 (1y) | ||
| Vincent Eugen Alexander | Registered representative | Feb 2025 (1y) | ||
| Benjamin Wilson Lassiter | Registered representative | Feb 2025 (1y) | ||
| Gabriela Viviana Arambula | Registered representative | Feb 2025 (1y) | ||
| Peyton Lee Walters | Registered representative | Feb 2025 (1y) | ||
| Zachary Nicholas Costello | Registered representative | Feb 2025 (1y) | ||
| Christina Marie Kramer | Registered representative | Mar 2025 (1y) | ||
| Mark Joseph Comire | Registered representative | Mar 2025 (1y) | ||
| Adam Steven De Angelis | Registered representative | Mar 2025 (1y) | ||
| Jennifer Rose Hayes | Registered representative | Mar 2025 (1y) | ||
| Michael Carmen Santangelo | Registered representative | Mar 2025 (1y) | ||
| James George Digiuseppe | Registered representative | Mar 2025 (1y) | ||
| Hudson Charles Walker | Registered representative | Mar 2025 (1y) | ||
| Melissa Lynne Fitz Gerald | Registered representative | Mar 2025 (1y) | ||
| Erick Bodge | Registered representative | Mar 2025 (1y) | ||
| Eric Michael Figueroa | Registered representative | Mar 2025 (1y) | ||
| Banks Timothy Schlosser | Registered representative | Apr 2025 (1y) | ||
| Jared Michael Coplen | Registered representative | Apr 2025 (1y) | ||
| Jack William Swingle | Registered representative | CFP | Apr 2025 (1y) | |
| Anthony Joseph Albano | Registered representative | Apr 2025 (1y) | ||
| Thomas John Schneckner | Registered representative | Apr 2025 (1y) | ||
| Cristian Meneses Santiago | Registered representative | May 2025 (1y) | ||
| Michael David Shambeau | Registered representative | May 2025 (1y) | ||
| Nathan Samuel Blanford | Registered representative | May 2025 (1y) | ||
| Michelle Dayle Sahr | Registered representative | May 2025 (1y) | ||
| Enrique Macias | Registered representative | May 2025 (1y) | ||
| David Contreras | Registered representative | May 2025 (1y) | ||
| Francis Anthony Peaschek | Registered representative | May 2025 (1y) | ||
| Steven John Rainero | Registered representative | May 2025 (1y) | ||
| Martin Brian Meaney | Registered representative | May 2025 (1y) | ||
| Patrick John Ryan | Registered representative | May 2025 (1y) | ||
| Christopher Keith Kennedy | Registered representative | May 2025 (1y) | ||
| Craig Shafer Blessing | Registered representative | CFA | May 2025 (1y) | |
| Peter Jae Chong | Registered representative | Jun 2025 (1y) | ||
| Venus Law | Registered representative | Jun 2025 (1y) | ||
| Gerard Christopher Rickhoff | Registered representative | Jun 2025 (1y) | ||
| Brianne Elizabeth Arnold | Registered representative | Jul 2025 (1y) | ||
| Siobhan Marie Broadbery | Registered representative | Jul 2025 (1y) | ||
| Christopher Shields Gluckman | Registered representative | Jul 2025 (1y) | ||
| Joseph Lawrence Epstein | Registered representative | Jul 2025 (1y) | ||
| Travon Jeremiah Mc Cain | Registered representative | Jul 2025 (1y) | ||
| Rachel Marie Ramos | Registered representative | Jul 2025 (1y) | ||
| Rainey Lord | Registered representative | Aug 2025 (1y) | ||
| Jate'via Danise Bailey | Registered representative | Aug 2025 (1y) | ||
| Gianna Helena Nitti | Registered representative | Aug 2025 (1y) | ||
| Paulino Medina | Registered representative | Aug 2025 (1y) | ||
| Jeremy Alyea | Registered representative | Aug 2025 (1y) | ||
| Schuyler Keenan Durham | Registered representative | Aug 2025 (1y) | ||
| Luke Andrew Worthington | Registered representative | Aug 2025 (1y) | ||
| Colton James Herrmann | Registered representative | Aug 2025 (1y) | ||
| Cameron Christopher Wadsworth | Registered representative | CFA | Sep 2025 (1y) | |
| Lauren Carly Liebes | Registered representative | Sep 2025 (1y) | ||
| Brian Daniel Bubrick | Registered representative | Sep 2025 (1y) | ||
| Bryan Uriel Valenciano Coronado | Registered representative | Sep 2025 (1y) | ||
| Karlie Nicole Ries | Registered representative | Sep 2025 (1y) | ||
| Yahia Hamouda | Registered representative | Oct 2025 (1y) | ||
| Lorin Elizalde | Registered representative | CFP | Oct 2025 (1y) | |
| Aaron Michael Storey | Registered representative | Oct 2025 (1y) | ||
| Sava Stephen Radakovich | Registered representative | Oct 2025 (1y) | ||
| Edward Liu | Registered representative | Oct 2025 (1y) | ||
| William Cameron Campbell | Registered representative | Oct 2025 (1y) | ||
| Sebastian Duckworth | Registered representative | Oct 2025 (1y) | ||
| Derrick Alford | Registered representative | Oct 2025 (1y) | ||
| Cameron Joseph Hennen | Registered representative | CFA | Oct 2025 (1y) | |
| Anne Elizabeth Ramseyer | Registered representative | Oct 2025 (1y) | ||
| Sheldon Scott Fox | Registered representative | Nov 2025 (1y) | ||
| John Paul Gutierrez | Registered representative | Nov 2025 (1y) | ||
| David James Buckley | Registered representative | CFA | Nov 2025 (1y) | |
| William Guy De Wald | Registered representative | CFA | Nov 2025 (1y) | |
| Michele Giangrande | Registered representative | Nov 2025 (1y) | ||
| Kevin Gregory Broulette | Registered representative | CFP | Dec 2025 (1y) | |
| Jonathan Thomas Plance | Registered representative | Dec 2025 (1y) | ||
| Daniela Mendez | Registered representative | Dec 2025 (1y) | ||
| William Joseph Hughes | Registered representative | Dec 2025 (1y) | ||
| Maria Susana Rodriguez | Registered representative | Dec 2025 (1y) | ||
| Lauren Elise Kircher | Registered representative | Jan 2026 (1y) | ||
| Gregory Paul Miller | Registered representative | CFA | Jan 2026 (1y) | |
| Jonathon Steven Forcheskie | Registered representative | Jan 2026 (1y) | ||
| Jason Scott Abosch | Registered representative | CFP | Jan 2026 (1y) | |
| Kirby Powers Lawson | Registered representative | Jan 2026 (1y) | ||
| Daniel Kariuki Kuria | Registered representative | Jan 2026 (1y) | ||
| Kyle David Lozen | Registered representative | Jan 2026 (1y) | ||
| Ashley Rose Dunham | Registered representative | Jan 2026 (1y) | ||
| Jennifer Rebecca Rocci | Registered representative | Jan 2026 (1y) | ||
| Nicholas Vincent Fiano | Registered representative | Jan 2026 (1y) | ||
| Zachary Paul Trepagnier | Registered representative | Feb 2026 (0y) | ||
| Adrienne Victoria Tong | Registered representative | Feb 2026 (0y) | ||
| Andre Bryce Taylor | Registered representative | Feb 2026 (0y) | ||
| Caleb Gene King | Registered representative | Feb 2026 (0y) | ||
| Dylan Christopher Flores | Registered representative | Feb 2026 (0y) | ||
| Elliott Davis | Registered representative | Feb 2026 (0y) | ||
| Evan Diamond Garcia | Registered representative | Feb 2026 (0y) | ||
| Tyson Grey Smith | Registered representative | Feb 2026 (0y) | ||
| Kalee Butler | Registered representative | Feb 2026 (0y) | ||
| Lorna Brandt Reinhardt | Registered representative | Mar 2026 (0y) | ||
| Shirley Ecklund | Registered representative | CFA | Mar 2026 (0y) | |
| Jackson Douglas Mccallister | Registered representative | Apr 2026 (0y) | ||
| John Ambrose Marshall | Registered representative | Apr 2026 (0y) | ||
| Madelaine Claire Johnson | Registered representative | Apr 2026 (0y) | ||
| Ashley Sara Marcinko | Registered representative | May 2026 (0y) | ||
| Macy Anne Niswander | Registered representative | May 2026 (0y) | ||
| Joshua Neff | Registered representative | May 2026 (0y) | ||
| William Brendan Bowe | Registered representative | May 2026 (0y) | ||
| John Joseph Metelski | Registered representative | May 2026 (0y) | ||
| Jordan Patrick Mains | Registered representative | Jun 2026 (0y) | ||
| Luis Fernando Arocha | Registered representative | Jun 2026 (0y) | ||
| Louis Robert Bojorquez | Registered representative | Jun 2026 (0y) | ||
| Andy Eli Gunnemann | Registered representative | Jun 2026 (0y) | ||
| Bradley James Kozinski | Registered representative | Jul 2026 (0y) | ||
| Lauren Elizabeth Zappia | Registered representative | Jul 2026 (0y) | ||
| Khalid Abdirahman Ali | Registered representative | Jul 2026 (0y) | ||
| Michael John Koch | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Capital Research And Management Company | Stockholder | Jun 1979 | A | 75% or more |
| The Capital Group Companies, Inc. | Stockholder | Jul 1972 | B | ≈ 56.25% – 100% via Capital Research And Management Company |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- The Capital Group Companies, Inc.: 75% – 100% of Capital Research And Management Company × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/29/2026 | 1.27 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Other fees
- • AS AGREED UPON IN A MANNER THAT COVERS REGISTRANT'S COSTS
Services
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 29, 2026.
View current Form ADV (SEC/IAPD) ↗