Bcg Securities, Inc.
- Regulatory AUM
- $894M
- Discretionary
- $0
- Clients
- 2,181
- Avg AUM / client
- $410K
- Accounts
- 2,100
- Employees
- 55
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,891 | $426M | 47.6% |
| High net worth individuals | 169 | $327M | 36.5% |
| Pension and profit sharing plans | 65 | — | — |
| Other investment advisers | 56 | $142M | 15.9% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Lannett Company, Inc. 401(k) Retirement Savings Plan Lannett Company, Inc. | 2024 | |
| Accupac, Llc 401(k) Plan Accupac, Llc | 2024 | |
| Eanj 401(k) Retirement Advantage Plan 401(k) Employers Association Of New Jersey Iation | 2024 | |
| Comhar 403(b) Retirement Savings Plan Comhar, Inc. | 2024 | |
| Self Help Movement Inc. 401(k) Plan Self Help Movement Inc. | 2024 |
People (40)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Adams, Beau Christian | Vice President | Jan 2019 (8y) | Less than 5% | |
| Michael, Linea Kate | Secretary | Jan 2019 (8y) | Less than 5% | |
| Gayle, Troy Marshall | Treasurer | Jul 2020 (6y) | Less than 5% | |
| Johnson, Kimberly Ann | Chief Financial Operations Officer | Jun 2021 (5y) | Less than 5% | |
| Tsai, Phyllis | Finop | Jul 2023 (3y) | Less than 5% | |
| Paglione, Adam | Chief Executive Officer & Cco | Jun 2024 (2y) | Less than 5% | |
| Donald Paul Antonacio | Registered representative | Jan 2004 (23y) | ||
| Ho Tae Chang | Registered representative | CFP | Jan 2004 (23y) | |
| Thomas Michael Monahan | Registered representative | Sep 2012 (14y) | ||
| Nicholas J Adornetto | Registered representative | CFP | Jun 2013 (13y) | |
| D. G. (Chip) Kensinger | Registered representative | CFP | Oct 2013 (13y) | |
| Justin Nicholson Kensinger | Registered representative | Oct 2013 (13y) | ||
| Gary Wayne Latuszewski | Registered representative | Jun 2015 (11y) | ||
| Hal Vincent Caprara | Registered representative | Jun 2015 (11y) | ||
| James B O'donoghue | Registered representative | Aug 2015 (11y) | ||
| Douglas Jeffrey Pruett | Registered representative | Dec 2016 (10y) | ||
| Lynn Copeland Kulzak | Registered representative | Jun 2017 (9y) | ||
| Robert Carl Martz | Registered representative | Aug 2017 (9y) | ||
| Jeffrey Garlatti | Registered representative | Apr 2018 (8y) | ||
| Abdul Khaliq | Registered representative | May 2018 (8y) | ||
| Mark Thomas Meseroll | Registered representative | May 2019 (7y) | ||
| Steven Charles Tumminello | Registered representative | May 2019 (7y) | ||
| Christopher Baumann | Registered representative | Jan 2023 (4y) | ||
| Benjamin Craig Jackson | Registered representative | CFP | Jan 2023 (4y) | |
| Bradley Michael Nuckles | Registered representative | CFP | Jan 2023 (4y) | |
| Gary W Latuszewski | Registered representative | Apr 2023 (3y) | ||
| Patrick Moran | Registered representative | Jun 2023 (3y) | ||
| Melissa Willoughby | Registered representative | Mar 2024 (2y) | ||
| Conor Patrick Mc Kenna | Registered representative | Jun 2024 (2y) | ||
| Cassandra R Stiff | Registered representative | Aug 2024 (2y) | ||
| Donald Jack Antonacio | Registered representative | Sep 2024 (2y) | ||
| Christopher Michael Cohen | Registered representative | CFP | Feb 2025 (1y) | |
| Joshua Anthony Winter | Registered representative | CFP | Jul 2025 (1y) | |
| Kathryn Meidt | Registered representative | Jan 2026 (1y) | ||
| Deanna Rose Coglianese | Registered representative | Jan 2026 (1y) | ||
| Stephen Travis Weaver | Registered representative | Feb 2026 (1y) | ||
| Virginia Lee Davis Tycksen | Registered representative | Feb 2026 (1y) | ||
| James Anthony Ward | Registered representative | Apr 2026 (0y) | ||
| Michael Kostiuk | Registered representative | Apr 2026 (0y) | ||
| Sandra Ann Sutter | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Horace Mann Educators Corp. | Owner | Jan 2019 | A | 75% or more |
| Greenier, Ryan Edward | Senior Vice President, Finance | Jul 2020 | A | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (5)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Lannett Company, Inc. 401(k) Retirement Savings Plan | Lannett Company, Inc. | 520 | $97.4M | 01/01/2024 |
| Accupac, Llc 401(k) Plan | Accupac, Llc | 911 | $31.3M | 01/01/2024 |
| Eanj 401(k) Retirement Advantage Plan 401(k) | Employers Association Of New Jersey Iation | 0 | $0 | 01/01/2024 |
| Comhar 403(b) Retirement Savings Plan | Comhar, Inc. | 469 | $12.3M | 01/01/2024 |
| Self Help Movement Inc. 401(k) Plan | Self Help Movement Inc. | 109 | $3.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/11/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: ON DECEMBER 6, 2011, BCG SECURITIES (BCGS) ACTED TO WITHDRAW ITS PENDING REGISTRATION IN HAWAII. BCGS MISTAKENLY SUBMITTED ON CRD A FORM BDW TO REQUEST BROKER/DEALER WITHDRAW. NORTH CAROLINA, IN TURN TERMINATED BCGS' STATE REGISTRATION. BCGS DID NOT REALIZE THE NC TERMIANTION UNTIL FEBRUARY 9, 2012. Status: Final Sanction Detail: A $13,500 PAYMENT WAS MADE BY BCGS FOR "PAYMENT FOR COSTS OF INVESTIGATIONS" TO NORTH CAROLINA SECRETARY OF STATE. Summary: FOLLOWING DISPOSITION OF THIS MATTER, BCGS IS IN GOOD STANDING AND REGISTERED FOR SECURITIES IN NORTH CAROLINA.
Allegations: ON DECEMBER 6, 2011, BCG SECURITIES (BCGS) ACTED TO WITHDRAW ITS PENDING REGISTRATION IN HAWAII. BCGS MISTAKENLY SUBMITTED ON CRD A FORM BDW TO REQUEST BROKER/DEALER WITHDRAW. NORTH CAROLINA, IN TURN TERMINATED BCGS' STATE REGISTRATION. BCGS DID NOT REALIZE THE NC TERMIANTION UNTIL FEBRUARY 9, 2012. Status: Final Sanction Detail: A $13,500 PAYMENT WAS MADE BY BCGS FOR "PAYMENT FOR COSTS OF INVESTIGATIONS" TO NORTH CAROLINA SECRETARY OF STATE. Summary: FOLLOWING DISPOSITION OF THIS MATTER, BCGS IS IN GOOD STANDING AND REGISTERED FOR SECURITIES IN NORTH CAROLINA.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 11, 2026.
View current Form ADV (SEC/IAPD) ↗