Benjamin Securities, Inc.
- Regulatory AUM
- $33.6M
- Discretionary
- $29.9M
- Clients
- 68
- Avg AUM / client
- $494K
- Accounts
- 68
- Employees
- 12
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 29, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 63 | $20.9M | 62.1% |
| High net worth individuals | 5 | $12.7M | 37.9% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas William Laundrie | Vice President/ Rosfp | Jun 2009 (17y) | Less than 5% | |
| William Thomas Baker | President,Msrb, Cco,Aml Compliance Officer Of Benjamin Sec. & President,Ceo,Shareholder Of Baker Global Asset | Aug 2011 (15y) | ≈ 56.25% – 100% via Baker Global Asset Management, Inc. | |
| Stamova, Ilina S | Financial Operations Principal | Jun 2017 (9y) | Less than 5% | |
| Catharine Chandler | Registered representative | Apr 2014 (12y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Baker Global Asset Management, Inc. | Owner | Aug 2011 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- William Thomas Baker: 75% – 100% of Baker Global Asset Management, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 09/29/2025 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: ON 7/1/91, THE STATE OF MARYLAND SECURITIES DIVISION APPROVED THE APPLICATION OF BENJAMIN SECURITIES, INC. FOR REGISTRATION AS A BD UPON THE EXECUTION OF A CONSENT ORDER AND PAYMENT OF AN ADMINISTRATIVE FINE OF $1,000.00 FOR TRANSACTING SECURITIES IN MARYLAND PRIOR TO REGISTRATION. Status: Final Sanction Detail: ON 7/1/1991 THE MARYLAND SECURITIES DIVISON APPROVED THE APPLICATION OF BENJAMIN SECURITIES, INC. FOR REGISTRATION AS A BD UPON THE EXECUTION OF A CONSENT ORDER AND PAYMENT OF AN ADMINISTRATIVE FINE OF $1,000.00.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 29, 2025.
View current Form ADV (SEC/IAPD) ↗