WB
W&S Brokerage Services, Inc.
SEC-registered
Insurance-Affiliated · Small ($100M–$1B)
CRD 8099
· SEC file 801-113946
· Cincinnati, OH
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ADV data as of Jul 01, 2026
- Regulatory AUM
- $257M
- Discretionary
- $257M
- Clients
- 772
- Avg AUM / client
- $333K
- Accounts
- 963
- Employees
- 114
AUM over time
$0
$257M
Aug 2018
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 772 | $257M | 100.0% |
People (116)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Wiedenheft, Terrie Ann | Senior Vice President And Cfo | Mar 1999 (27y) | Less than 5% | |
| Niemeyer, Jonathan, David | Director | Jan 2001 (26y) | Less than 5% | |
| Luebbe, Gregory Michael | Assistant Vice President | Oct 2003 (23y) | Less than 5% | |
| Brodie, Troy Dale | President | Apr 2014 (12y) | Less than 5% | |
| Herron, Sarah, Sparks | Corporate Secretary | Jan 2015 (12y) | Less than 5% | |
| Deluca, James Joseph | Vp, Marketing | Mar 2015 (11y) | Less than 5% | |
| Loveless, Matthew William | Vp, Strategic Development And Operations | Mar 2015 (11y) | Less than 5% | |
| Mcgruder, Jill Tripp | Director | Mar 2015 (11y) | Less than 5% | |
| Wuebbling, Donald, Joseph | Director | Mar 2015 (11y) | Less than 5% | |
| Johnson, Jay, Vincent | Treasurer | May 2018 (8y) | Less than 5% | |
| Shawn Michael Scott | Chief Compliance Officer | Oct 2018 (8y) | Less than 5% | |
| Timothy Steven Stearns | Vp, Compliance Officer | Oct 2018 (8y) | Less than 5% | |
| Anderson, Jason, Todd | Assistant Treasurer | Mar 2020 (6y) | Less than 5% | |
| Wittman, Scott, Joseph | Vp Tax | Dec 2022 (4y) | Less than 5% | |
| Mourne, Douglas Edward | Avp, Brokerage Operations | May 2023 (3y) | Less than 5% | |
| Ben James Holman | Registered representative | Sep 2018 (8y) | ||
| Hussain M Ali | Registered representative | Chartered Financial Consultant | Sep 2018 (8y) | |
| James Craig Hynd | Registered representative | CFP Chartered Financial Consultant | Sep 2018 (8y) | |
| Kyle Thomas Gleich | Registered representative | Sep 2018 (8y) | ||
| Robert Andrew Neff | Registered representative | Sep 2018 (8y) | ||
| James Ross Schleicher | Registered representative | Chartered Financial Consultant | Sep 2018 (8y) | |
| Kevin Douglas Burns | Registered representative | Sep 2018 (8y) | ||
| Patrick J Dulzer | Registered representative | Feb 2019 (7y) | ||
| George Mitchell Kay | Registered representative | Chartered Financial Consultant | Feb 2019 (7y) | |
| Richard Keith Ryan | Registered representative | Mar 2019 (7y) | ||
| Michael Joseph Nordyke | Registered representative | Mar 2019 (7y) | ||
| Bryan James Okuley | Registered representative | CFP Chartered Financial Consultant | Jul 2019 (7y) | |
| Scott Beal | Registered representative | Sep 2019 (7y) | ||
| Benjamin P Wallace | Registered representative | Sep 2019 (7y) | ||
| Timothy Zauzig | Registered representative | Sep 2019 (7y) | ||
| Julie Marie Calhoun | Registered representative | Chartered Financial Consultant | Oct 2019 (7y) | |
| Henry J Rossi | Registered representative | Chartered Financial Consultant | Oct 2019 (7y) | |
| Cindy Sin Yi Tsai | Registered representative | Nov 2019 (7y) | ||
| Joseph Leo Sheffieck | Registered representative | Mar 2020 (6y) | ||
| Brian C Witherby | Registered representative | Jun 2020 (6y) | ||
| Jordan Alexander Lutz | Registered representative | Jul 2020 (6y) | ||
| Rene C Tamez | Registered representative | Chartered Financial Consultant | Oct 2020 (6y) | |
| Derrick D Edmonds | Registered representative | Nov 2020 (6y) | ||
| Blair R Hrovat | Registered representative | Nov 2020 (6y) | ||
| Aaron Nicholas Steffan | Registered representative | Chartered Financial Consultant | Jan 2021 (6y) | |
| Stacy A Wasserman | Registered representative | Chartered Financial Consultant | Mar 2021 (5y) | |
| Paul J Kelbly | Registered representative | CFP | Apr 2021 (5y) | |
| Mary Beth Blair | Registered representative | Oct 2021 (5y) | ||
| Trang Athena Le | Registered representative | Apr 2022 (4y) | ||
| Zachary W Metzger | Registered representative | Apr 2022 (4y) | ||
| David Anthony Adamson | Registered representative | Chartered Financial Consultant | May 2022 (4y) | |
| Earl Gerard Seitz | Registered representative | May 2022 (4y) | ||
| Jeffry L Risser | Registered representative | Aug 2022 (4y) | ||
| Ryan A Matney | Registered representative | Sep 2022 (4y) | ||
| Thomas Andrew Roll | Registered representative | Chartered Financial Consultant | Oct 2022 (4y) | |
| Rebecca Newman Reynolds | Registered representative | Chartered Financial Consultant | Oct 2022 (4y) | |
| Kristie Lynn Damore | Registered representative | Dec 2022 (4y) | ||
| Leshawn Powers | Registered representative | Jan 2023 (4y) | ||
| Phillip Tyler West | Registered representative | Feb 2023 (3y) | ||
| Michael Robert Cheslock | Registered representative | Mar 2023 (3y) | ||
| Jonathan D Levine | Registered representative | Mar 2023 (3y) | ||
| Scott James Bliss | Registered representative | Apr 2023 (3y) | ||
| Jacob Quincy White | Registered representative | May 2023 (3y) | ||
| Mark Molley | Registered representative | Jun 2023 (3y) | ||
| Edwin Cisneros | Registered representative | Jul 2023 (3y) | ||
| Tamara R Simendinger | Registered representative | Aug 2023 (3y) | ||
| Adam J Locascio | Registered representative | Sep 2023 (3y) | ||
| Gareth Cabili Caluducan | Registered representative | Apr 2024 (2y) | ||
| Remington P Taylor | Registered representative | May 2024 (2y) | ||
| Sydney Katrina Hyatt | Registered representative | Jun 2024 (2y) | ||
| Patrick Liam Hoban | Registered representative | Jul 2024 (2y) | ||
| Tuan Minh Pham | Registered representative | Jul 2024 (2y) | ||
| Abrahim Mutee Kassim | Registered representative | Oct 2024 (2y) | ||
| Kyle Robert Thomas | Registered representative | Nov 2024 (2y) | ||
| Murtaza Rizvi | Registered representative | Dec 2024 (2y) | ||
| Jared H Bovinet | Registered representative | CFP | Jan 2025 (2y) | |
| Joseph Anthony Hanna | Registered representative | Feb 2025 (1y) | ||
| Logan Matthew Nicely | Registered representative | Mar 2025 (1y) | ||
| Robert Pallatroni | Registered representative | Apr 2025 (1y) | ||
| Kristofer Joseph Lanzer | Registered representative | May 2025 (1y) | ||
| Trenton Miller | Registered representative | May 2025 (1y) | ||
| Anthony Ray Harris | Registered representative | Jul 2025 (1y) | ||
| Wesley Gooding | Registered representative | Jul 2025 (1y) | ||
| Nick Vorholt | Registered representative | Chartered Financial Consultant | Sep 2025 (1y) | |
| Reginald Lamont Venson | Registered representative | Sep 2025 (1y) | ||
| Daniel Owens | Registered representative | Sep 2025 (1y) | ||
| Jonnie Goodmanson | Registered representative | Sep 2025 (1y) | ||
| Barton Taylor Cook | Registered representative | Oct 2025 (1y) | ||
| Marchaun Morrison | Registered representative | Oct 2025 (1y) | ||
| Marcelo C Hernandez | Registered representative | Oct 2025 (1y) | ||
| Zachary Charles Moritz | Registered representative | Oct 2025 (1y) | ||
| Joshua Joseph Curtis White | Registered representative | Oct 2025 (1y) | ||
| Tyler Andrew Mccullough | Registered representative | Oct 2025 (1y) | ||
| Alexander Merritt | Registered representative | Oct 2025 (1y) | ||
| George Albach | Registered representative | Nov 2025 (1y) | ||
| Ian Danielson | Registered representative | Nov 2025 (1y) | ||
| Uriah Eli Jackson | Registered representative | Dec 2025 (1y) | ||
| Marcelo Augusto Antonelli | Registered representative | Dec 2025 (1y) | ||
| Jane E Kwoun | Registered representative | Jan 2026 (1y) | ||
| Stephen Patrick Richard | Registered representative | Jan 2026 (1y) | ||
| Wayne Stephen Babst | Registered representative | Feb 2026 (0y) | ||
| Alyssa Johnson | Registered representative | Feb 2026 (0y) | ||
| Andrew Michael Smith | Registered representative | Feb 2026 (0y) | ||
| Joseph Coombs | Registered representative | Mar 2026 (0y) | ||
| Dawson Troy Lee Johnson | Registered representative | Mar 2026 (0y) | ||
| Joseph J Blanar | Registered representative | Mar 2026 (0y) | ||
| Scott James Walker | Registered representative | Mar 2026 (0y) | ||
| Niccolo Alfred Gonzales | Registered representative | Mar 2026 (0y) | ||
| Nicholas Keith Golgart | Registered representative | Mar 2026 (0y) | ||
| Muhammad M Siddiqui | Registered representative | Apr 2026 (0y) | ||
| Jeffrey Fuhrer | Registered representative | Apr 2026 (0y) | ||
| Jayna Anne Thompson | Registered representative | Apr 2026 (0y) | ||
| Lucas Walker Hopkins | Registered representative | Apr 2026 (0y) | ||
| Janet Elizabeth Lakes | Registered representative | May 2026 (0y) | ||
| Daniel Jeong | Registered representative | May 2026 (0y) | ||
| Richard Lee Manion | Registered representative | May 2026 (0y) | ||
| Andon Kenneth Dodds | Registered representative | May 2026 (0y) | ||
| Dominic Piunno | Registered representative | May 2026 (0y) | ||
| Evan Matthew Valeri | Registered representative | Jun 2026 (0y) | ||
| Giovanni Troiano | Registered representative | Jun 2026 (0y) | ||
| Donald James | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Western And Southern Life Assurance Company | Owner | May 2001 | A | 75% or more |
| The Western And Southern Life Insurance Company | Shareholder | Oct 1999 | B | 75% or more of Western Southern Life Assurance Company (indirect) |
| Western & Southern Financial Group, Inc. | Shareholder | Sep 2000 | B | 75% or more of The Western And Southern Life Insurance Company (indirect) |
| Western & Southern Mutual Holding Company, Inc. | Shareholder | Sep 2000 | B | 75% or more of Western & Southern Financial Group, Inc. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/01/2026 | 1.43 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 01, 2026.
View current Form ADV (SEC/IAPD) ↗