Amuni Financial, Inc.
- Regulatory AUM
- $195M
- Discretionary
- $35.8M
- Clients
- 283
- Avg AUM / client
- $688K
- Accounts
- 454
- Employees
- 21
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 223 | $89.8M | 46.1% |
| High net worth individuals | 60 | $104M | 53.5% |
| Corporations and other businesses | Fewer than 5 clients | $839K | 0.43% |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mark Kevin Donohue | Sr. Vice President | Dec 1980 (46y) | 5% – 10% | |
| Abelman, Stephen Charles | Senior Trader | Mar 2016 (10y) | 5% – 10% | |
| Jared B Abelman | Sr. Vice President | Mar 2016 (10y) | 10% – 25% | |
| Michael Cooper Petagna | President And Chief Compliance Officer | Mar 2016 (10y) | 50% – 75% | |
| Knighton, Emily Ruth | Chief Financial Officer | Jul 2016 (10y) | Less than 5% | |
| Alan Edward Marsh | Registered representative | Jan 2017 (10y) | ||
| David Michael Polkinghorn | Registered representative | Mar 2020 (6y) | ||
| John Vines Satterfield | Registered representative | Aug 2020 (6y) | ||
| Robert Edward House | Registered representative | Aug 2020 (6y) | ||
| Jonathan Kent Bailey | Registered representative | Feb 2022 (5y) | ||
| Jack Clements Crawford | Registered representative | Jan 2024 (3y) | ||
| Jay William Lake | Registered representative | Jan 2025 (2y) | ||
| Richard Lucian Giffin | Registered representative | Jan 2025 (2y) | ||
| Larry Jay Furrer | Registered representative | Oct 2025 (1y) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 998 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Wells Fargo $195M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗