Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13801 | Curtis Capital Advisors, Llc CRD 330835 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $166M | 82 | 244 | 2 | 06/15/2026 | ☆ |
| 13802 | Dedeker Financial, Llc CRD 325537 | St. Louis Park, MN | Wealth Manager · Small ($100M–$1B) | $166M | 186 | 415 | 3 | 07/21/2026 | ☆ |
| 13803 | Cambier Capital, Llc CRD 341216 | Naples, FL | Wealth Manager · Small ($100M–$1B) | $165M | 93 | 252 | 4 | 07/31/2026 | ☆ |
| 13804 | Kissling Financial Services, Llc CRD 299531 | New Castle, PA | Insurance-Affiliated · Small ($100M–$1B) | $165M | 704 | 1,119 | 2 | 03/27/2026 | ☆ |
| 13805 | Kc Asset Management, Inc. CRD 154321 | Wealth Manager · Small ($100M–$1B) | $165M | 139 | 419 | 2 | 01/21/2026 | ☆ | |
| 13806 | Olive Street Capital Partners Llc CRD 300115 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $165M | 8 | 8 | 2 | 03/31/2026 | ☆ |
| 13807 | Wolfers Asset Management Llc CRD 121359 | Wealth Manager · Small ($100M–$1B) | $165M | 122 | 367 | 4 | 07/14/2026 | ☆ | |
| 13808 | Redswan Pc, Inc CRD 307278 | Houston, TX | Investment Adviser · Small ($100M–$1B) | $165M | 7 | 7 | 8 | 03/04/2026 | ☆ |
| 13809 | Peak Capital Management, Llc CRD 141488 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $165M | 110 | 289 | 5 | 03/31/2026 | ☆ |
| 13810 | New England Schooner, Inc. CRD 129552 | Peabody, MA | Wealth Manager · Small ($100M–$1B) | $165M | 320 | 534 | 4 | 03/10/2026 | ☆ |
| 13811 | Expressive Wealth Llc CRD 329974 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $165M | 165 | 468 | 10 | 07/15/2026 | ☆ |
| 13812 | Effective Assets, Inc. CRD 285744 | Wealth Manager · Small ($100M–$1B) | $165M | 124 | 410 | 2 | 02/04/2026 | ☆ | |
| 13813 | Morrissey Wealth Management Llc CRD 291228 | North Haven, CT | Wealth Manager · Small ($100M–$1B) | $165M | 162 | 435 | 3 | 03/04/2026 | ☆ |
| 13814 | Runnymede Capital Advisors, Inc. CRD 128974 | Wealth Manager · Small ($100M–$1B) | $165M | 55 | 170 | 1 | 03/16/2026 | ☆ | |
| 13815 | Solas Bioventures Management, Llc CRD 322344 | Chattanooga, TN | Private Fund Manager · Small ($100M–$1B) | $165M | 12 | 12 | 6 | 07/30/2026 | ☆ |
| 13816 | Octo Capital, Llc CRD 174351 | Bingham Farms, MI | Insurance-Affiliated · Small ($100M–$1B) | $165M | 136 | 487 | 1 | 02/02/2026 | ☆ |
| 13817 | Breachway Investments, Llc CRD 299102 | Charlestown, RI | Wealth Manager · Small ($100M–$1B) | $165M | 243 | 442 | 1 | 07/01/2026 | ☆ |
| 13818 | Pr Wealth Management Group, Inc. CRD 173711 | East Moline, IL | Wealth Manager · Small ($100M–$1B) | $165M | 460 | 456 | 5 | 03/06/2026 | ☆ |
| 13819 | N CRD 139265 | Wealth Manager · Small ($100M–$1B) | $165M | 148 | 399 | 1 | 02/16/2026 | ☆ | |
| 13820 | Conifer Infrastructure Management Company Llc CRD 334323 | Sewickley, PA | Private Fund Manager · Small ($100M–$1B) | $165M | 2 | 2 | 14 | 06/29/2026 | ☆ |
| 13821 | Financially Speaking Inc CRD 106255 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $165M | 295 | 595 | 5 | 03/24/2026 | ☆ |
| 13822 | Wilkinson Wealth Management, Llc CRD 317741 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $165M | 216 | 890 | 2 | 03/24/2026 | ☆ |
| 13823 | The Keystone Financial Alliance, Llc CRD 168760 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $165M | 119 | 445 | 3 | 03/30/2026 | ☆ |
| 13824 | Paul & Co. Wealth Management, Inc. CRD 331617 | Atascadero, CA | Wealth Manager · Small ($100M–$1B) | $165M | 148 | 538 | 2 | 01/23/2026 | ☆ |
| 13825 | Womack Financial Llc CRD 174873 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $165M | 141 | 556 | 3 | 05/21/2026 | ☆ |
| 13826 | Shima Capital Management Llc CRD 320929 | Irvine, CA | Private Fund Manager · Small ($100M–$1B) | $165M | 3 | 3 | 11 | 03/28/2025 | ☆ |
| 13827 | Woodlock Family Capital Management, Llc CRD 300051 | Private Fund Manager · Small ($100M–$1B) | $165M | 1 | 1 | 1 | 03/23/2026 | ☆ | |
| 13828 | Bridgeway Wealth Management, Llc CRD 326547 | Cedar Rapids, IA | Wealth Manager · Small ($100M–$1B) | $165M | 256 | 396 | 2 | 02/27/2026 | ☆ |
| 13829 | Demand Wealth Llc CRD 307043 | Wealth Manager · Small ($100M–$1B) | $165M | 61 | 315 | 3 | 03/13/2026 | ☆ | |
| 13830 | Sage Investment Counsel Llc CRD 116907 | Franklin, TN | Wealth Manager · Small ($100M–$1B) | $165M | 79 | 227 | 4 | 03/03/2026 | ☆ |
| 13831 | Black Barn Financial, Llc CRD 170885 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $165M | 154 | 656 | 6 | 07/02/2026 | ☆ |
| 13832 | Trinity Capital Management, Llc CRD 289583 | Germantown, TN | Wealth Manager · Small ($100M–$1B) | $165M | 496 | 495 | 5 | 03/31/2026 | ☆ |
| 13833 | Pollock Planning Associates, Inc. CRD 105409 | Wealth Manager · Small ($100M–$1B) | $165M | 66 | 309 | 1 | 02/13/2026 | ☆ | |
| 13834 | Bice Wealth Management Llc CRD 323979 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $164M | 65 | 65 | 3 | 03/30/2026 | ☆ |
| 13835 | Floyd Financial Group Llc CRD 226773 | Springfield, MO | Insurance-Affiliated · Small ($100M–$1B) | $164M | 689 | 689 | 5 | 03/18/2026 | ☆ |
| 13836 | Rdm Capital Associates Inc CRD 106941 | Red Bank, NJ | Wealth Manager · Small ($100M–$1B) | $164M | 127 | 256 | 4 | 03/30/2026 | ☆ |
| 13837 | Naples Money Management Llc CRD 153499 | Naples, FL | Insurance-Affiliated · Small ($100M–$1B) | $164M | 184 | 484 | 6 | 04/06/2026 | ☆ |
| 13838 | N CRD 305587 | Private Fund Manager · Small ($100M–$1B) | $164M | 4 | 4 | 21 | 06/26/2026 | ☆ | |
| 13839 | Nobscot Investment Management Llc CRD 283289 | Wellesley, MA | Multi-Family Office · Small ($100M–$1B) | $164M | 10 | 38 | 1 | 01/23/2026 | ☆ |
| 13840 | Lexington Avenue Capital Management, Llc CRD 167834 | Investment Adviser · Small ($100M–$1B) | $164M | 74 | 245 | 3 | 08/07/2026 | ☆ | |
| 13841 | Perea Capital, Llc CRD 171657 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $164M | 25 | 25 | 1 | 06/08/2026 | ☆ |
| 13842 | Eagle Wealth Advisors CRD 299219 | Insurance-Affiliated · Small ($100M–$1B) | $164M | 101 | 101 | 3 | 05/28/2026 | ☆ | |
| 13843 | Vericimetry Advisors Llc CRD 157394 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $164M | 1 | 1 | 5 | 03/30/2026 | ☆ | |
| 13844 | Tls Advisors Llc CRD 286356 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $164M | 2 | 2 | 10 | 03/27/2026 | ☆ |
| 13845 | Ehb Financial Resources Management, Inc. CRD 116186 | Exton, PA | Wealth Manager · Small ($100M–$1B) | $164M | 90 | 90 | 2 | 02/06/2026 | ☆ |
| 13846 | Act Capital Management, Llc CRD 307272 | Wayne, PA | Private Fund Manager · Small ($100M–$1B) | $164M | 16 | 21 | 2 | 06/03/2026 | ☆ |
| 13847 | Mckinley Money, Llc CRD 145571 | Eau Claire, WI | Wealth Manager · Small ($100M–$1B) | $164M | 162 | 574 | 3 | 04/01/2026 | ☆ |
| 13848 | N CRD 117861 | Wealth Manager · Small ($100M–$1B) | $164M | 109 | 109 | 4 | 02/09/2025 | ☆ | |
| 13849 | River Raisin Investment Partners, Inc. CRD 298014 | Monroe, MI | Wealth Manager · Small ($100M–$1B) | $164M | 574 | 867 | 4 | 06/26/2026 | ☆ |
| 13850 | Curtis Financial Planning, Llc CRD 136785 | Wealth Manager · Small ($100M–$1B) | $164M | 76 | 238 | 1 | 03/30/2026 | ☆ |