Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 22501 | Niemann, Ulli Gerhard CRD 134478 | Huntington Beach, CA | Wealth Manager · Boutique (under $100M) | $24.5M | 83 | 84 | 2 | 03/17/2026 | ☆ |
| 22502 | Hilltop Financial Advisors, Llc CRD 274030 | Milwaukee, WI | Wealth Manager · Boutique (under $100M) | $24.5M | 66 | 220 | 1 | 03/28/2026 | ☆ |
| 22503 | D2 Capital Management, Llc CRD 156362 | Jacksonville, FL | Wealth Manager · Boutique (under $100M) | $24.5M | 87 | 179 | 2 | 03/30/2026 | ☆ |
| 22504 | Fidere Advisors, Llc CRD 312675 | Minnetonka, MN | Insurance-Affiliated · Boutique (under $100M) | $24.5M | 39 | 135 | 3 | 04/30/2026 | ☆ |
| 22505 | Nxt:Gen Financial Planning Llc CRD 296992 | Wealth Manager · Boutique (under $100M) | $24.5M | 62 | 107 | 1 | 03/26/2026 | ☆ | |
| 22506 | Caruso Family Financial Advisors (Cffa) Llc CRD 306593 | San Jose, CA | Wealth Manager · Boutique (under $100M) | $24.5M | 53 | 95 | 2 | 04/17/2026 | ☆ |
| 22507 | Daniel Island Wealth Management, Llc CRD 331593 | Daniel Island, SC | Wealth Manager · Boutique (under $100M) | $24.5M | 18 | 53 | 3 | 06/08/2026 | ☆ |
| 22508 | Fiorile & Associates, Llc CRD 158733 | Saranac Lake, NY | Wealth Manager · Boutique (under $100M) | $24.5M | 52 | 52 | 1 | 02/21/2025 | ☆ |
| 22509 | Maci Capital Solutions Inc. CRD 158302 | New York, NY | Wealth Manager · Boutique (under $100M) | $24.5M | 15 | 78 | 2 | 03/18/2026 | ☆ |
| 22510 | Us Capital Global Wealth Management Llc CRD 299885 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $24.5M | 50 | 50 | 2 | 04/27/2026 | ☆ |
| 22511 | New Frontier Financial Advisory, Llc CRD 147055 | Englewood, CO | Insurance-Affiliated · Boutique (under $100M) | $24.5M | 28 | 124 | 1 | 06/26/2026 | ☆ |
| 22512 | Zarkoub, Afshin CRD 288455 | Wealth Manager · Boutique (under $100M) | $24.5M | 24 | 79 | 1 | 02/02/2026 | ☆ | |
| 22513 | Geiser Wealth Planning, Llc CRD 328816 | Wealth Manager · Boutique (under $100M) | $24.4M | 49 | 49 | 1 | 01/14/2026 | ☆ | |
| 22514 | Continuum Financial Partners, Llc CRD 165694 | El Dorado Hills, CA | Wealth Manager · Boutique (under $100M) | $24.4M | 22 | 61 | 1 | 03/30/2026 | ☆ |
| 22515 | Paramount Planning, Llc CRD 317735 | Danvers, MA | Wealth Manager · Boutique (under $100M) | $24.4M | 106 | 177 | 4 | 03/24/2026 | ☆ |
| 22516 | Xponify, Inc. CRD 329352 | Wealth Manager · Boutique (under $100M) | $24.4M | 94 | 169 | 1 | 02/10/2026 | ☆ | |
| 22517 | Dae Capital Strategies Llc CRD 324692 | Wealth Manager · Boutique (under $100M) | $24.4M | 105 | 105 | 1 | 08/18/2026 | ☆ | |
| 22518 | Hanley & Associates Llc CRD 164916 | Pittsfield, MA | Wealth Manager · Boutique (under $100M) | $24.4M | 97 | 205 | 2 | 03/20/2026 | ☆ |
| 22519 | Hansa Investments Llc CRD 291760 | Insurance-Affiliated · Boutique (under $100M) | $24.4M | 11 | 11 | 1 | 01/15/2026 | ☆ | |
| 22520 | Intera Financial Planners Llc CRD 321627 | Wealth Manager · Boutique (under $100M) | $24.4M | 17 | 49 | 1 | 01/14/2026 | ☆ | |
| 22521 | Sensible Investment Strategies, Llc CRD 128079 | Wealth Manager · Boutique (under $100M) | $24.4M | 42 | 69 | 1 | 06/11/2025 | ☆ | |
| 22522 | Atlantic Capital Investments, Llc CRD 141442 | Wealth Manager · Boutique (under $100M) | $24.4M | 38 | 38 | 1 | 03/31/2026 | ☆ | |
| 22523 | Agile Enterprises, Llc CRD 132924 | Asheville, NC | Wealth Manager · Boutique (under $100M) | $24.4M | 9 | 20 | 1 | 03/31/2026 | ☆ |
| 22524 | Cobalt Private Wealth Llc CRD 168453 | Colorado Springs, CO | Wealth Manager · Boutique (under $100M) | $24.4M | 51 | 71 | 1 | 03/27/2026 | ☆ |
| 22525 | Fair Trust Financial Llc CRD 304448 | Vadnais Heights, MN | Wealth Manager · Boutique (under $100M) | $24.4M | 25 | 61 | 1 | 05/27/2026 | ☆ |
| 22526 | N CRD 330018 | Mutual Fund / Asset Manager · Boutique (under $100M) | $24.4M | 1 | 1 | 3 | 01/17/2025 | ☆ | |
| 22527 | Sierra Hotel Financial Llc CRD 332672 | Wealth Manager · Boutique (under $100M) | $24.4M | 59 | 201 | 3 | 08/03/2026 | ☆ | |
| 22528 | Bma Advisors, Llc CRD 124299 | Wealth Manager · Boutique (under $100M) | $24.3M | 111 | 111 | 4 | 02/20/2026 | ☆ | |
| 22529 | Raymond John Management Llc CRD 333604 | Wealth Manager · Boutique (under $100M) | $24.3M | 22 | 40 | 1 | 01/20/2026 | ☆ | |
| 22530 | Momentum Wealth Management Llc CRD 333902 | Northfield, IL | Insurance-Affiliated · Boutique (under $100M) | $24.3M | 16 | 40 | 2 | 03/05/2026 | ☆ |
| 22531 | 4405 Llc CRD 300566 | Wealth Manager · Boutique (under $100M) | $24.3M | 16 | 106 | 1 | 06/09/2026 | ☆ | |
| 22532 | Hall Consulting Llc CRD 311924 | Wealth Manager · Boutique (under $100M) | $24.3M | 38 | 58 | 1 | 03/30/2026 | ☆ | |
| 22533 | Ardent Wealth Advisory, Llc CRD 284507 | Midlothian, VA | Insurance-Affiliated · Boutique (under $100M) | $24.3M | 45 | 45 | 1 | 04/08/2026 | ☆ |
| 22534 | Clear Net Worth, L.L.C. CRD 154555 | Baton Rouge, LA | Wealth Manager · Boutique (under $100M) | $24.3M | 30 | 39 | 1 | 03/11/2026 | ☆ |
| 22535 | Htb Wealth Advisors, Llc CRD 330312 | Baton Rouge, LA | Wealth Manager · Boutique (under $100M) | $24.3M | 7 | 20 | 2 | 03/12/2026 | ☆ |
| 22536 | Vermeulen Capital Management CRD 124296 | Wealth Manager · Boutique (under $100M) | $24.3M | 28 | 28 | 1 | 03/17/2026 | ☆ | |
| 22537 | 212 Wealth Management Group, Llc CRD 338980 | Loveland, OH | Wealth Manager · Boutique (under $100M) | $24.3M | 197 | 209 | 2 | 09/22/2026 | ☆ |
| 22538 | Dyer Financial Advisory, Llc CRD 123262 | Towson, MD | Wealth Manager · Boutique (under $100M) | $24.3M | 13 | 48 | 1 | 03/31/2026 | ☆ |
| 22539 | Noto Financial Planning, Llc CRD 168653 | Wealth Manager · Boutique (under $100M) | $24.3M | 11 | 38 | 1 | 01/05/2026 | ☆ | |
| 22540 | Fifth Avenue Wealth Advisors Llc CRD 166896 | New York, NY | Wealth Manager · Boutique (under $100M) | $24.3M | 10 | 10 | 1 | 02/19/2026 | ☆ |
| 22541 | Tpk Advisors Llc CRD 152633 | Edgewater, NJ | Wealth Manager · Boutique (under $100M) | $24.3M | 60 | 60 | 1 | 03/27/2026 | ☆ |
| 22542 | Vision Financial Planning Llc. CRD 325560 | Wealth Manager · Boutique (under $100M) | $24.3M | 12 | 45 | 1 | 06/25/2026 | ☆ | |
| 22543 | Wellington Capital Advisors, Llc CRD 282696 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $24.3M | 68 | 68 | 1 | 04/02/2026 | ☆ |
| 22544 | Lebed Asset Management Llc CRD 125279 | Boston, MA | Wealth Manager · Boutique (under $100M) | $24.2M | 9 | 13 | 2 | 03/25/2026 | ☆ |
| 22545 | Missio Investment Management Llc CRD 297848 | Hinsdale, IL | Wealth Manager · Boutique (under $100M) | $24.2M | 10 | 31 | 1 | 03/02/2026 | ☆ |
| 22546 | Vesteer Wealth Management, Llc CRD 306992 | Wealth Manager · Boutique (under $100M) | $24.2M | 30 | 74 | 3 | 08/19/2026 | ☆ | |
| 22547 | Exemplar Wealth Partners Llc CRD 330163 | Wealth Manager · Boutique (under $100M) | $24.2M | 29 | 29 | 2 | 02/10/2026 | ☆ | |
| 22548 | N CRD 166750 | Private Fund Manager · Boutique (under $100M) | $24.2M | 5 | 5 | 57 | 06/12/2026 | ☆ | |
| 22549 | The August Wealth Management Group CRD 314683 | New York, NY | Institutional / Pension Advisor · Boutique (under $100M) | $24.2M | 161 | 161 | 1 | 09/27/2026 | ☆ |
| 22550 | Ajd Wealth Management, Llc CRD 328624 | Wealth Manager · Boutique (under $100M) | $24.2M | 55 | 239 | 1 | 03/09/2026 | ☆ |