Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24751 | Shucha Wealth Management Llc CRD 315690 | Sherman Oaks, CA | Wealth Manager · Boutique (under $100M) | $12.6M | 19 | 26 | 1 | 03/23/2026 | ☆ |
| 24752 | Ams Children's Fund, Lp CRD 164111 | Dallas, TX | Private Fund Manager · Boutique (under $100M) | $12.6M | 2 | 2 | 2 | 08/24/2026 | ☆ |
| 24753 | Concurrent Financial Planning Center, Llc CRD 293564 | Houston, TX | Wealth Manager · Boutique (under $100M) | $12.6M | 8 | 14 | 1 | 09/22/2026 | ☆ |
| 24754 | Executive Asset Advisors Llc CRD 124369 | Wealth Manager · Boutique (under $100M) | $12.6M | 14 | 1 | 04/24/2023 | ☆ | ||
| 24755 | He, Yuan CRD 155571 | Wealth Manager · Boutique (under $100M) | $12.6M | 24 | 24 | 1 | 05/20/2025 | ☆ | |
| 24756 | Mathematica Capital Management, Llc CRD 120651 | Sausalito, CA | Investment Adviser · Boutique (under $100M) | $12.6M | 6 | 12 | 1 | 03/30/2026 | ☆ |
| 24757 | Providence Financial Services, Llc CRD 135093 | Rocky River, OH | Wealth Manager · Boutique (under $100M) | $12.6M | 19 | 19 | 1 | 02/20/2026 | ☆ |
| 24758 | Wilson Financial Advisors, Llc CRD 289782 | Garden Grove, CA | Wealth Manager · Boutique (under $100M) | $12.6M | 238 | 241 | 2 | 05/22/2026 | ☆ |
| 24759 | Tubreauxs Wealth & Legacy Solutions Llc CRD 291856 | Jasper, TX | Wealth Manager · Boutique (under $100M) | $12.6M | 35 | 92 | 2 | 01/02/2026 | ☆ |
| 24760 | Elliott Capital Management, Inc. CRD 123852 | Bloomington, IL | Wealth Manager · Boutique (under $100M) | $12.6M | 78 | 78 | 1 | 10/22/2024 | ☆ |
| 24761 | Family Ai! Financial Llc CRD 330689 | Wealth Manager · Boutique (under $100M) | $12.6M | 7 | 25 | 1 | 09/30/2026 | ☆ | |
| 24762 | Ivy Invest Corporation CRD 328122 | San Francisco, CA | Mutual Fund / Asset Manager · Boutique (under $100M) | $12.6M | 1 | 1 | 4 | 03/20/2026 | ☆ |
| 24763 | High Note Financial Llc CRD 322427 | Wealth Manager · Boutique (under $100M) | $12.6M | 23 | 107 | 1 | 03/23/2026 | ☆ | |
| 24764 | Educated Wallet Llc CRD 322021 | Albuquerque, NM | Wealth Manager · Boutique (under $100M) | $12.6M | 107 | 107 | 1 | 03/11/2026 | ☆ |
| 24765 | Franklin Legacy Financial, Llc CRD 170941 | Insurance-Affiliated · Boutique (under $100M) | $12.6M | 142 | 290 | 1 | 03/25/2026 | ☆ | |
| 24766 | Wake Wealth Management Co. CRD 159170 | Raleigh, NC | Wealth Manager · Boutique (under $100M) | $12.6M | 46 | 43 | 2 | 09/14/2026 | ☆ |
| 24767 | Flying Forward, L.L.C. CRD 327389 | Boerne, TX | Wealth Manager · Boutique (under $100M) | $12.6M | 18 | 18 | 1 | 03/29/2026 | ☆ |
| 24768 | The Simple Investor's Guide, Llc CRD 285860 | Simi Valley, CA | Wealth Manager · Boutique (under $100M) | $12.5M | 19 | 28 | 1 | 07/14/2026 | ☆ |
| 24769 | Breakwater Asset Management, Llc CRD 155041 | Wealth Manager · Boutique (under $100M) | $12.5M | 31 | 54 | 1 | 02/21/2026 | ☆ | |
| 24770 | Tango Capital Management, Llc. CRD 122642 | Wealth Manager · Boutique (under $100M) | $12.5M | 100 | 151 | 1 | 03/25/2026 | ☆ | |
| 24771 | Leetown Advisors Llc CRD 289361 | Wealth Manager · Boutique (under $100M) | $12.5M | 60 | 170 | 1 | 02/26/2026 | ☆ | |
| 24772 | Anthony Sansone CRD 130053 | San Antonio, TX | Insurance-Affiliated · Boutique (under $100M) | $12.5M | 11 | 11 | 1 | 01/15/2018 | ☆ |
| 24773 | Core Asset Management, Llc CRD 155385 | Wealth Manager · Boutique (under $100M) | $12.5M | 32 | 32 | 1 | 07/02/2026 | ☆ | |
| 24774 | Olive Tree Asset Management, Llc CRD 311825 | Wealth Manager · Boutique (under $100M) | $12.5M | 19 | 50 | 1 | 03/22/2026 | ☆ | |
| 24775 | Acentrus Financial Partners Llc CRD 174473 | Wealth Manager · Boutique (under $100M) | $12.5M | 43 | 60 | 2 | 07/21/2026 | ☆ | |
| 24776 | Avea Financial Planning, Llc CRD 288702 | Wealth Manager · Boutique (under $100M) | $12.5M | 14 | 48 | 1 | 03/30/2026 | ☆ | |
| 24777 | Synergy Wealth Management Llc CRD 336819 | Wealth Manager · Boutique (under $100M) | $12.5M | 10 | 23 | 1 | 09/18/2026 | ☆ | |
| 24778 | Westwood Asset Management, Llc CRD 169526 | Wealth Manager · Boutique (under $100M) | $12.5M | 14 | 31 | 1 | 03/25/2026 | ☆ | |
| 24779 | Viking Wealth Management Llc CRD 306088 | Insurance-Affiliated · Boutique (under $100M) | $12.5M | 23 | 40 | 1 | 01/02/2026 | ☆ | |
| 24780 | Focused Up Financial, Llc CRD 293504 | Wealth Manager · Boutique (under $100M) | $12.5M | 26 | 106 | 1 | 06/30/2025 | ☆ | |
| 24781 | Core Capital Management, Llc CRD 143501 | Insurance-Affiliated · Boutique (under $100M) | $12.5M | 26 | 52 | 1 | 03/17/2026 | ☆ | |
| 24782 | Alpha Blue Capital Management Lp CRD 328350 | Mutual Fund / Asset Manager · Boutique (under $100M) | $12.5M | 1 | 1 | 2 | 09/04/2026 | ☆ | |
| 24783 | Waterstone Advisors Llc CRD 160148 | Wealth Manager · Boutique (under $100M) | $12.5M | 31 | 46 | 1 | 03/19/2026 | ☆ | |
| 24784 | Advantage Financial Services, Inc. CRD 113549 | Littleton, CO | Wealth Manager · Boutique (under $100M) | $12.5M | 39 | 39 | 1 | 03/04/2026 | ☆ |
| 24785 | Ability First Financial, Llc CRD 300076 | Phoenix, AZ | Insurance-Affiliated · Boutique (under $100M) | $12.5M | 53 | 56 | 1 | 05/28/2026 | ☆ |
| 24786 | Brown Bridge Capital, Llc CRD 268791 | Bellevue, WA | Investment Adviser · Boutique (under $100M) | $12.5M | 2 | 2 | 1 | 01/27/2026 | ☆ |
| 24787 | New West Asset Management, Llc CRD 335727 | Private Fund Manager · Boutique (under $100M) | $12.5M | 19 | 18 | 1 | 09/17/2026 | ☆ | |
| 24788 | Northside Group Wealth Management, Llc CRD 148608 | Mount Airy, NC | Insurance-Affiliated · Boutique (under $100M) | $12.5M | 86 | 86 | 1 | 04/06/2026 | ☆ |
| 24789 | Pakha Investment Advisory CRD 173205 | Redlands, CA | Insurance-Affiliated · Boutique (under $100M) | $12.5M | 23 | 23 | 1 | 05/05/2026 | ☆ |
| 24790 | Phoenix Financial Engineering, Llc CRD 284293 | Wealth Manager · Boutique (under $100M) | $12.5M | 26 | 26 | 1 | 03/20/2026 | ☆ | |
| 24791 | Walker Capital Advisors CRD 284621 | New York, NY | Wealth Manager · Boutique (under $100M) | $12.5M | 57 | 57 | 1 | 03/30/2026 | ☆ |
| 24792 | Lefils Wealth Management Llc CRD 291681 | Orange City, FL | Wealth Manager · Boutique (under $100M) | $12.5M | 29 | 61 | 1 | 03/21/2026 | ☆ |
| 24793 | Wealth Mode Financial Planning, Llc CRD 284136 | Bountiful, UT | Wealth Manager · Boutique (under $100M) | $12.5M | 88 | 171 | 2 | 04/28/2026 | ☆ |
| 24794 | Beechwood Capital Management, Inc. CRD 120037 | Cincinnati, OH | Wealth Manager · Boutique (under $100M) | $12.5M | 35 | 47 | 1 | 03/25/2026 | ☆ |
| 24795 | Integrated Planning Strategies, Llc CRD 128804 | Wealth Manager · Boutique (under $100M) | $12.5M | 11 | 21 | 1 | 03/31/2026 | ☆ | |
| 24796 | Fountainhead Fiduciary, Llc CRD 305658 | Solomons, Md, MD | Wealth Manager · Boutique (under $100M) | $12.5M | 43 | 87 | 2 | 03/27/2026 | ☆ |
| 24797 | Lobnek Wealth Management Inc. CRD 284024 | Geneva | Wealth Manager · Boutique (under $100M) | $12.5M | 12 | 12 | 4 | 04/07/2026 | ☆ |
| 24798 | Barnett, David Wayne CRD 149176 | Insurance-Affiliated · Boutique (under $100M) | $12.5M | 40 | 60 | 1 | 01/29/2024 | ☆ | |
| 24799 | Shidoosh Wealth Management Llc CRD 299891 | Insurance-Affiliated · Boutique (under $100M) | $12.5M | 9 | 36 | 1 | 07/28/2026 | ☆ | |
| 24800 | Kenney Wealth Planning & Management Llc CRD 326449 | Issaquah, WA | Wealth Manager · Boutique (under $100M) | $12.4M | 25 | 59 | 1 | 09/29/2026 | ☆ |