Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25101 | Am Wealth Solutions, Llc CRD 334822 | Wealth Manager · Boutique (under $100M) | $11.1M | 19 | 21 | 1 | 03/27/2026 | ☆ | |
| 25102 | Denner, Steve CRD 116879 | Wealth Manager · Boutique (under $100M) | $11.1M | 9 | 9 | 1 | 09/04/2025 | ☆ | |
| 25103 | Encompass Wealth Management Llc CRD 152987 | Libertyville, IL | Insurance-Affiliated · Boutique (under $100M) | $11.1M | 8 | 16 | 1 | 03/24/2026 | ☆ |
| 25104 | Lyons, Joshua Charles CRD 128509 | Insurance-Affiliated · Boutique (under $100M) | $11.1M | 40 | 40 | 1 | 09/18/2023 | ☆ | |
| 25105 | Yorkville Capital Management Llc CRD 141333 | Wealth Manager · Boutique (under $100M) | $11.1M | 27 | 27 | 1 | 03/31/2026 | ☆ | |
| 25106 | 1294 Montgomery, Llc CRD 301666 | Wealth Manager · Boutique (under $100M) | $11.1M | 19 | 33 | 1 | 03/25/2026 | ☆ | |
| 25107 | Global Advisers, Llc CRD 175181 | Philadelphia, PA | Wealth Manager · Boutique (under $100M) | $11.1M | 36 | 84 | 1 | 08/06/2026 | ☆ |
| 25108 | Spire Investment Management Llc CRD 301506 | Wealth Manager · Boutique (under $100M) | $11.1M | 45 | 65 | 2 | 06/22/2026 | ☆ | |
| 25109 | Rfj Capital CRD 338957 | Santana De Parnaiba | Wealth Manager · Boutique (under $100M) | $11.1M | 29 | 29 | 3 | 09/14/2026 | ☆ |
| 25110 | Michael Chasan CRD 141021 | Wealth Manager · Boutique (under $100M) | $11.1M | 21 | 33 | 1 | 03/18/2026 | ☆ | |
| 25111 | Flightpath Financial Planning Llc CRD 318701 | Del Mar, CA | Wealth Manager · Boutique (under $100M) | $11.1M | 39 | 196 | 1 | 02/26/2026 | ☆ |
| 25112 | Ascend Wealth Management Llc CRD 335269 | Wealth Manager · Boutique (under $100M) | $11.1M | 108 | 108 | 1 | 03/26/2026 | ☆ | |
| 25113 | Ronald Alan Lederkramer CRD 137373 | Wealth Manager · Boutique (under $100M) | $11.1M | 15 | 16 | 1 | 05/12/2026 | ☆ | |
| 25114 | Taelos Financial Partners Llc CRD 320700 | Wealth Manager · Boutique (under $100M) | $11.1M | 70 | 131 | 1 | 06/30/2026 | ☆ | |
| 25115 | Solomon And Associates, Llc CRD 311975 | Wealth Manager · Boutique (under $100M) | $11.1M | 14 | 32 | 2 | 03/26/2026 | ☆ | |
| 25116 | Alc Capital Management, Llc CRD 142387 | Wealth Manager · Boutique (under $100M) | $11.0M | 6 | 12 | 1 | 03/23/2026 | ☆ | |
| 25117 | Fidere, Inc. CRD 152013 | San Francisco, CA | Insurance-Affiliated · Boutique (under $100M) | $11.0M | 5 | 18 | 1 | 08/26/2026 | ☆ |
| 25118 | Bianco Wealth Advisors Llc CRD 333512 | Summit, NJ | Wealth Manager · Boutique (under $100M) | $11.0M | 43 | 70 | 1 | 02/25/2026 | ☆ |
| 25119 | Foresight Financial Services, Llc CRD 312958 | Laurel, MD | Wealth Manager · Boutique (under $100M) | $11.0M | 14 | 14 | 1 | 02/26/2026 | ☆ |
| 25120 | Diamond Trail Holdings, Llc CRD 328798 | Insurance-Affiliated · Boutique (under $100M) | $11.0M | 14 | 37 | 2 | 03/31/2026 | ☆ | |
| 25121 | Yankee Investor, Llc CRD 289421 | New Bedford, MA | Wealth Manager · Boutique (under $100M) | $11.0M | 39 | 53 | 1 | 08/29/2025 | ☆ |
| 25122 | Aloft Financial Llc CRD 332450 | Insurance-Affiliated · Boutique (under $100M) | $11.0M | 31 | 77 | 2 | 03/31/2026 | ☆ | |
| 25123 | Capital Management Investor Services, Inc. CRD 126173 | Wealth Manager · Boutique (under $100M) | $11.0M | 0 | 9 | 1 | 07/21/2026 | ☆ | |
| 25124 | Ernst & Co. Wealth Management, Llc CRD 269911 | Wealth Manager · Boutique (under $100M) | $11.0M | 14 | 18 | 1 | 03/24/2026 | ☆ | |
| 25125 | Ideas In Finance CRD 174284 | Wealth Manager · Boutique (under $100M) | $11.0M | 15 | 15 | 1 | 03/24/2026 | ☆ | |
| 25126 | Koepf Financial Group L.L.C CRD 315452 | Wealth Manager · Boutique (under $100M) | $11.0M | 42 | 80 | 1 | 03/30/2026 | ☆ | |
| 25127 | Mfm Capital Management, Inc. CRD 142070 | Orlando, FL | Wealth Manager · Boutique (under $100M) | $11.0M | 35 | 35 | 2 | 01/02/2026 | ☆ |
| 25128 | Pearson Investment Management, Llc CRD 283536 | Wealth Manager · Boutique (under $100M) | $11.0M | 32 | 34 | 1 | 03/31/2023 | ☆ | |
| 25129 | R.J. Sutts & Company CRD 109375 | Wealth Manager · Boutique (under $100M) | $11.0M | 40 | 111 | 1 | 03/31/2026 | ☆ | |
| 25130 | Rodel Corriente (Sy)llc CRD 154210 | Wealth Manager · Boutique (under $100M) | $11.0M | 12 | 1 | 07/20/2026 | ☆ | ||
| 25131 | Sapareto, Frank V. CRD 117340 | Insurance-Affiliated · Boutique (under $100M) | $11.0M | 25 | 30 | 1 | 07/29/2024 | ☆ | |
| 25132 | Sfm Financial Advisors Llc CRD 286042 | Vancouver, WA | Wealth Manager · Boutique (under $100M) | $11.0M | 11 | 62 | 1 | 03/30/2026 | ☆ |
| 25133 | Stephen R Williams Investment Advisor Llc CRD 127516 | Wealth Manager · Boutique (under $100M) | $11.0M | 13 | 13 | 1 | 09/28/2026 | ☆ | |
| 25134 | Yellowstone Investment Planners, Inc. CRD 134387 | Wealth Manager · Boutique (under $100M) | $11.0M | 22 | 22 | 1 | 01/06/2026 | ☆ | |
| 25135 | Yendrey Wealth Management Llc CRD 298940 | Victoria, TX | Wealth Manager · Boutique (under $100M) | $11.0M | 60 | 100 | 2 | 02/03/2026 | ☆ |
| 25136 | Bozeman, L.L.C. CRD 164813 | Spokane, WA | Private Fund Manager · Boutique (under $100M) | $11.0M | 1 | 1 | 3 | 02/17/2026 | ☆ |
| 25137 | Hathaway & Co., Llc CRD 337833 | Arlington, MA | Wealth Manager · Boutique (under $100M) | $11.0M | 1 | 1 | 04/16/2026 | ☆ | |
| 25138 | New Observer Capital Management, Llc CRD 117535 | Private Fund Manager · Boutique (under $100M) | $11.0M | 1 | 1 | 1 | 03/28/2025 | ☆ | |
| 25139 | Rchristian Financial Consultants, Llc CRD 154081 | Insurance-Affiliated · Boutique (under $100M) | $11.0M | 87 | 86 | 1 | 04/01/2026 | ☆ | |
| 25140 | Strasburg Asset Management Company Llc CRD 326412 | Wealth Manager · Boutique (under $100M) | $11.0M | 5 | 6 | 1 | 03/09/2026 | ☆ | |
| 25141 | Tony Tadashi Pico CRD 136611 | Oakland, CA | Wealth Manager · Boutique (under $100M) | $11.0M | 21 | 21 | 1 | 03/31/2026 | ☆ |
| 25142 | Tuliptree Advisors Llc CRD 329872 | Wealth Manager · Boutique (under $100M) | $11.0M | 13 | 19 | 1 | 02/18/2026 | ☆ | |
| 25143 | Sail Loft Capital Management Llc CRD 153143 | Wealth Manager · Boutique (under $100M) | $11.0M | 6 | 11 | 1 | 01/08/2026 | ☆ | |
| 25144 | Doncaster Wealth Llc CRD 336225 | Wealth Manager · Boutique (under $100M) | $11.0M | 35 | 35 | 1 | 03/31/2026 | ☆ | |
| 25145 | Serene Growth Partners Llc CRD 269929 | Wealth Manager · Boutique (under $100M) | $11.0M | 12 | 23 | 1 | 07/14/2026 | ☆ | |
| 25146 | Key Financial Concepts, Inc. CRD 125985 | Vernon, CT | Insurance-Affiliated · Boutique (under $100M) | $11.0M | 26 | 31 | 2 | 01/12/2026 | ☆ |
| 25147 | Wilco Financial, Llc CRD 329081 | Wealth Manager · Boutique (under $100M) | $11.0M | 11 | 48 | 1 | 03/26/2026 | ☆ | |
| 25148 | Popa Financial Services, Inc. CRD 117219 | Bethel Park, PA | Insurance-Affiliated · Boutique (under $100M) | $11.0M | 38 | 38 | 2 | 03/31/2026 | ☆ |
| 25149 | Jurkiewicz, Christopher CRD 126644 | New York, NY | Wealth Manager · Boutique (under $100M) | $11.0M | 48 | 91 | 0 | 03/31/2026 | ☆ |
| 25150 | Investek Company, Llc CRD 124239 | Wealth Manager · Boutique (under $100M) | $11.0M | 46 | 63 | 1 | 05/14/2026 | ☆ |