Investment advisers
44,621 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25401 | Faithful Steward Wealth Management, Inc. CRD 158980 | Wealth Manager · Boutique (under $100M) | $9.6M | 71 | 128 | 1 | 03/26/2026 | ☆ | |
| 25402 | Greater Works CRD 321786 | Wealth Manager · Boutique (under $100M) | $9.6M | 38 | 80 | 2 | 03/13/2026 | ☆ | |
| 25403 | Jennings Investment Group, Inc. CRD 154389 | Wealth Manager · Boutique (under $100M) | $9.6M | 41 | 53 | 1 | 03/30/2026 | ☆ | |
| 25404 | Kilimanjaro Capital, Llc CRD 152262 | Manhattan Beach, CA | Wealth Manager · Boutique (under $100M) | $9.6M | 13 | 13 | 1 | 03/31/2026 | ☆ |
| 25405 | Smallwillow, Llc CRD 304864 | Wealth Manager · Boutique (under $100M) | $9.6M | 8 | 34 | 1 | 01/26/2026 | ☆ | |
| 25406 | Matador Financial Planning Llc CRD 171065 | Wealth Manager · Boutique (under $100M) | $9.6M | 31 | 54 | 4 | 03/30/2026 | ☆ | |
| 25407 | The Art Of Your $Trategy Dba Financial Spyglass® CRD 166378 | Rye, NY | Wealth Manager · Boutique (under $100M) | $9.6M | 5 | 13 | 1 | 03/11/2026 | ☆ |
| 25408 | Black Cat Wealth Llc CRD 313381 | Bozeman, MT | Wealth Manager · Boutique (under $100M) | $9.6M | 13 | 33 | 1 | 06/01/2026 | ☆ |
| 25409 | Amwh Asset Management Llc CRD 331629 | Wealth Manager · Boutique (under $100M) | $9.6M | 10 | 23 | 2 | 04/07/2026 | ☆ | |
| 25410 | Pine To Palm Financial, Llc CRD 335396 | Insurance-Affiliated · Boutique (under $100M) | $9.6M | 50 | 48 | 1 | 02/17/2026 | ☆ | |
| 25411 | Lighthouse Advisory Services, Inc. CRD 306258 | Wealth Manager · Boutique (under $100M) | $9.6M | 42 | 44 | 1 | 03/11/2026 | ☆ | |
| 25412 | Adaptive Advisory, Llc CRD 175232 | Wealth Manager · Boutique (under $100M) | $9.6M | 16 | 39 | 1 | 03/26/2026 | ☆ | |
| 25413 | Nexus Capital Inc CRD 291866 | Matthews, NC | Insurance-Affiliated · Boutique (under $100M) | $9.6M | 61 | 75 | 3 | 03/19/2026 | ☆ |
| 25414 | Norma Financial Llc CRD 323740 | Wealth Manager · Boutique (under $100M) | $9.6M | 2 | 1 | 01/13/2026 | ☆ | ||
| 25415 | Monument Advisers Llc CRD 331623 | Carmel, IN | Wealth Manager · Boutique (under $100M) | $9.5M | 29 | 75 | 4 | 03/19/2026 | ☆ |
| 25416 | Hg Wealth Partners Llc CRD 330906 | Wealth Manager · Boutique (under $100M) | $9.5M | 23 | 23 | 3 | 06/09/2026 | ☆ | |
| 25417 | Krozel Capital Management, Llc CRD 174813 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $9.5M | 31 | 85 | 2 | 07/30/2026 | ☆ |
| 25418 | Sharpedge Financial Llc CRD 331971 | Wealth Manager · Boutique (under $100M) | $9.5M | 32 | 88 | 1 | 03/06/2026 | ☆ | |
| 25419 | Upland Capital Management CRD 125664 | Wealth Manager · Boutique (under $100M) | $9.5M | 8 | 10 | 1 | 03/31/2026 | ☆ | |
| 25420 | Avenue 90 Financial Llc CRD 325651 | Wealth Manager · Boutique (under $100M) | $9.5M | 10 | 41 | 1 | 03/31/2026 | ☆ | |
| 25421 | Armas Capital Management, Llc CRD 327090 | Houston, TX | Wealth Manager · Boutique (under $100M) | $9.5M | 10 | 19 | 1 | 07/30/2026 | ☆ |
| 25422 | Wiggin Financial Planning , P.A. CRD 151596 | Fort Lauderdale, FL | Wealth Manager · Boutique (under $100M) | $9.5M | 30 | 57 | 2 | 06/24/2026 | ☆ |
| 25423 | Vector Asset Management Llc CRD 141275 | Wealth Manager · Boutique (under $100M) | $9.5M | 12 | 32 | 1 | 04/27/2026 | ☆ | |
| 25424 | E. Magnus Oppenheim & Co. Inc. CRD 14268 | New York, NY | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $9.5M | 11 | 7 | 1 | 03/31/2026 | ☆ |
| 25425 | Brooks Financial Of North Carolina, Llc CRD 317158 | Durham, NC | Insurance-Affiliated · Boutique (under $100M) | $9.5M | 59 | 103 | 1 | 02/25/2026 | ☆ |
| 25426 | Lampman Gary W. CRD 115640 | Wealth Manager · Boutique (under $100M) | $9.5M | 11 | 41 | 1 | 03/17/2026 | ☆ | |
| 25427 | Banning Wealth Management, Llc CRD 329597 | Wealth Manager · Boutique (under $100M) | $9.5M | 16 | 59 | 2 | 02/12/2026 | ☆ | |
| 25428 | Financial Serenity, Llc CRD 321853 | Insurance-Affiliated · Boutique (under $100M) | $9.5M | 70 | 206 | 2 | 04/28/2026 | ☆ | |
| 25429 | Bernstein Financial Advisory, Llc CRD 304560 | Wealth Manager · Boutique (under $100M) | $9.5M | 6 | 23 | 1 | 02/11/2026 | ☆ | |
| 25430 | Biniak, Richard Lawrence Jr CRD 130602 | Wealth Manager · Boutique (under $100M) | $9.5M | 12 | 12 | 1 | 01/02/2026 | ☆ | |
| 25431 | Blackbay Capital Advisors Llc CRD 116888 | Mutual Fund / Asset Manager · Boutique (under $100M) | $9.5M | 3 | 80 | 2 | 05/13/2026 | ☆ | |
| 25432 | Bridgeworks Asset Management, Llc CRD 291145 | Wealth Manager · Boutique (under $100M) | $9.5M | 49 | 49 | 1 | 02/11/2026 | ☆ | |
| 25433 | Calibrate Wealth, Llc CRD 290631 | Wealth Manager · Boutique (under $100M) | $9.5M | 18 | 20 | 1 | 06/17/2025 | ☆ | |
| 25434 | J1 Capital Llc CRD 310963 | Wealth Manager · Boutique (under $100M) | $9.5M | 2 | 7 | 1 | 03/25/2026 | ☆ | |
| 25435 | L&L Financial Services, Llp CRD 116243 | Mobile, AL | Insurance-Affiliated · Boutique (under $100M) | $9.5M | 28 | 31 | 6 | 07/30/2026 | ☆ |
| 25436 | Proforza Advisors Llc CRD 162584 | Wealth Manager · Boutique (under $100M) | $9.5M | 9 | 25 | 2 | 03/11/2026 | ☆ | |
| 25437 | Sage Capital Advisors, Llc CRD 156750 | Wealth Manager · Boutique (under $100M) | $9.5M | 51 | 51 | 1 | 03/23/2026 | ☆ | |
| 25438 | Smith Capital Management, Llc CRD 149968 | Wealth Manager · Boutique (under $100M) | $9.5M | 50 | 50 | 1 | 03/30/2026 | ☆ | |
| 25439 | Vanderheiden, Thomas L. CRD 145755 | Insurance-Affiliated · Boutique (under $100M) | $9.5M | 41 | 92 | 1 | 01/26/2026 | ☆ | |
| 25440 | Oak Private Wealth Llc CRD 318537 | Insurance-Affiliated · Boutique (under $100M) | $9.5M | 72 | 72 | 1 | 02/23/2026 | ☆ | |
| 25441 | Kellogg Wealth Advisors, Inc. CRD 144514 | Insurance-Affiliated · Boutique (under $100M) | $9.5M | 24 | 40 | 1 | 03/11/2026 | ☆ | |
| 25442 | Morter Investment Management Llc CRD 124047 | Wealth Manager · Boutique (under $100M) | $9.5M | 79 | 79 | 1 | 03/24/2026 | ☆ | |
| 25443 | Abundance Wealth Advisers Llc CRD 310887 | Pleasanton, CA | Wealth Manager · Boutique (under $100M) | $9.5M | 17 | 17 | 1 | 02/11/2026 | ☆ |
| 25444 | Scd Capital, Inc. CRD 149353 | Private Fund Manager · Boutique (under $100M) | $9.5M | 23 | 23 | 1 | 02/03/2026 | ☆ | |
| 25445 | Silver Leaf Financial, Inc. CRD 153037 | Scottsdale, AZ | Insurance-Affiliated · Boutique (under $100M) | $9.5M | 24 | 24 | 1 | 03/31/2026 | ☆ |
| 25446 | Southward Financial Services, Llc CRD 119849 | Wealth Manager · Boutique (under $100M) | $9.5M | 10 | 10 | 2 | 04/24/2026 | ☆ | |
| 25447 | Silver Strand Financial Planning Llc CRD 313531 | Wealth Manager · Boutique (under $100M) | $9.5M | 33 | 81 | 1 | 03/30/2026 | ☆ | |
| 25448 | Campbell Advisory Services, Llc CRD 174674 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $9.5M | 1 | 20 | 1 | 02/04/2026 | ☆ |
| 25449 | Pacesetter Planning Llc CRD 285168 | Wealth Manager · Boutique (under $100M) | $9.5M | 34 | 37 | 2 | 02/27/2026 | ☆ | |
| 25450 | Hamsher Wealth Management, Llc CRD 284018 | Greenwood Village, CO | Wealth Manager · Boutique (under $100M) | $9.4M | 69 | 69 | 2 | 04/23/2026 | ☆ |