Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25401 | Rothrock Financial CRD 335275 | Fairport, NY | Multi-Family Office · Boutique (under $100M) | $10.0M | 1 | 1 | 1 | 01/07/2026 | ☆ |
| 25402 | Tinderwealth Llc CRD 323931 | Wealth Manager · Boutique (under $100M) | $10.0M | 0 | 7 | 1 | 03/17/2026 | ☆ | |
| 25403 | Turek, Lee M. CRD 269979 | Institutional / Pension Advisor · Boutique (under $100M) | $10.0M | 9 | 10 | 1 | 03/02/2026 | ☆ | |
| 25404 | Typhon Advisors, Llc CRD 339537 | Miami Beach, FL | Private Fund Manager · Boutique (under $100M) | $10.0M | 1 | 1 | 3 | 09/11/2026 | ☆ |
| 25405 | Vl Capital Management Llc CRD 171262 | Wealth Manager · Boutique (under $100M) | $10.0M | 8 | 11 | 1 | 01/29/2026 | ☆ | |
| 25406 | West Fork Wealth Management Llc CRD 331919 | Wealth Manager · Boutique (under $100M) | $10.0M | 6 | 6 | 1 | 02/19/2026 | ☆ | |
| 25407 | Westchester Wealth Management CRD 332418 | Insurance-Affiliated · Boutique (under $100M) | $10.0M | 70 | 70 | 1 | 04/24/2026 | ☆ | |
| 25408 | Wilson Holdings Llc CRD 289286 | Insurance-Affiliated · Boutique (under $100M) | $10.0M | 0 | 95 | 1 | 07/13/2026 | ☆ | |
| 25409 | Wolfdog Capital Llc CRD 332040 | Wealth Manager · Boutique (under $100M) | $10.0M | 7 | 1 | 02/24/2025 | ☆ | ||
| 25410 | Wood River Consulting, Llc CRD 298095 | Wealth Manager · Boutique (under $100M) | $10.0M | 43 | 42 | 1 | 02/03/2026 | ☆ | |
| 25411 | Ayla Capital Management Llc CRD 309102 | Wealth Manager · Boutique (under $100M) | $10.0M | 13 | 40 | 1 | 06/12/2026 | ☆ | |
| 25412 | Bob Holbrook Holdings Llc CRD 325798 | Wealth Manager · Boutique (under $100M) | $10.0M | 68 | 68 | 1 | 01/26/2026 | ☆ | |
| 25413 | Retirement Resources Inc CRD 107996 | Overland Park, KS | Insurance-Affiliated · Boutique (under $100M) | $10.0M | 30 | 43 | 2 | 04/08/2026 | ☆ |
| 25414 | Nye Street Partners Llc CRD 316056 | Saratoga Springs, NY | Wealth Manager · Boutique (under $100M) | $10.0M | 6 | 10 | 8 | 02/27/2026 | ☆ |
| 25415 | Earlsdon Capital Management, Llc CRD 334252 | Private Fund Manager · Boutique (under $100M) | $10.0M | 1 | 1 | 2 | 08/25/2026 | ☆ | |
| 25416 | Williams Financial Services, Llc CRD 131641 | Wealth Manager · Boutique (under $100M) | $10.0M | 15 | 1 | 01/21/2026 | ☆ | ||
| 25417 | J Bradin Financial Llc CRD 317569 | Insurance-Affiliated · Boutique (under $100M) | $10.0M | 31 | 36 | 1 | 03/28/2026 | ☆ | |
| 25418 | I4 Advisors Llc CRD 157911 | Indianapolis, IN | Institutional / Pension Advisor · Boutique (under $100M) | $10.0M | 5 | 5 | 1 | 04/17/2024 | ☆ |
| 25419 | Paladin Capital, Llc CRD 288037 | Arden Hills, MN | Wealth Manager · Boutique (under $100M) | $10.0M | 19 | 52 | 5 | 06/24/2026 | ☆ |
| 25420 | Polaris Capital Management Llc CRD 317994 | Wealth Manager · Boutique (under $100M) | $10.0M | 25 | 39 | 1 | 08/13/2026 | ☆ | |
| 25421 | Drucker, David J. Dba Sunset Financial Management CRD 107815 | Wealth Manager · Boutique (under $100M) | $10.0M | 2 | 10 | 1 | 01/31/2026 | ☆ | |
| 25422 | Andorra Capital, Llc CRD 127045 | Omaha, NE | Private Fund Manager · Boutique (under $100M) | $9.9M | 1 | 6 | 5 | 03/31/2026 | ☆ |
| 25423 | Kyur, Inc. CRD 284721 | Wealth Manager · Boutique (under $100M) | $9.9M | 15 | 33 | 3 | 03/20/2026 | ☆ | |
| 25424 | Judson Investments Llc CRD 169479 | Greenwich, CT | Private Fund Manager · Boutique (under $100M) | $9.9M | 1 | 6 | 1 | 08/05/2026 | ☆ |
| 25425 | Riverflow Wealth Management, Llc CRD 149725 | Insurance-Affiliated · Boutique (under $100M) | $9.9M | 41 | 41 | 1 | 03/30/2026 | ☆ | |
| 25426 | First Sigma Capital Llc CRD 173642 | Wealth Manager · Boutique (under $100M) | $9.9M | 6 | 6 | 1 | 04/06/2026 | ☆ | |
| 25427 | Nashville Financial Planning, Llc CRD 328315 | Wealth Manager · Boutique (under $100M) | $9.9M | 12 | 52 | 1 | 02/12/2026 | ☆ | |
| 25428 | Crimson Wealth Management Inc. CRD 334123 | Wealth Manager · Boutique (under $100M) | $9.9M | 6 | 25 | 2 | 09/14/2026 | ☆ | |
| 25429 | Stauffer Financial, Llc CRD 340420 | Wealth Manager · Boutique (under $100M) | $9.9M | 41 | 83 | 1 | 07/06/2026 | ☆ | |
| 25430 | Artifex Advisory Group, Inc. CRD 281588 | Cary, NC | Insurance-Affiliated · Boutique (under $100M) | $9.9M | 26 | 60 | 1 | 03/30/2026 | ☆ |
| 25431 | Balanced Life Planning Llc CRD 331877 | Wealth Manager · Boutique (under $100M) | $9.9M | 3 | 15 | 1 | 04/30/2026 | ☆ | |
| 25432 | Empiric Institutional, Llc CRD 164683 | Austin, TX | Investment Adviser · Boutique (under $100M) | $9.9M | 6 | 12 | 4 | 09/09/2026 | ☆ |
| 25433 | Lyon Park Advisors Llc CRD 287918 | Wealth Manager · Boutique (under $100M) | $9.9M | 29 | 1 | 02/25/2026 | ☆ | ||
| 25434 | Free Time Financial Llc CRD 335359 | Wealth Manager · Boutique (under $100M) | $9.9M | 6 | 35 | 1 | 03/31/2026 | ☆ | |
| 25435 | Rising Sun Investment Advisers, Llc CRD 309222 | Wealth Manager · Boutique (under $100M) | $9.9M | 2 | 1 | 02/02/2022 | ☆ | ||
| 25436 | Integ Financial Investment Advisory Llc CRD 336852 | Wealth Manager · Boutique (under $100M) | $9.9M | 18 | 53 | 1 | 08/11/2026 | ☆ | |
| 25437 | Physician Advising Llc CRD 288809 | Wealth Manager · Boutique (under $100M) | $9.9M | 28 | 128 | 1 | 03/16/2026 | ☆ | |
| 25438 | Access Capital, Llc CRD 327013 | Wichita, KS | Wealth Manager · Boutique (under $100M) | $9.9M | 4 | 7 | 2 | 08/28/2026 | ☆ |
| 25439 | Common Wealth Management Llc CRD 150464 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $9.9M | 37 | 56 | 2 | 05/15/2026 | ☆ |
| 25440 | Premier Financial Solutions, Llc CRD 338276 | Myrtle Beach, SC | Insurance-Affiliated · Boutique (under $100M) | $9.9M | 64 | 64 | 4 | 08/17/2026 | ☆ |
| 25441 | Medwealth Advisors Llc CRD 314374 | Wealth Manager · Boutique (under $100M) | $9.9M | 13 | 93 | 1 | 01/14/2026 | ☆ | |
| 25442 | Turrentine Financial Services Llc CRD 324448 | Stigler, OK | Wealth Manager · Boutique (under $100M) | $9.9M | 39 | 39 | 1 | 03/30/2026 | ☆ |
| 25443 | Marcus Capital Management, Inc. CRD 133222 | Boston, MA | Wealth Manager · Boutique (under $100M) | $9.9M | 0 | 2 | 2 | 03/18/2026 | ☆ |
| 25444 | Buff Your Finances, Llc CRD 288105 | Thousand Oaks, CA | Wealth Manager · Boutique (under $100M) | $9.9M | 41 | 101 | 1 | 08/17/2026 | ☆ |
| 25445 | Clarity Wealth Management Llc CRD 323062 | Insurance-Affiliated · Boutique (under $100M) | $9.9M | 95 | 290 | 1 | 02/02/2026 | ☆ | |
| 25446 | Newport Wealth Management, Llc CRD 166375 | Wealth Manager · Boutique (under $100M) | $9.8M | 27 | 42 | 1 | 03/05/2026 | ☆ | |
| 25447 | Millstein Advisors, Llc CRD 150992 | Wealth Manager · Boutique (under $100M) | $9.8M | 14 | 38 | 1 | 02/09/2026 | ☆ | |
| 25448 | Dittrich Financial Group Llc CRD 327238 | Wealth Manager · Boutique (under $100M) | $9.8M | 33 | 33 | 1 | 01/23/2026 | ☆ | |
| 25449 | A.E. Laufer Financial Services, Inc. CRD 141921 | Ft Lauderdale, FL | Wealth Manager · Boutique (under $100M) | $9.8M | 10 | 35 | 1 | 02/23/2026 | ☆ |
| 25450 | Business Owner Strategies, Inc. CRD 170898 | Wealth Manager · Boutique (under $100M) | $9.8M | 35 | 68 | 4 | 03/24/2026 | ☆ |