Investment advisers
44,621 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25751 | Shepherd's Financial Llc CRD 335206 | Knoxville, TN | Insurance-Affiliated · Boutique (under $100M) | $8.3M | 128 | 247 | 1 | 03/31/2026 | ☆ |
| 25752 | Kim Knotts Ria, Llc CRD 289830 | Folsom, CA | Insurance-Affiliated · Boutique (under $100M) | $8.3M | 29 | 51 | 1 | 03/25/2026 | ☆ |
| 25753 | National Christian Financial Advisors, Inc CRD 154794 | Wealth Manager · Boutique (under $100M) | $8.3M | 65 | 67 | 1 | 03/25/2026 | ☆ | |
| 25754 | Lattanzi Financial Services Llc CRD 282894 | Revere, MA | Insurance-Affiliated · Boutique (under $100M) | $8.3M | 28 | 47 | 2 | 03/25/2026 | ☆ |
| 25755 | Kleinsmith Resource Management, Llc CRD 164545 | Wealth Manager · Boutique (under $100M) | $8.3M | 37 | 37 | 1 | 03/26/2026 | ☆ | |
| 25756 | Horizon Advisors, Llc CRD 305250 | Rome, GA | Wealth Manager · Boutique (under $100M) | $8.3M | 72 | 72 | 1 | 01/05/2026 | ☆ |
| 25757 | Alpenglow Advisors Llc CRD 306067 | Wealth Manager · Boutique (under $100M) | $8.3M | 22 | 41 | 1 | 03/31/2026 | ☆ | |
| 25758 | Therawealth, Llc CRD 337978 | Insurance-Affiliated · Boutique (under $100M) | $8.3M | 21 | 42 | 1 | 02/09/2026 | ☆ | |
| 25759 | Rcs Financial Advisors, Ltd CRD 121689 | Wealth Manager · Boutique (under $100M) | $8.3M | 25 | 36 | 1 | 02/19/2026 | ☆ | |
| 25760 | The Real Wealth Coterie Llc CRD 330683 | Wealth Manager · Boutique (under $100M) | $8.3M | 30 | 66 | 1 | 03/11/2026 | ☆ | |
| 25761 | Monroe Financial Inc. CRD 304658 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $8.3M | 118 | 118 | 1 | 03/18/2026 | ☆ |
| 25762 | M.D. Sass Macquarie Financial Strategies Management Company, Llc CRD 124506 | New York, NY | Private Fund Manager · Boutique (under $100M) | $8.3M | 2 | 2 | 6 | 03/31/2026 | ☆ |
| 25763 | U.S. Cherry Llc CRD 311564 | St. Petersburg, FL | Investment Adviser · Boutique (under $100M) | $8.3M | 160 | 164 | 1 | 03/09/2026 | ☆ |
| 25764 | Roan, Michael Clark CRD 156284 | Insurance-Affiliated · Boutique (under $100M) | $8.3M | 18 | 18 | 1 | 02/02/2023 | ☆ | |
| 25765 | R1 T1 Financial Llc CRD 323834 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $8.3M | 72 | 120 | 1 | 03/23/2026 | ☆ |
| 25766 | Ades Wealth Management Inc. CRD 284950 | Allenhurst, NJ | Wealth Manager · Boutique (under $100M) | $8.3M | 5 | 8 | 1 | 01/12/2026 | ☆ |
| 25767 | Mccann Investment Management Llc CRD 315149 | Lodi, CA | Wealth Manager · Boutique (under $100M) | $8.3M | 113 | 212 | 1 | 03/26/2026 | ☆ |
| 25768 | Adaptive Advice, Llc CRD 310529 | Omaha, NE | Wealth Manager · Boutique (under $100M) | $8.3M | 18 | 48 | 4 | 07/17/2026 | ☆ |
| 25769 | Harvest Financial Planning Associates, Llc CRD 334825 | Wealth Manager · Boutique (under $100M) | $8.3M | 33 | 33 | 1 | 01/29/2026 | ☆ | |
| 25770 | Intergeneration Capital Management, Llc CRD 159087 | Boston, MA | Private Fund Manager · Boutique (under $100M) | $8.3M | 2 | 2 | 3 | 03/23/2026 | ☆ |
| 25771 | Schumpert Investments, Llc CRD 307863 | Wealth Manager · Boutique (under $100M) | $8.3M | 69 | 170 | 1 | 03/16/2026 | ☆ | |
| 25772 | Healthy Wealth Llc CRD 330789 | Wealth Manager · Boutique (under $100M) | $8.3M | 16 | 77 | 1 | 07/07/2026 | ☆ | |
| 25773 | Rls Financial Group, Inc. CRD 125914 | Insurance-Affiliated · Boutique (under $100M) | $8.3M | 28 | 28 | 1 | 03/21/2026 | ☆ | |
| 25774 | Alpha Prime Capital, Llc CRD 296940 | Wealth Manager · Boutique (under $100M) | $8.3M | 16 | 19 | 1 | 01/24/2026 | ☆ | |
| 25775 | Blacksmith Advisors Llc CRD 160060 | Wealth Manager · Boutique (under $100M) | $8.3M | 50 | 67 | 1 | 03/20/2026 | ☆ | |
| 25776 | Southbridge Capital Partners Llc CRD 331473 | Chattanooga, TN | Wealth Manager · Boutique (under $100M) | $8.2M | 18 | 29 | 2 | 03/25/2026 | ☆ |
| 25777 | Pomegranate Financial Llc CRD 308992 | Wealth Manager · Boutique (under $100M) | $8.2M | 35 | 36 | 1 | 02/13/2026 | ☆ | |
| 25778 | Castleark Alternatives, Llc CRD 288893 | Chicago, IL | Private Fund Manager · Boutique (under $100M) | $8.2M | 1 | 1 | 5 | 04/01/2026 | ☆ |
| 25779 | Lionsight Capital, Llc CRD 163757 | Wealth Manager · Boutique (under $100M) | $8.2M | 16 | 26 | 1 | 02/03/2026 | ☆ | |
| 25780 | Pillar Wealth Llc CRD 323139 | Franklin, IN | Wealth Manager · Boutique (under $100M) | $8.2M | 35 | 81 | 3 | 05/19/2026 | ☆ |
| 25781 | Plunkett & Associates, Inc. CRD 127176 | Endowment & Foundation Advisor · Boutique (under $100M) | $8.2M | 12 | 16 | 2 | 08/18/2023 | ☆ | |
| 25782 | Norfield Capital, Llc CRD 173456 | Wealth Manager · Boutique (under $100M) | $8.2M | 34 | 80 | 1 | 06/22/2026 | ☆ | |
| 25783 | Paul Marascalco Registered Investment Advisor CRD 198512 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $8.2M | 21 | 24 | 1 | 06/15/2026 | ☆ |
| 25784 | Meyerowitz, Mark CRD 123969 | Wealth Manager · Boutique (under $100M) | $8.2M | 16 | 16 | 1 | 03/23/2026 | ☆ | |
| 25785 | Asset Protection Group, Llc CRD 155394 | Insurance-Affiliated · Boutique (under $100M) | $8.2M | 37 | 37 | 1 | 03/28/2026 | ☆ | |
| 25786 | Hopkins, Richard D. CRD 144028 | Wealth Manager · Boutique (under $100M) | $8.2M | 6 | 6 | 1 | 03/11/2026 | ☆ | |
| 25787 | Kelmar Capital Management, Llc CRD 127350 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $8.2M | 4 | 4 | 1 | 03/31/2026 | ☆ |
| 25788 | Lewis Weil Company Llc CRD 332194 | Austin, TX | Wealth Manager · Boutique (under $100M) | $8.2M | 103 | 165 | 1 | 05/29/2026 | ☆ |
| 25789 | Eclipse Asset Management Llc CRD 137734 | Wealth Manager · Boutique (under $100M) | $8.2M | 4 | 8 | 1 | 04/06/2026 | ☆ | |
| 25790 | Qhh Capital Management, Llc CRD 311791 | Investment Adviser · Boutique (under $100M) | $8.2M | 5 | 1 | 03/30/2026 | ☆ | ||
| 25791 | Cobb Financial, Llc CRD 129437 | Wealth Manager · Boutique (under $100M) | $8.2M | 18 | 18 | 1 | 01/28/2026 | ☆ | |
| 25792 | Dllh, Llc CRD 145725 | Las Vegas, NV | Wealth Manager · Boutique (under $100M) | $8.2M | 20 | 20 | 1 | 03/27/2026 | ☆ |
| 25793 | Kingsley Financial Llc CRD 329133 | Wealth Manager · Boutique (under $100M) | $8.2M | 13 | 13 | 1 | 02/04/2026 | ☆ | |
| 25794 | Lionsoul Global Advisors Llc CRD 324883 | London | Wealth Manager · Boutique (under $100M) | $8.2M | 37 | 31 | 1 | 04/01/2026 | ☆ |
| 25795 | Third Tier Wealth Management, Llc CRD 318965 | Jericho, NY | Wealth Manager · Boutique (under $100M) | $8.1M | 9 | 23 | 1 | 02/04/2026 | ☆ |
| 25796 | Beofor Capital Llc CRD 317968 | Wealth Manager · Boutique (under $100M) | $8.1M | 5 | 20 | 1 | 03/31/2026 | ☆ | |
| 25797 | Paradox Investment Partners Llc CRD 307439 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $8.1M | 12 | 15 | 1 | 03/26/2026 | ☆ |
| 25798 | 710 Consulting Group, Llc CRD 321201 | Pembroke Pines, FL | Wealth Manager · Boutique (under $100M) | $8.1M | 14 | 14 | 1 | 04/30/2025 | ☆ |
| 25799 | Schram, Lori CRD 329637 | Kansas City, MO | Wealth Manager · Boutique (under $100M) | $8.1M | 8 | 1 | 03/12/2024 | ☆ | |
| 25800 | Mccary Anheuser Wealth Management, Llc CRD 306810 | West Hartford, CT | Wealth Manager · Boutique (under $100M) | $8.1M | 5 | 3 | 1 | 02/11/2026 | ☆ |