Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27101 | Lenz Integrity Financial, Llc CRD 308335 | Wealth Manager · Boutique (under $100M) | $4.5M | 20 | 20 | 1 | 12/01/2025 | ☆ | |
| 27102 | Lighthouse Wealth Management, Llc CRD 146403 | Bronx, NY | Insurance-Affiliated · Boutique (under $100M) | $4.5M | 19 | 15 | 1 | 02/02/2026 | ☆ |
| 27103 | Luke Financial Company, Llc CRD 147118 | Plano, TX | Insurance-Affiliated · Boutique (under $100M) | $4.5M | 50 | 50 | 2 | 03/23/2026 | ☆ |
| 27104 | Marketocracy Masters Inc. CRD 314667 | Northville, MI | Wealth Manager · Boutique (under $100M) | $4.5M | 18 | 19 | 7 | 07/17/2026 | ☆ |
| 27105 | Mills Financial Services Llc CRD 295175 | Insurance-Affiliated · Boutique (under $100M) | $4.5M | 56 | 72 | 1 | 07/23/2026 | ☆ | |
| 27106 | P2, Llc CRD 312026 | Wealth Manager · Boutique (under $100M) | $4.5M | 13 | 13 | 1 | 08/24/2026 | ☆ | |
| 27107 | Pine Tree Financial Services, Inc. CRD 117920 | Investment Adviser · Boutique (under $100M) | $4.5M | 10 | 2 | 08/20/2013 | ☆ | ||
| 27108 | Reviresco Wealth Advisory Llc CRD 329236 | Wealth Manager · Boutique (under $100M) | $4.5M | 35 | 35 | 1 | 03/25/2026 | ☆ | |
| 27109 | Robert Frank Blameuser CRD 137149 | Insurance-Affiliated · Boutique (under $100M) | $4.5M | 30 | 09/23/2011 | ☆ | |||
| 27110 | The Legacy Collaborative, Inc. CRD 114591 | San Antonio, TX | Insurance-Affiliated · Boutique (under $100M) | $4.5M | 9 | 9 | 1 | 04/23/2025 | ☆ |
| 27111 | Thrive Financial Management Llc CRD 321872 | Wealth Manager · Boutique (under $100M) | $4.5M | 15 | 15 | 1 | 03/02/2026 | ☆ | |
| 27112 | Tourmaline Capital Management Llc CRD 155294 | Wealth Manager · Boutique (under $100M) | $4.5M | 11 | 16 | 1 | 04/02/2026 | ☆ | |
| 27113 | Prospero Financial Planning, Llc CRD 113046 | Noblesville, IN | Wealth Manager · Boutique (under $100M) | $4.5M | 12 | 12 | 1 | 03/29/2024 | ☆ |
| 27114 | Foundational Financial Advisors, Llc CRD 297840 | Wealth Manager · Boutique (under $100M) | $4.5M | 15 | 31 | 1 | 01/05/2026 | ☆ | |
| 27115 | H & S Financial Advisors Inc. CRD 113418 | Wealth Manager · Boutique (under $100M) | $4.5M | 73 | 73 | 1 | 03/29/2019 | ☆ | |
| 27116 | Kensington Wealth Management, Llc CRD 334191 | Brooklyn, NY | Wealth Manager · Boutique (under $100M) | $4.5M | 5 | 7 | 4 | 04/17/2026 | ☆ |
| 27117 | Financial Journey Llc CRD 310786 | Wealth Manager · Boutique (under $100M) | $4.5M | 8 | 23 | 1 | 03/30/2026 | ☆ | |
| 27118 | Jm Tax & Financial Llc CRD 304591 | Wealth Manager · Boutique (under $100M) | $4.5M | 36 | 48 | 1 | 01/15/2026 | ☆ | |
| 27119 | J.M. Goldberg Wealth Management Llc CRD 307782 | Wealth Manager · Boutique (under $100M) | $4.5M | 8 | 1 | 05/12/2020 | ☆ | ||
| 27120 | Delphi Value Investments, Llc CRD 160601 | Wealth Manager · Boutique (under $100M) | $4.5M | 33 | 33 | 1 | 03/31/2026 | ☆ | |
| 27121 | Tetrant Advisory Llc CRD 150985 | Gilbert, AZ | Insurance-Affiliated · Boutique (under $100M) | $4.5M | 39 | 39 | 1 | 12/19/2022 | ☆ |
| 27122 | Equip Financial Partners, Llc CRD 323730 | Wealth Manager · Boutique (under $100M) | $4.5M | 16 | 1 | 03/30/2026 | ☆ | ||
| 27123 | Mitchell, Steven Mark CRD 132141 | Wealth Manager · Boutique (under $100M) | $4.5M | 14 | 23 | 1 | 08/13/2025 | ☆ | |
| 27124 | Berilium Technologies, Inc. CRD 327058 | Lake Forest, CA | Wealth Manager · Boutique (under $100M) | $4.5M | 39 | 42 | 2 | 03/31/2026 | ☆ |
| 27125 | Sikes Financial Services, Llc CRD 290309 | Boca Raton, FL | Insurance-Affiliated · Boutique (under $100M) | $4.5M | 25 | 25 | 1 | 03/24/2026 | ☆ |
| 27126 | Masse, Jean Pierre CRD 158452 | Venice, FL | Wealth Manager · Boutique (under $100M) | $4.5M | 8 | 20 | 1 | 06/18/2026 | ☆ |
| 27127 | Momentum Investment Management, Llc CRD 153040 | Wealth Manager · Boutique (under $100M) | $4.5M | 26 | 26 | 1 | 03/27/2026 | ☆ | |
| 27128 | Cystein Management Llc CRD 290365 | Wealth Manager · Boutique (under $100M) | $4.5M | 22 | 22 | 2 | 03/30/2026 | ☆ | |
| 27129 | Dean Bennett Advisory Services Inc. CRD 322889 | Roseville, CA | Insurance-Affiliated · Boutique (under $100M) | $4.5M | 17 | 17 | 2 | 08/03/2026 | ☆ |
| 27130 | Borger Capital Management Llc CRD 323065 | Wausau, WI | Wealth Manager · Boutique (under $100M) | $4.5M | 26 | 26 | 3 | 08/27/2026 | ☆ |
| 27131 | Olma Financial Llc CRD 306220 | Los Gatos, CA | Wealth Manager · Boutique (under $100M) | $4.4M | 9 | 9 | 1 | 03/08/2026 | ☆ |
| 27132 | Income Growth Advisors, Llc CRD 156340 | Charleston, SC | Wealth Manager · Boutique (under $100M) | $4.4M | 16 | 22 | 1 | 03/17/2026 | ☆ |
| 27133 | N CRD 286031 | Private Fund Manager · Boutique (under $100M) | $4.4M | 2 | 2 | 2 | 03/28/2025 | ☆ | |
| 27134 | Mazzella Estate & Asset Management, Llc CRD 301891 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $4.4M | 42 | 42 | 1 | 03/26/2026 | ☆ |
| 27135 | Good News Financial & Investment Advisors, Llc CRD 311935 | Largo, MD | Wealth Manager · Boutique (under $100M) | $4.4M | 36 | 55 | 1 | 03/31/2026 | ☆ |
| 27136 | Wealthguides Llc CRD 329822 | Indianapolis, IN | Wealth Manager · Boutique (under $100M) | $4.4M | 12 | 20 | 1 | 01/21/2026 | ☆ |
| 27137 | Plutus21 Capital Management, L.L.C CRD 322881 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $4.4M | 68 | 68 | 2 | 03/31/2026 | ☆ |
| 27138 | Harbor Wealth Management Corp. CRD 116038 | Wealth Manager · Boutique (under $100M) | $4.4M | 15 | 14 | 1 | 03/07/2026 | ☆ | |
| 27139 | Afa Advisors Llc CRD 105454 | Larchmont, NY | Wealth Manager · Boutique (under $100M) | $4.4M | 0 | 2 | 2 | 03/15/2026 | ☆ |
| 27140 | Nested Financial Llc CRD 325083 | Wealth Manager · Boutique (under $100M) | $4.4M | 9 | 53 | 1 | 01/27/2026 | ☆ | |
| 27141 | Stafford Capital Management Llc CRD 108134 | Sausalito, CA | Wealth Manager · Boutique (under $100M) | $4.4M | 4 | 4 | 2 | 03/12/2026 | ☆ |
| 27142 | Clarivor Llc CRD 309994 | Wealth Manager · Boutique (under $100M) | $4.4M | 6 | 1 | 09/16/2026 | ☆ | ||
| 27143 | Rj Hill's Financial Services, Llc CRD 164682 | Eau Claire, WI | Insurance-Affiliated · Boutique (under $100M) | $4.4M | 34 | 45 | 1 | 12/24/2025 | ☆ |
| 27144 | Servant Wealth Management, Llc CRD 328932 | Wealth Manager · Boutique (under $100M) | $4.4M | 2 | 6 | 1 | 01/20/2026 | ☆ | |
| 27145 | Simpli Fi Alpha Llc CRD 331746 | Denton, TX | Wealth Manager · Boutique (under $100M) | $4.4M | 17 | 27 | 2 | 02/03/2026 | ☆ |
| 27146 | Enduro Wealth Management, Llc CRD 288052 | Wealth Manager · Boutique (under $100M) | $4.4M | 13 | 43 | 1 | 02/27/2026 | ☆ | |
| 27147 | Flomartin Securities Corporation CRD 170592 | Wealth Manager · Boutique (under $100M) | $4.4M | 26 | 26 | 1 | 02/17/2025 | ☆ | |
| 27148 | Walsvick Wealth Management, Llc CRD 171719 | Wealth Manager · Boutique (under $100M) | $4.4M | 16 | 16 | 1 | 08/12/2025 | ☆ | |
| 27149 | Weather Eye Advisors, Inc. CRD 162302 | Insurance-Affiliated · Boutique (under $100M) | $4.4M | 12 | 12 | 2 | 03/27/2025 | ☆ | |
| 27150 | Cht Group, Inc CRD 161842 | Wealth Manager · Boutique (under $100M) | $4.4M | 16 | 1 | 04/01/2025 | ☆ |