Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29301 | Skysphere Llc CRD 162967 | San Jose, CA | Wealth Manager · Boutique (under $100M) | $320K | 8 | 1 | 03/30/2026 | ☆ | |
| 29302 | Bull & Bear Capital Advisors, Llc CRD 137453 | Jacksonville, FL | Wealth Manager · Boutique (under $100M) | $317K | 0 | 3 | 1 | 04/01/2026 | ☆ |
| 29303 | Connolly, Shawn, Lawrence CRD 155240 | Wealth Manager · Boutique (under $100M) | $316K | 7 | 7 | 1 | 06/23/2026 | ☆ | |
| 29304 | Five Point Investments Llc CRD 336858 | Wealth Manager · Boutique (under $100M) | $315K | 1 | 1 | 06/23/2026 | ☆ | ||
| 29305 | Phillips Capital, Llc CRD 312403 | Wealth Manager · Boutique (under $100M) | $314K | 12 | 12 | 1 | 02/07/2026 | ☆ | |
| 29306 | Unifimoney Ria Qozb, Llc CRD 328842 | Austin, TX | Wealth Manager · Boutique (under $100M) | $314K | 460 | 463 | 5 | 04/22/2026 | ☆ |
| 29307 | Mozella Asset Management Llc CRD 336501 | St. Petersburg, FL | Wealth Manager · Boutique (under $100M) | $313K | 3 | 7 | 1 | 04/01/2026 | ☆ |
| 29308 | Mdo Financial Planning, Llc CRD 319059 | Wealth Manager · Boutique (under $100M) | $312K | 6 | 6 | 1 | 03/30/2026 | ☆ | |
| 29309 | New Jam Financial Strategists, Llc CRD 133631 | Insurance-Affiliated · Boutique (under $100M) | $310K | 3 | 3 | 1 | 03/31/2026 | ☆ | |
| 29310 | Aureana Capital Management, Llc CRD 154124 | Private Fund Manager · Boutique (under $100M) | $308K | 1 | 1 | 1 | 08/18/2026 | ☆ | |
| 29311 | Sandlot Private Wealth Llc CRD 335925 | Orem, UT | Wealth Manager · Boutique (under $100M) | $305K | 5 | 21 | 4 | 09/14/2026 | ☆ |
| 29312 | J Kaiser Management, Llc CRD 307968 | Wealth Manager · Boutique (under $100M) | $305K | 14 | 14 | 1 | 04/30/2026 | ☆ | |
| 29313 | Reaching Upward Financial Solutions Llc CRD 324781 | Insurance-Affiliated · Boutique (under $100M) | $304K | 3 | 3 | 1 | 01/20/2026 | ☆ | |
| 29314 | Sundial Capital Management, L.P. CRD 117461 | Arlington, TX | Private Fund Manager · Boutique (under $100M) | $304K | 1 | 1 | 1 | 04/04/2025 | ☆ |
| 29315 | Kane Capital Advisors Llc CRD 343226 | Wealth Manager · Boutique (under $100M) | $304K | 9 | 20 | 1 | 09/08/2026 | ☆ | |
| 29316 | Norcross Capital Management Llc CRD 325410 | Wealth Manager · Boutique (under $100M) | $303K | 4 | 5 | 1 | 03/24/2026 | ☆ | |
| 29317 | Robinson Wealth And Financial Planning Llc CRD 334229 | Wealth Manager · Boutique (under $100M) | $303K | 7 | 7 | 1 | 01/12/2026 | ☆ | |
| 29318 | Kastler Consulting Group, Llc D.B.A. Kastler Financial Planning CRD 330030 | Wealth Manager · Boutique (under $100M) | $302K | 5 | 5 | 1 | 01/14/2026 | ☆ | |
| 29319 | Able Financial Planning Inc. CRD 283753 | West Brookfield, MA | Insurance-Affiliated · Boutique (under $100M) | $300K | 6 | 6 | 1 | 08/23/2023 | ☆ |
| 29320 | East Shore Advisors, Llc CRD 306788 | Wealth Manager · Boutique (under $100M) | $300K | 3 | 7 | 1 | 06/07/2025 | ☆ | |
| 29321 | Quahog Investments Llc CRD 337558 | Wealth Manager · Boutique (under $100M) | $300K | 5 | 5 | 1 | 02/03/2026 | ☆ | |
| 29322 | Solution Factory, Llc CRD 324069 | Wealth Manager · Boutique (under $100M) | $300K | 1 | 1 | 1 | 08/01/2025 | ☆ | |
| 29323 | Sword And Shield Solutions Llc CRD 333123 | Insurance-Affiliated · Boutique (under $100M) | $300K | 1 | 1 | 1 | 03/24/2026 | ☆ | |
| 29324 | Iridescent Capital Management Llc CRD 334988 | Wealth Manager · Boutique (under $100M) | $297K | 4 | 9 | 1 | 04/01/2026 | ☆ | |
| 29325 | Lock Wealth Management Llc CRD 333242 | Wealth Manager · Boutique (under $100M) | $296K | 6 | 5 | 1 | 03/16/2026 | ☆ | |
| 29326 | Marshall Financial Llc CRD 333186 | Insurance-Affiliated · Boutique (under $100M) | $295K | 20 | 20 | 1 | 03/23/2026 | ☆ | |
| 29327 | Hypo Financial Services And Investment Adviser CRD 165439 | Yorba Linda, CA | Insurance-Affiliated · Boutique (under $100M) | $294K | 17 | 17 | 1 | 07/15/2026 | ☆ |
| 29328 | Maway Llc CRD 291892 | Miami, FL | Wealth Manager · Boutique (under $100M) | $294K | 4 | 1 | 03/28/2019 | ☆ | |
| 29329 | Creative Financial Strategies, Inc. CRD 116962 | Littleton, NH | Insurance-Affiliated · Boutique (under $100M) | $293K | 11 | 10 | 1 | 03/30/2026 | ☆ |
| 29330 | Financial Empowerment Llc CRD 328342 | Wealth Manager · Boutique (under $100M) | $293K | 4 | 1 | 10/04/2026 | ☆ | ||
| 29331 | Kingsmore Wealth Management, Llc CRD 306722 | Wealth Manager · Boutique (under $100M) | $293K | 1 | 1 | 1 | 03/04/2026 | ☆ | |
| 29332 | Williams, Vincent Raynard CRD 134656 | El Segundo, CA | Insurance-Affiliated · Boutique (under $100M) | $290K | 2 | 2 | 1 | 05/13/2026 | ☆ |
| 29333 | Gold Path Investment Group CRD 324590 | Wealth Manager · Boutique (under $100M) | $288K | 0 | 4 | 3 | 06/15/2026 | ☆ | |
| 29334 | Vancuyk Holdings Llc CRD 331030 | Wealth Manager · Boutique (under $100M) | $287K | 6 | 6 | 1 | 11/18/2025 | ☆ | |
| 29335 | Belov Consulting Llc CRD 334385 | Wealth Manager · Boutique (under $100M) | $285K | 8 | 1 | 03/13/2026 | ☆ | ||
| 29336 | Adi Mahajan Cpa Pc CRD 334894 | Research Triangle Park, NC | Wealth Manager · Boutique (under $100M) | $284K | 0 | 1 | 1 | 09/23/2026 | ☆ |
| 29337 | Hudson House Capital Incorporated CRD 335654 | London | Wealth Manager · Boutique (under $100M) | $280K | 1 | 2 | 08/25/2026 | ☆ | |
| 29338 | Pmc Wealth, Llc CRD 332215 | Clarence, NY | Wealth Manager · Boutique (under $100M) | $280K | 3 | 1 | 09/22/2026 | ☆ | |
| 29339 | Kerns Legacy Planning Llc CRD 340407 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $277K | 4 | 5 | 1 | 08/13/2026 | ☆ |
| 29340 | Bardi Co. Llc CRD 166134 | Los Angeles, CA | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $275K | 1 | 1 | 10 | 04/30/2026 | ☆ |
| 29341 | Barretto, Joseph Nievera CRD 308998 | Santa Ana, CA | Insurance-Affiliated · Boutique (under $100M) | $274K | 2 | 2 | 1 | 02/03/2026 | ☆ |
| 29342 | Ascend Private Wealth Management CRD 334750 | Wealth Manager · Boutique (under $100M) | $273K | 2 | 2 | 1 | 04/03/2026 | ☆ | |
| 29343 | Taub Investment Planning Services Llc CRD 322362 | Wealth Manager · Boutique (under $100M) | $273K | 1 | 1 | 1 | 02/23/2026 | ☆ | |
| 29344 | Capitalwize, Llc CRD 288124 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $272K | 101 | 101 | 8 | 06/22/2026 | ☆ |
| 29345 | Visionary Wealth Management Llc CRD 152692 | Wealth Manager · Boutique (under $100M) | $271K | 7 | 7 | 1 | 06/05/2026 | ☆ | |
| 29346 | Harlig Financials Llc CRD 335800 | Insurance-Affiliated · Boutique (under $100M) | $270K | 0 | 3 | 1 | 07/22/2026 | ☆ | |
| 29347 | M Virtue Llc CRD 332504 | Albany, NY | Wealth Manager · Boutique (under $100M) | $270K | 20 | 20 | 1 | 09/17/2026 | ☆ |
| 29348 | Pacific Equity Advisors Llc CRD 328540 | La Jolla, CA | Wealth Manager · Boutique (under $100M) | $268K | 1 | 1 | 03/19/2026 | ☆ | |
| 29349 | Heritage Hill Adviser CRD 312077 | Wealth Manager · Boutique (under $100M) | $268K | 7 | 9 | 1 | 01/31/2026 | ☆ | |
| 29350 | York Wealth Management, Llc CRD 331730 | Wealth Manager · Boutique (under $100M) | $267K | 6 | 13 | 1 | 01/09/2026 | ☆ |