Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 30101 | Cardone Wealth Advisors, Llc CRD 337559 | Aventura, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 6 | 03/19/2026 | ☆ |
| 30102 | Carico Private Wealth Management Llc CRD 342716 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/13/2026 | ☆ | ||
| 30103 | Carrara Capital, Llc CRD 340803 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/09/2026 | ☆ | |
| 30104 | Carsons Capital Llc CRD 333489 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/24/2024 | ☆ | ||
| 30105 | Cascara Financial Planning Llc CRD 339300 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/14/2026 | ☆ | ||
| 30106 | Cash Flow Technologies Llc CRD 331403 | Lancaster, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/05/2026 | ☆ | |
| 30107 | Casita Financial Planning Llc CRD 334718 | El Segundo, CA | Investment Adviser · Boutique (under $100M) | $0 | 21 | 0 | 1 | 02/25/2026 | ☆ |
| 30108 | Caskwise Capital Inc CRD 338889 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/28/2026 | ☆ | ||
| 30109 | Castle Group Holdings Inc. CRD 341862 | Mission Viejo, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/16/2026 | ☆ | |
| 30110 | Castle Securities, Llc CRD 342075 | Mooresville, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 06/22/2026 | ☆ | |
| 30111 | Catch22 Ventures Llc CRD 337828 | New York City, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/08/2026 | ☆ | |
| 30112 | Cavender Financial Planning, Llc CRD 342417 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/09/2026 | ☆ | ||
| 30113 | Cbjb Inc. CRD 323833 | Santa Rosa Beach, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/21/2023 | ☆ | |
| 30114 | Cclg Advisors Llc CRD 342796 | Orlando, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 07/15/2026 | ☆ | |
| 30115 | Cedar Wing Llc CRD 341542 | Shelburne, VT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/16/2026 | ☆ | |
| 30116 | Cedarmill Financial Llc CRD 326357 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/27/2026 | ☆ | ||
| 30117 | Cedarstream Wealth, Llc CRD 343501 | Herndon, VA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/09/2026 | ☆ | |
| 30118 | Centuria Capital Partners Llc CRD 339596 | Guaynabo, PR | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 01/09/2026 | ☆ | |
| 30119 | Century Trace Investment Advisors Llc CRD 314572 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/22/2021 | ☆ | |
| 30120 | Ceres Capital Management, Inc. CRD 121896 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/31/2026 | ☆ | |
| 30121 | Cfd Investment Advisory Llc CRD 342117 | Billings, MT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/06/2026 | ☆ | |
| 30122 | Chadwick Financial Advisors, Llc CRD 300584 | Canton, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 03/31/2023 | ☆ | |
| 30123 | Chagrin Valley Legacy Advisors, Llc CRD 340652 | Chagrin Falls, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/28/2026 | ☆ | |
| 30124 | Chamberlain Long Wealth Management, Llc CRD 340792 | Alpine, UT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 10/01/2026 | ☆ | |
| 30125 | Champion Method, Llc CRD 339413 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/10/2026 | ☆ | ||
| 30126 | Change Forces Llc CRD 333400 | Portola Valley, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 04/08/2026 | ☆ | |
| 30127 | Chaos Solved, Inc. CRD 152570 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 03/24/2026 | ☆ | |
| 30128 | Chappell Financial Group CRD 137962 | Atlanta, GA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 2 | 10/01/2026 | ☆ | |
| 30129 | Charles Mclean Capital Management, Llc CRD 336166 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/06/2026 | ☆ | |
| 30130 | Charlton Management, Llc CRD 341804 | Clawson, MI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 07/29/2026 | ☆ |
| 30131 | Chase Advisory And Wealth Management, Llc CRD 340808 | Kansas City, MO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/30/2026 | ☆ | |
| 30132 | Chcc Global Services Llc CRD 289762 | Missouri City, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 10/28/2021 | ☆ | |
| 30133 | Chellevold, Imee Rose, Tagaca CRD 342260 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/30/2026 | ☆ | |
| 30134 | Cherry Wealth Management Llc CRD 340992 | Lebanon, IN | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/10/2026 | ☆ |
| 30135 | Chestnut Beach Wealth Llc CRD 342548 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/24/2026 | ☆ | ||
| 30136 | Christ Capital Advisors Llc CRD 343201 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/20/2026 | ☆ | |
| 30137 | Christopher J. Drozjock CRD 125743 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 07/21/2021 | ☆ | ||
| 30138 | Christopher James Capital Advisors Llc CRD 343166 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/26/2026 | ☆ | ||
| 30139 | Christopher Malouf & Associates Inc. CRD 340263 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/05/2026 | ☆ | |
| 30140 | Ciaston Financial Group Llc CRD 338579 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/12/2026 | ☆ | ||
| 30141 | Cima Sports & Wealth Management Inc CRD 336646 | Lutz, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/05/2026 | ☆ |
| 30142 | Civitas Management Llc CRD 340279 | Brooklyn, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/26/2026 | ☆ | |
| 30143 | Cjs Financial Corp. CRD 162503 | Nashua, NH | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/30/2026 | ☆ |
| 30144 | Clarity Wealth Partners, Llc CRD 338840 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 01/14/2026 | ☆ | ||
| 30145 | Clarity Wealth Solutions Llc CRD 321105 | Atlanta, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/04/2023 | ☆ | |
| 30146 | Clark Soeten Llc CRD 326520 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/31/2025 | ☆ | ||
| 30147 | Clear Advisors Llc CRD 342564 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/29/2026 | ☆ | |
| 30148 | Clearlake Capital Ric Management, Llc CRD 342281 | Santa Monica, CA | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 5 | 07/27/2026 | ☆ |
| 30149 | Clearview 401 K Advisors, Llc CRD 340492 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/23/2026 | ☆ | ||
| 30150 | Clearview Family Wealth, Llc CRD 342171 | Peabody, MA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 09/29/2026 | ☆ |