Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 30301 | Equip, Llc CRD 331323 | Baltimore, MD | Investment Adviser · Boutique (under $100M) | $0 | 50 | 0 | 1 | 03/23/2026 | ☆ |
| 30302 | Equity Assets, L.L.C. CRD 343811 | Brooklyn, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/04/2026 | ☆ | |
| 30303 | Ergus Asset Management Ltd. CRD 166707 | Nassau | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 6 | 04/02/2026 | ☆ |
| 30304 | Ernest Salgan CRD 283695 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/11/2026 | ☆ | ||
| 30305 | Escalator Wealth Advisors, Llc CRD 342774 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/09/2026 | ☆ | |
| 30306 | Esh Wealth Management Llc CRD 338268 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/20/2026 | ☆ | ||
| 30307 | Eshel Spring Llc CRD 340187 | Burlington, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 7 | 01/14/2026 | ☆ |
| 30308 | Esquires Group Llc CRD 289537 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 1 | 03/19/2025 | ☆ |
| 30309 | Ethos Investment Advisory Group Llc CRD 343593 | Miami, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/13/2026 | ☆ | |
| 30310 | Etoro Usa Advisers Inc. CRD 300271 | Hoboken, NJ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 3 | 07/22/2026 | ☆ |
| 30311 | Euroamerican Financial Advisors Usa Llc CRD 344200 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 4 | 09/17/2026 | ☆ | |
| 30312 | Ev Capital Management Llc CRD 340224 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/04/2026 | ☆ | ||
| 30313 | Everbridge Advisors CRD 336855 | Rockville Centre, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 02/09/2026 | ☆ |
| 30314 | Everglade Capital, Llc CRD 341491 | Frisco, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/28/2026 | ☆ | |
| 30315 | Evergreen Summit Advisors, Llc CRD 342978 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/01/2026 | ☆ | ||
| 30316 | Evergrowth Holdings, Inc. CRD 305829 | Pueblo, CO | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 01/17/2024 | ☆ | |
| 30317 | Everlution Capital Llc CRD 341311 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/20/2026 | ☆ | ||
| 30318 | Everoak Wealth Co., Llc CRD 344190 | Colorado Springs, CO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 11 | 10/02/2026 | ☆ |
| 30319 | Exemplar Wealth Advisors, Llc CRD 322419 | Phoenix, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 3 | 03/30/2026 | ☆ |
| 30320 | Extraordinary Kale Llc CRD 340610 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/23/2026 | ☆ | ||
| 30321 | Eyra Llc CRD 342637 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 07/15/2026 | ☆ | ||
| 30322 | Ezana Capital Advisors, Llc CRD 299451 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/23/2019 | ☆ | |
| 30323 | F. L. Arias & Associates, Llc CRD 164185 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/20/2025 | ☆ | ||
| 30324 | Fairway Financial Planning Llc CRD 337261 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/24/2026 | ☆ | |
| 30325 | Faith And Family Wealth Management, Llc CRD 341058 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/27/2026 | ☆ | |
| 30326 | Family Legacy Advisors, Llc CRD 320754 | Overland Park, KS | Investment Adviser · Boutique (under $100M) | $0 | 116 | 0 | 4 | 07/17/2026 | ☆ |
| 30327 | Family Style Advisors Llc CRD 342407 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/19/2026 | ☆ | ||
| 30328 | Family Wealth Strategists, Llc CRD 340841 | Newport Beach, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/05/2026 | ☆ | |
| 30329 | Farer Financial Llc CRD 342144 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/06/2026 | ☆ | ||
| 30330 | Fat Cat Financial Llc CRD 342773 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/01/2026 | ☆ | ||
| 30331 | Fathom Advisors Llc CRD 343731 | Minneapolis, MN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 22 | 09/16/2026 | ☆ | |
| 30332 | Fd Wealth Advisors, Llc CRD 339923 | Calabasas, CA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 01/30/2026 | ☆ | |
| 30333 | Felicity Financial Llc CRD 325503 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/30/2025 | ☆ | ||
| 30334 | Felix Garcia, Ria CRD 114720 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/23/2023 | ☆ | |
| 30335 | Felspar Financial Llc CRD 340684 | San Diego, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/19/2026 | ☆ | |
| 30336 | Felton Wealth, Llc CRD 344499 | Wheeling, WV | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 09/22/2026 | ☆ | |
| 30337 | Fideleon Wealth Advisors Llc CRD 343861 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/04/2026 | ☆ | ||
| 30338 | Field Capital Management, Llc CRD 114229 | Santa Fe, NM | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/31/2025 | ☆ |
| 30339 | Fieldstone Advisory Llc CRD 343109 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/27/2026 | ☆ | |
| 30340 | Fifth Generation Financial Llc CRD 340921 | Houston, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/30/2026 | ☆ |
| 30341 | Fifth Pointe Wealth Advisors Llc CRD 324305 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/27/2026 | ☆ | |
| 30342 | Fig Tree Financials Llc CRD 317013 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 01/26/2026 | ☆ | ||
| 30343 | Financial Legacy Builders Llc CRD 336752 | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 1 | 08/31/2026 | ☆ | |
| 30344 | Financial Potential, Llc CRD 342728 | Gainesville, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/06/2026 | ☆ | |
| 30345 | Financial Q Group Llc CRD 327095 | Miami, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 04/13/2026 | ☆ | |
| 30346 | Financial Service Group, Llc CRD 329424 | St. George, UT | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/11/2026 | ☆ |
| 30347 | Financial Solutions, Inc. CRD 311787 | Skokie, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/11/2023 | ☆ | |
| 30348 | Financial Thinking Partner, Llc CRD 340776 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/01/2026 | ☆ | |
| 30349 | Finish Line Wealth Management, Llc CRD 341489 | East Aurora, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/12/2026 | ☆ | |
| 30350 | Finq Ai Llc CRD 326858 | Tel Aviv | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 41 | 02/10/2026 | ☆ |