Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 30301 | H.B. Brown Financial Advising, Llc CRD 338830 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 11/26/2025 | ☆ | ||
| 30302 | H2 Ols Wealth Management Solutions Llc CRD 341011 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/24/2026 | ☆ | ||
| 30303 | Halal Alpha Inc. CRD 335111 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/02/2025 | ☆ | ||
| 30304 | Hamewith Wealth, Llc CRD 339975 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/12/2026 | ☆ | ||
| 30305 | Hamilton Wealth, Llc CRD 342315 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/23/2026 | ☆ | ||
| 30306 | Han Financial Consulting Llc CRD 342767 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/29/2026 | ☆ | |
| 30307 | Hanafara, Llc CRD 340416 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/24/2026 | ☆ | ||
| 30308 | Handley, Rainee Catherine CRD 340427 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/21/2026 | ☆ | ||
| 30309 | Harbinger Financial Consultants, Llc CRD 283392 | Boca Raton, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/26/2026 | ☆ | |
| 30310 | Harbor Fort Financial Advisors Llc CRD 340834 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/12/2026 | ☆ | ||
| 30311 | Harper Wealth Management Llc CRD 339306 | Gilbert, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2026 | ☆ | |
| 30312 | Harpian Llc CRD 342112 | Miami, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/04/2026 | ☆ | |
| 30313 | Harrison Fiduciary Group Llc CRD 155845 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 5 | 0 | 2 | 03/27/2025 | ☆ |
| 30314 | Harrison Park Capital Llc CRD 336209 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 11/19/2025 | ☆ | ||
| 30315 | Harthcock, Andrew David CRD 339420 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/21/2026 | ☆ | |
| 30316 | Harvest Financial Planning, Llc CRD 293982 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/07/2026 | ☆ | ||
| 30317 | Harvest Lane Investment Partners Llc CRD 340042 | Sandy, UT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/09/2026 | ☆ | |
| 30318 | Harvesting Gains Corporation CRD 341790 | San Diego, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/04/2026 | ☆ |
| 30319 | Hawk Advisory Llc CRD 332571 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 7 | 0 | 3 | 01/29/2026 | ☆ |
| 30320 | Healthquant Associates Llc CRD 172415 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/31/2017 | ☆ | ||
| 30321 | Hearthstead Financial, Llc CRD 338442 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/23/2026 | ☆ | ||
| 30322 | Hearthstone Financial Group, Llc CRD 342648 | Ephrata, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/04/2026 | ☆ | |
| 30323 | Heartland Financial Planners, Llc CRD 343566 | Fishers, IN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/14/2026 | ☆ |
| 30324 | Hedged Alpha Capital Management, Llc CRD 338963 | Morristown, NJ | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 1 | 02/19/2026 | ☆ |
| 30325 | Heighten Capital Management Llc CRD 342993 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/27/2026 | ☆ | ||
| 30326 | Heitman International Real Estate Securities Pty Limited CRD 154476 | Melbourne | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $0 | 0 | 135 | 03/28/2026 | ☆ | |
| 30327 | Helios Financial Services, Llc CRD 339501 | Cedar Park, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/15/2026 | ☆ | |
| 30328 | Helix Wealth Llc CRD 343292 | Fishers, IN | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 5 | 06/23/2026 | ☆ | |
| 30329 | Hemmers Financial Corporation CRD 341452 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/14/2026 | ☆ | |
| 30330 | Heritage First Wealth Management, Llc CRD 342502 | Kansas City, MO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 08/17/2026 | ☆ | |
| 30331 | Heritage Haus Wealth Partners Llc CRD 342736 | New Braunfels, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 5 | 07/20/2026 | ☆ |
| 30332 | Heritage Legacy Wealth Llc CRD 337548 | Buffalo Grove, IL | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 07/13/2026 | ☆ | |
| 30333 | Herndon Wealth Services Inc CRD 313930 | Vero Beach, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/01/2026 | ☆ | |
| 30334 | Hero Asset Management, Llc CRD 335707 | Sandy Springs, GA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 3 | 09/05/2025 | ☆ | |
| 30335 | High Rock Holdings Llc CRD 342438 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 06/18/2026 | ☆ | ||
| 30336 | Highlight Advisors Llc CRD 338539 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/20/2026 | ☆ | |
| 30337 | Highline Wealth Solutions Llc CRD 343472 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/14/2026 | ☆ | ||
| 30338 | Highrock Capital Management Inc. CRD 340720 | Uniondale, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/16/2026 | ☆ |
| 30339 | Hillgate Financial, Llc CRD 129585 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/26/2025 | ☆ | |
| 30340 | Hillstrong Llc CRD 334005 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 01/17/2025 | ☆ | ||
| 30341 | Hinduja Lynx Investment Advisory, Llc CRD 289909 | Washington, DC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 03/27/2026 | ☆ | |
| 30342 | Hinkle, Kenneth Dean CRD 310318 | Seal Beach, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/09/2026 | ☆ | |
| 30343 | Hirschi Hart Management Llc CRD 341429 | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 1 | 05/12/2026 | ☆ | |
| 30344 | Hirst Financial Independence Planning, Inc. CRD 342919 | Fall River, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 06/03/2026 | ☆ | |
| 30345 | Hisaab Capital, Llc CRD 341015 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/13/2026 | ☆ | |
| 30346 | Hodges Financial Group Llc CRD 338345 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/10/2026 | ☆ | ||
| 30347 | Hoeven Wealth, Llc CRD 343490 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/07/2026 | ☆ | |
| 30348 | Hogue Investment Services CRD 342293 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/01/2026 | ☆ | ||
| 30349 | Holistic Capital CRD 332028 | Boston, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/25/2024 | ☆ | |
| 30350 | Holt Investment Partners Llc CRD 339917 | Newport Beach, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/15/2026 | ☆ |