Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 30751 | Nj Capital Management CRD 339457 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/05/2026 | ☆ | ||
| 30752 | Njk Wealth Management Llc CRD 338352 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/23/2025 | ☆ | ||
| 30753 | Noble Yield Wealth Management Llc CRD 317757 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/02/2025 | ☆ | ||
| 30754 | Noblehouse Family Office, Llc CRD 338855 | Plano, TX | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 07/23/2026 | ☆ | |
| 30755 | Nofal Financial Group Llc CRD 340662 | Brentwood, TN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/16/2026 | ☆ | |
| 30756 | North County Financial Planning, Llc CRD 340508 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/15/2026 | ☆ | ||
| 30757 | North Manor Capital Llc CRD 341333 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/10/2026 | ☆ | ||
| 30758 | North Pine Strategic Wealth Llc CRD 342628 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/14/2026 | ☆ | ||
| 30759 | Northbridge Wealth Management Llc CRD 339816 | Teaneck, NJ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/27/2026 | ☆ |
| 30760 | Northern Capital Securities Corporation CRD 40659 | North Andover, MA | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $0 | 0 | 15 | 01/07/2026 | ☆ | |
| 30761 | Northwater Capital Llc CRD 338732 | Portland, ME | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/23/2026 | ☆ | |
| 30762 | Nortlov Advisory, Llc CRD 325025 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 08/11/2026 | ☆ | |
| 30763 | Novodyn Advisors Llc CRD 156451 | The Woodlands, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 06/06/2026 | ☆ | |
| 30764 | Nuna Investments, Llc CRD 340462 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/15/2026 | ☆ | ||
| 30765 | O'brien Strategic Wealth CRD 340330 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/08/2026 | ☆ | ||
| 30766 | O'h Capital Llc CRD 324638 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 0 | 01/15/2026 | ☆ | |
| 30767 | O2 Investments Llc CRD 337334 | West Chester, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/11/2026 | ☆ |
| 30768 | Oak Bay Financial, Llc CRD 339012 | Henderson, NV | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/20/2026 | ☆ | |
| 30769 | Oakley Private Wealth Llc CRD 342849 | Marvin, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/23/2026 | ☆ | |
| 30770 | Off The Bay Wealth Llc CRD 338970 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/10/2026 | ☆ | ||
| 30771 | Ohio Cu Financial Services, Llc CRD 341083 | Garfield Heights, OH | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 2 | 07/09/2026 | ☆ | |
| 30772 | Old World Financial Advisors CRD 329141 | Newport Beach, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/25/2024 | ☆ | |
| 30773 | Olivehurst Advisors Llc CRD 328287 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/14/2026 | ☆ | ||
| 30774 | Oltarion Capital Llc CRD 341445 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/02/2026 | ☆ | |
| 30775 | Omaris Financial, Llc CRD 342792 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/24/2026 | ☆ | ||
| 30776 | Omega Strategies Llc CRD 342402 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/13/2026 | ☆ | ||
| 30777 | Omega Wealth Management, Llc CRD 330209 | Charlotte, NC | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/24/2024 | ☆ |
| 30778 | Omnes Wealth Management Llc CRD 339936 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 07/13/2026 | ☆ | ||
| 30779 | Omnicap Wealth Partners Llc CRD 336182 | Miami, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/12/2026 | ☆ | |
| 30780 | One Life Advisory, Llc CRD 338319 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/11/2026 | ☆ | |
| 30781 | One Stone Global Llc CRD 175052 | Boston, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/19/2026 | ☆ |
| 30782 | Oneadvocate Financial Llc CRD 340839 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/10/2026 | ☆ | ||
| 30783 | Onyx Investments, Incorporated CRD 133244 | Chicago, IL | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 01/20/2015 | ☆ | |
| 30784 | Ooda Quantum Capital, Llc CRD 339749 | Johnston, IA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 4 | 08/14/2026 | ☆ |
| 30785 | Open Prairie Wealth Management Llc CRD 338471 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/20/2025 | ☆ | ||
| 30786 | Open Water Advisory Partners Llc CRD 342017 | Yucaipa, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/14/2026 | ☆ | |
| 30787 | Optima Trade & Investments, Llc CRD 141381 | Wheeling, WV | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 03/25/2026 | ☆ | |
| 30788 | Optimal Tax Asset Management, Inc. CRD 340466 | Bellevue, WA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 08/05/2026 | ☆ | |
| 30789 | Optimalpath Advisors, Llc CRD 334673 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/12/2026 | ☆ | ||
| 30790 | Optimize Wealth Management Inc. CRD 333695 | Toronto, Ontario | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 03/12/2026 | ☆ | |
| 30791 | Optimum Financial Llc CRD 329188 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 11/29/2023 | ☆ | ||
| 30792 | Optos Real Estate Credit, Llc CRD 343298 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 8 | 07/01/2026 | ☆ |
| 30793 | Opus Financial Llc CRD 334279 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/16/2025 | ☆ | ||
| 30794 | Orange Street Fund Advisors Llc CRD 337511 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/29/2025 | ☆ | |
| 30795 | Orion Partners, Llc CRD 342113 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 1 | 06/30/2026 | ☆ |
| 30796 | Osborne Financial Planning Llc CRD 311721 | Peachtree City, GA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 07/08/2021 | ☆ | |
| 30797 | Otium Wealth Management, Llc CRD 340157 | Fort Collins, CO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/20/2026 | ☆ | |
| 30798 | Outflyers Llc CRD 304115 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/24/2026 | ☆ | ||
| 30799 | Overflow Financial Llc CRD 325459 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/11/2025 | ☆ | ||
| 30800 | Overland Advisors Corporation CRD 334738 | Phoenix, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/12/2026 | ☆ |