Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31101 | Portfolio Dynamix CRD 307069 | The Woodlands, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/28/2024 | ☆ |
| 31102 | Portfoliolab CRD 339763 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/24/2026 | ☆ | ||
| 31103 | Potentia Wealth Advisors Llc CRD 339262 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 02/18/2026 | ☆ | ||
| 31104 | Power Forward Management, Llc CRD 332095 | Los Angeles, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 03/31/2026 | ☆ |
| 31105 | Practice First Investment Advisors Llc CRD 343957 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/17/2026 | ☆ | ||
| 31106 | Pragmatic Advisory Llc CRD 343963 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 09/30/2026 | ☆ | ||
| 31107 | Pragmatic Financial Strategies, Inc CRD 165483 | Kennesaw, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/14/2025 | ☆ |
| 31108 | Prairie View Financial Llc CRD 343217 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/12/2026 | ☆ | |
| 31109 | Prassas Capital, Llc CRD 129979 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/24/2025 | ☆ | ||
| 31110 | Praxess Advisors, Llc CRD 328304 | Nashville, TN | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 5 | 07/08/2026 | ☆ |
| 31111 | Precision Wealth Advisors Llc CRD 343348 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 08/26/2026 | ☆ | ||
| 31112 | Preferred Retirement Options, Inc CRD 116172 | Ammon, ID | Insurance-Affiliated · Boutique (under $100M) | $0 | 480 | 0 | 5 | 01/23/2026 | ☆ |
| 31113 | Premier Gold Global Wealth Llc CRD 172465 | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 1 | 04/01/2026 | ☆ | |
| 31114 | Present Day Financial Planning, Llc CRD 343467 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/15/2026 | ☆ | ||
| 31115 | Present Value Financial Services Llc CRD 297335 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/11/2026 | ☆ | |
| 31116 | Preve Inversiones CRD 318445 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/20/2026 | ☆ | ||
| 31117 | Pria Strategies, Llc CRD 337580 | Atlanta, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/17/2026 | ☆ | |
| 31118 | Primaris Wealth Management Llc CRD 343116 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/13/2026 | ☆ | |
| 31119 | Primary Operations Inc CRD 336814 | New South Wales | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/19/2026 | ☆ | |
| 31120 | Prism Wealth Partners, Llc CRD 341299 | Waveland, MS | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/07/2026 | ☆ | |
| 31121 | Prism Wealth Planning Ltd. Dba The People's Planner CRD 317874 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/03/2022 | ☆ | ||
| 31122 | Prive Wealth Management, Llc CRD 339705 | Grayson, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/30/2026 | ☆ | |
| 31123 | Proctor Advisory Wealth, Llc CRD 341417 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/05/2026 | ☆ | ||
| 31124 | Professional Planning & Wealth, Llc CRD 342089 | Greenville, SC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 09/15/2026 | ☆ | |
| 31125 | Profiscal Wealth Llc CRD 339719 | Highlands Ranch, CO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/23/2026 | ☆ | |
| 31126 | Prophet Equity Management Llc CRD 163214 | Southlake, TX | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 8 | 03/31/2026 | ☆ |
| 31127 | Proshare Investment Management Llc CRD 342578 | Bethesda, MD | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 5 | 08/31/2026 | ☆ |
| 31128 | Prudent Harbor Advisors, Llc CRD 344007 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/14/2026 | ☆ | ||
| 31129 | Prumo Wealth Management, Llc CRD 340283 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/24/2026 | ☆ | ||
| 31130 | Public Safety Financial Group, Llc CRD 342737 | Houston, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/17/2026 | ☆ | |
| 31131 | Puente Wealth Advisors Llc CRD 343307 | San Diego, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/25/2026 | ☆ | |
| 31132 | Pullman Wealth Llc CRD 340431 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/24/2026 | ☆ | ||
| 31133 | Pure Financial Llc CRD 322781 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/09/2022 | ☆ | |
| 31134 | Purelight Investment Advisors Llc CRD 282901 | Chicago, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/02/2016 | ☆ | |
| 31135 | Purposefp, Llc CRD 331194 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/24/2026 | ☆ | ||
| 31136 | Q Wealth Usa Inc. CRD 334008 | Toronto, Ontario | Investment Adviser · Boutique (under $100M) | $0 | 0 | 16 | 09/23/2026 | ☆ | |
| 31137 | Q2 Financial, Llc CRD 340519 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/10/2026 | ☆ | ||
| 31138 | Quaerite Primum Financial Planning, Llc CRD 343160 | Lees Summit, MO | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/01/2026 | ☆ |
| 31139 | Quant Alpha Decisions Llc CRD 339893 | Naples, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 07/27/2026 | ☆ | |
| 31140 | Quant Portfolio Management Llc CRD 331525 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/30/2026 | ☆ | ||
| 31141 | Quantic Advisors, Llc CRD 342368 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/26/2026 | ☆ | ||
| 31142 | Quantum Wealth Advisors Llc CRD 336823 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 07/16/2026 | ☆ | ||
| 31143 | Queen City Wealth Partners Llc CRD 340532 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/13/2026 | ☆ | ||
| 31144 | Quest Wealth Management Incorporated CRD 173668 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 11/07/2014 | ☆ | ||
| 31145 | Quintessence Wealth Collective Llc CRD 342821 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 08/06/2026 | ☆ | ||
| 31146 | Quivira Advisors, Llc CRD 332457 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/03/2026 | ☆ | ||
| 31147 | Quotient Wealth Asset Management, Llc CRD 336552 | Dallas, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 03/25/2026 | ☆ | |
| 31148 | R Squared Iv Llc CRD 337212 | Manhasset, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/29/2025 | ☆ |
| 31149 | Rachel Schetrom Dba Legacy Financial CRD 342713 | Moorefield, WV | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/06/2026 | ☆ |
| 31150 | Radar Financial Investments Corporation CRD 314823 | The Woodlands, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/25/2026 | ☆ |