Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31651 | White Rock Resources Holdings, Llc CRD 332560 | Plano, TX | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 9 | 03/27/2026 | ☆ |
| 31652 | White Sands Family Office Llc CRD 338005 | Multi-Family Office · Boutique (under $100M) | $0 | 0 | 2 | 03/29/2026 | ☆ | ||
| 31653 | White Star Financial Llc CRD 327758 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/16/2026 | ☆ | ||
| 31654 | Whitestone Investment Planning CRD 338612 | Toms River, NJ | Investment Adviser · Boutique (under $100M) | $0 | 5 | 0 | 1 | 03/09/2026 | ☆ |
| 31655 | Whittier Green Wealth Management Llc CRD 343079 | Century City, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/21/2026 | ☆ | |
| 31656 | Wholestory Wealth Llc CRD 341889 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 05/22/2026 | ☆ | ||
| 31657 | William C. Hoeffer, Jr. Inc. CRD 114131 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 2 | 04/06/2026 | ☆ | ||
| 31658 | Williamson Price Modern Wealth Management Llc CRD 342501 | Reno, NV | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/24/2026 | ☆ | |
| 31659 | Willis Towers Watson Securities, Llc CRD 317602 | Chicago, IL | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 5 | 09/15/2026 | ☆ | |
| 31660 | Willow Partner Advisors, Llc CRD 333917 | Prides Crossing, MA | Investment Adviser · Boutique (under $100M) | $0 | 977 | 0 | 5 | 04/06/2026 | ☆ |
| 31661 | Wilusz, Kathleen, Melody CRD 329391 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/07/2026 | ☆ | |
| 31662 | Wima Capital Asesor En Inversiones Independiente, S.A.P.I. De Cv CRD 339562 | Ciudad De México | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 5 | 08/24/2026 | ☆ |
| 31663 | Winston Solidus Wealth Llc CRD 341577 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/18/2026 | ☆ | |
| 31664 | Wisdomtree Ventures Management, Llc CRD 343577 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 07/17/2026 | ☆ | |
| 31665 | Wise Financial Strategies, Llc CRD 339861 | Lakeland, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/30/2026 | ☆ | |
| 31666 | Wolf Bay Wealth Partners, Llc CRD 331212 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/04/2026 | ☆ | |
| 31667 | Wolf Financial Management Llc CRD 343743 | Torrance, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/02/2026 | ☆ | |
| 31668 | Wolfe Signal Capital Llc CRD 337507 | San Jose, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/02/2026 | ☆ | |
| 31669 | Woo, Harry CRD 342251 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/26/2026 | ☆ | |
| 31670 | Woodmont Wealth Management, Llc CRD 341740 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/10/2026 | ☆ | ||
| 31671 | Woolstone Consulting Llc CRD 340694 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/03/2026 | ☆ | ||
| 31672 | Working Capital Mgmt Llc CRD 342128 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/01/2026 | ☆ | |
| 31673 | Working Class Wealth Solutions Llc CRD 343286 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/28/2026 | ☆ | |
| 31674 | Worry In Order, Llc CRD 341228 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 05/18/2026 | ☆ | ||
| 31675 | Worth Wealth Advisors, Llc CRD 339284 | Fort Worth, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/03/2026 | ☆ | |
| 31676 | Worthwhile Wealth Llc CRD 341019 | Johnson City, TN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/19/2026 | ☆ |
| 31677 | Wright Financial Advisory Llc CRD 341180 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/08/2026 | ☆ | |
| 31678 | Wright Wealth Management Llc CRD 312237 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/24/2021 | ☆ | ||
| 31679 | Wyand Wealth Llc CRD 339470 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/03/2026 | ☆ | |
| 31680 | Wyoming Wealth Advisors, Llc CRD 342139 | Casper, WY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/07/2026 | ☆ | |
| 31681 | Wyou Financial Strategies, Llc CRD 325159 | Casper, WY | Investment Adviser · Boutique (under $100M) | $0 | 9 | 0 | 1 | 09/15/2026 | ☆ |
| 31682 | Xfo Capital, Llc CRD 339871 | Irvine, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 01/26/2026 | ☆ | |
| 31683 | Y CRD 338267 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 04/22/2026 | ☆ | ||
| 31684 | Y CRD 338867 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 10 | 01/06/2026 | ☆ | |
| 31685 | Y CRD 340074 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 12/18/2025 | ☆ | ||
| 31686 | Y CRD 338342 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 08/20/2025 | ☆ | ||
| 31687 | Y CRD 334044 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 06/27/2025 | ☆ | ||
| 31688 | Y CRD 335565 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 05/07/2025 | ☆ | ||
| 31689 | Yearwood Financial Management CRD 342547 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/14/2026 | ☆ | ||
| 31690 | Yellow Oak Financial Planning, Llc CRD 338146 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/16/2026 | ☆ | ||
| 31691 | Yellowwood Wealth Solutions, Llc CRD 344334 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 7 | 09/17/2026 | ☆ | ||
| 31692 | Yieldwink Capital Llc CRD 336744 | East Elmhurst, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/23/2026 | ☆ |
| 31693 | Yiu Advisors, Llc CRD 342347 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 06/01/2026 | ☆ | ||
| 31694 | Yocum Wealth, Llc CRD 342828 | Phoenix, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/24/2026 | ☆ | |
| 31695 | Yoshi Advisory Llc CRD 339574 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 11 | 09/09/2026 | ☆ | |
| 31696 | You Investment Management Llc CRD 341891 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/13/2026 | ☆ | ||
| 31697 | Young Financial Planning Llc CRD 344212 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/01/2026 | ☆ | ||
| 31698 | Young Wealth Partners, Llc CRD 339453 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/11/2026 | ☆ | ||
| 31699 | Your Path Wealth Management Llc CRD 341249 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/29/2026 | ☆ | ||
| 31700 | Youya Wealth Llc CRD 342387 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 06/18/2026 | ☆ |