Investment advisers
45,229 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 32901 | Ask Dolly, Llc CRD 337843 | Denver, CO | Investment Adviser | — | 877 | 3 | 03/30/2026 | ☆ | |
| 32902 | Asl Management Llc CRD 282878 | Investment Adviser | — | 03/12/2026 | ☆ | ||||
| 32903 | Aslan Rose Llc CRD 337741 | Huntington, NY | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 32904 | Aspan Capital Llc CRD 340311 | Richmond, VA | Investment Adviser | — | 1 | 03/12/2026 | ☆ | ||
| 32905 | Aspect Acquisition Management, Llc CRD 288068 | Dallas, TX | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 32906 | Aspect Management, Llc CRD 175357 | Palo Alto, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 32907 | Aspen Acquisitions Advisor, Inc. CRD 302106 | Investment Adviser | — | 02/11/2020 | ☆ | ||||
| 32908 | Aspen Alpha Advisors, Llc CRD 324611 | Las Vegas, NV | Investment Adviser | — | 03/29/2024 | ☆ | |||
| 32909 | Aspen Partners, Llc CRD 135287 | Richmond, VA | Investment Adviser | — | 07/09/2026 | ☆ | |||
| 32910 | Aspen Private Credit Manager, Llc CRD 331976 | Overland Park, KS | Investment Adviser | — | 10/02/2024 | ☆ | |||
| 32911 | Asper Investment Management Ltd CRD 293173 | London | Investment Adviser | — | 06/24/2026 | ☆ | |||
| 32912 | Aspex Management (Hk) Limited CRD 300189 | Hong Kong | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 32913 | Aspirant Group Inc. CRD 305426 | Tokyo | Investment Adviser | — | 03/09/2026 | ☆ | |||
| 32914 | Aspirity Partners Llp CRD 338106 | London | Investment Adviser | — | 05/08/2026 | ☆ | |||
| 32915 | Aspoon Capital Limited CRD 313470 | Hong Kong | Investment Adviser | — | 03/02/2026 | ☆ | |||
| 32916 | Asr Eta Company CRD 333681 | Investment Adviser | — | 1 | 1 | 03/02/2026 | ☆ | ||
| 32917 | Assembly Ventures Management, Llc CRD 320685 | Detroit, MI | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 32918 | Assembly Ventures Select Management, Llc CRD 341480 | Detroit, MI | Investment Adviser | — | 04/17/2026 | ☆ | |||
| 32919 | Asset & Wealth Management Search Llc CRD 307876 | Investment Adviser | — | 1 | 03/27/2026 | ☆ | |||
| 32920 | Asset Achievers Llc CRD 322573 | Investment Adviser | — | 0 | 1 | 03/30/2026 | ☆ | ||
| 32921 | Asset Allocation & Research Llc CRD 307248 | Investment Adviser | — | 1 | 3 | 11/12/2025 | ☆ | ||
| 32922 | Asset Architects, Llc CRD 174206 | Insurance-Affiliated | — | 1 | 01/26/2026 | ☆ | |||
| 32923 | Asset Growth Managers Llc CRD 286053 | San Juan, PR | Investment Adviser | — | 02/17/2026 | ☆ | |||
| 32924 | Asset Investment Solutions, Llc CRD 293897 | Insurance-Affiliated | — | 1 | 03/30/2026 | ☆ | |||
| 32925 | Asset Management Associates Of Medford, Inc. CRD 121207 | Marlton, NJ | Investment Adviser | — | 9 | 01/07/2026 | ☆ | ||
| 32926 | Asset Management Ventures, Llc CRD 160606 | Menlo Park, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 32927 | Asset Protection Wealth Management Llc CRD 146002 | Little Rock, AR | Investment Adviser | — | 3 | 04/16/2026 | ☆ | ||
| 32928 | Asset Resurgence Mauritius Manager CRD 306455 | Moka | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 32929 | Assetfort Advisors Llc CRD 299149 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 32930 | Assiduity Capital Management, Llc CRD 319786 | Investment Adviser | — | 05/04/2022 | ☆ | ||||
| 32931 | Associated Investor Services, Inc. CRD 133356 | Ft. Lauderdale, FL | Investment Adviser | — | 5 | 20 | 08/10/2026 | ☆ | |
| 32932 | Assurance Mezzanine Capital, Llc CRD 288628 | Orlando, FL | Investment Adviser | — | 03/05/2026 | ☆ | |||
| 32933 | Asta Investment Advisors Ltd CRD 307746 | Tonbridge | Investment Adviser | — | 06/19/2026 | ☆ | |||
| 32934 | Astanor Gp S.Ar.L. CRD 331670 | Luxembourg, Grand Duchy Of Luxembourg | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 32935 | Astarte Capital Partners Llp CRD 319708 | London | Investment Adviser | — | 09/25/2025 | ☆ | |||
| 32936 | Asteralpine Capital, Llc CRD 329587 | Austin, TX | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 32937 | Asterion Industrial Partners, Sgeic, S.A. CRD 300067 | Madrid | Investment Adviser | — | 03/16/2026 | ☆ | |||
| 32938 | Asteya Partners, Llc CRD 316405 | Miami Beach, FL | Investment Adviser | — | 02/23/2026 | ☆ | |||
| 32939 | Asti Financial Management CRD 137405 | Novato, CA | Insurance-Affiliated | — | 350 | 3 | 05/23/2026 | ☆ | |
| 32940 | Astia Partners Gp Llc CRD 312988 | San Francisco, CA | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 32941 | Astorg Advisory Services CRD 321806 | Luxembourg, Luxembourg | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 32942 | Astorg Asset Management Sarl CRD 284635 | Luxembourg | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 32943 | Astorg Partners CRD 162141 | Paris | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 32944 | Astori Ventures Llc CRD 336844 | Investment Adviser | — | 03/30/2026 | ☆ | ||||
| 32945 | Astraeus Global Management, Llc CRD 334453 | Houston, TX | Investment Adviser | — | 01/15/2025 | ☆ | |||
| 32946 | Astral Capital, Llc CRD 283421 | Investment Adviser | — | 03/30/2026 | ☆ | ||||
| 32947 | Astralis Capital Management Llc CRD 342991 | Key Biscayne, FL | Investment Adviser | — | 06/05/2026 | ☆ | |||
| 32948 | Astralis Capital Management Lp CRD 321227 | Investment Adviser | — | 05/23/2025 | ☆ | ||||
| 32949 | Astris Advisory Japan K.K. CRD 307365 | Tokyo | Investment Adviser | — | 35 | 02/02/2026 | ☆ | ||
| 32950 | Astroflux Capital, Inc. CRD 343739 | Denver, CO | Investment Adviser | — | 07/17/2026 | ☆ |