Investment advisers
44,672 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 33851 | Carver Financial Services Inc CRD 111258 | Mentor, OH | Insurance-Affiliated | — | 0 | 1 | 01/20/2026 | ☆ | |
| 33852 | Carya Management, Llc CRD 334933 | Palo Alto, CA | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 33853 | Casa Verde Capital, Llc CRD 269907 | West Hollywood, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 33854 | Cascade Oak Investments, Llc CRD 309524 | La Jolla, CA | Investment Adviser | — | 05/30/2025 | ☆ | |||
| 33855 | Casder Institute Of Wealth Inc. CRD 339172 | New York, NY | Investment Adviser | — | 10/10/2025 | ☆ | |||
| 33856 | Case, Diane CRD 287751 | Insurance-Affiliated | — | 1 | 09/28/2023 | ☆ | |||
| 33857 | Casey Capital, Llc CRD 160680 | Sarasota, FL | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 33858 | Cash Flow Fund 2 Manager, Llc CRD 337642 | Atlanta, GA | Investment Adviser | — | 03/03/2026 | ☆ | |||
| 33859 | Cashew Capital Management Llc CRD 329685 | Investment Adviser | — | 01/17/2024 | ☆ | ||||
| 33860 | Casoro Capital, Llc CRD 192516 | Austin, TX | Investment Adviser | — | 05/07/2020 | ☆ | |||
| 33861 | Cassilly & Appel, Inc. CRD 173958 | Severna Park, MD | Investment Adviser | — | 16 | 03/18/2026 | ☆ | ||
| 33862 | Cassius Family Management Llc CRD 296899 | Atlanta, GA | Investment Adviser | — | 02/25/2026 | ☆ | |||
| 33863 | Cassius Management Company, Llc CRD 340215 | Investment Adviser | — | 02/13/2026 | ☆ | ||||
| 33864 | Castaneda, Cesar Quijano CRD 157667 | Investment Adviser | — | 6 | 1 | 03/17/2026 | ☆ | ||
| 33865 | Castanos, Craig Vincent CRD 136533 | La Mesa, CA | Insurance-Affiliated | — | 1 | 02/19/2026 | ☆ | ||
| 33866 | Castik Capital Sarl CRD 309487 | Luxembourg | Investment Adviser | — | 03/10/2026 | ☆ | |||
| 33867 | Castle Analytics Llc CRD 289495 | Lafayette, CA | Investment Adviser | — | 01/08/2026 | ☆ | |||
| 33868 | Castle Creek Launchpad I Gp Llc CRD 321741 | Oakland, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 33869 | Castle Group Investment Counsel, Inc. CRD 134992 | Investment Adviser | — | 0 | 2 | 06/29/2026 | ☆ | ||
| 33870 | Castle Island Management, Llc CRD 298999 | Boston, MA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 33871 | Castle Light Partners Lp CRD 301246 | Investment Adviser | — | 03/17/2026 | ☆ | ||||
| 33872 | Castlebar Capital Llp CRD 327829 | London | Investment Adviser | — | 06/22/2026 | ☆ | |||
| 33873 | Castleforge Partners Limited CRD 301341 | London | Investment Adviser | — | 06/29/2026 | ☆ | |||
| 33874 | Castlewood Financial Advisors, Llc CRD 147624 | Investment Adviser | — | 1 | 03/19/2026 | ☆ | |||
| 33875 | Castling Financial Planning, Ltd. CRD 150844 | Investment Adviser | — | 1 | 03/31/2026 | ☆ | |||
| 33876 | Catalina Capital Management, Llc CRD 321849 | Investment Adviser | — | 03/27/2023 | ☆ | ||||
| 33877 | Catalonia Wealth Management Llc CRD 320604 | Investment Adviser | — | 1 | 04/15/2026 | ☆ | |||
| 33878 | Catalys Pacific, Llc CRD 301379 | Tokyo | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 33879 | Catalyst Capital Management Ltd CRD 163348 | London | Investment Adviser | — | 05/13/2026 | ☆ | |||
| 33880 | Catalyst Funds Management Pty Ltd CRD 316797 | Sydney Nsw | Investment Adviser | — | 08/19/2026 | ☆ | |||
| 33881 | Catalyst Impact Partners Corp. CRD 327202 | Cambridge, MA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 33882 | Catalyst Investors, L.L.C. CRD 156947 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 33883 | Catamount Ventures Management, Llc CRD 162037 | San Francisco, CA | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 33884 | Catapult Ventures Management, Llc CRD 294461 | Los Altos, CA | Investment Adviser | — | 04/01/2026 | ☆ | |||
| 33885 | Cataria Capital Management Lp CRD 299042 | Boston, MA | Investment Adviser | — | 03/04/2026 | ☆ | |||
| 33886 | Catch Point Rights Partners Lp CRD 310136 | Boston, MA | Investment Adviser | — | 05/07/2026 | ☆ | |||
| 33887 | Category Ventures Management Company, Llc CRD 334355 | San Francisco, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 33888 | Catharine Fairley Planning Group Llc CRD 169243 | Frederick, MD | Investment Adviser | — | 1 | 01/02/2026 | ☆ | ||
| 33889 | Catholic Values Endowment Advisory Group Llc CRD 332482 | Investment Adviser | — | 0 | 1 | 04/27/2026 | ☆ | ||
| 33890 | Cathy A. Wagner, Cfp, Ria CRD 141583 | Palm Harbor, FL | Insurance-Affiliated | — | 5 | 04/07/2026 | ☆ | ||
| 33891 | Cati Capital Partners Llc CRD 343392 | Dallas, TX | Investment Adviser | — | 08/12/2026 | ☆ | |||
| 33892 | Cato Partners Management, Llc CRD 161201 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 33893 | Catoosa Fund Management Llc CRD 153369 | Investment Adviser | — | 1 | 06/10/2026 | ☆ | |||
| 33894 | Catrs Teachers Retirement Services Llc CRD 298801 | Insurance-Affiliated | — | 5 | 1 | 02/25/2026 | ☆ | ||
| 33895 | Cauris Investment Management, Llc CRD 329949 | Investment Adviser | — | 08/05/2026 | ☆ | ||||
| 33896 | Causation Ventures, L.L.C. CRD 325506 | Investment Adviser | — | 02/27/2026 | ☆ | ||||
| 33897 | Causeway Management Ii, Llc CRD 301351 | Cambridge, MA | Investment Adviser | — | 03/11/2026 | ☆ | |||
| 33898 | Causeway Management, Llc CRD 167916 | Cambridge, MA | Investment Adviser | — | 03/11/2026 | ☆ | |||
| 33899 | Cavallini Management, Llc CRD 305058 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 33900 | Cavalry Management Group 2, Llc CRD 336850 | San Francisco, CA | Investment Adviser | — | 03/31/2026 | ☆ |