Investment advisers
44,703 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 37101 | Hennessy Capital Growth Partners Management, Llc CRD 317385 | Zephyr Cove, NV | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37102 | Henriot Investment Management Ltd CRD 337342 | Investment Adviser | — | 06/06/2025 | ☆ | ||||
| 37103 | Henry A. Vickers, Jr., Financial Advisor CRD 118169 | Insurance-Affiliated | — | 1 | 06/23/2025 | ☆ | |||
| 37104 | Henry Collective, Llc CRD 319231 | Investment Adviser | — | 03/25/2026 | ☆ | ||||
| 37105 | Hentch, Inc. CRD 312487 | Auburn, CA | Investment Adviser | — | 1 | 03/25/2026 | ☆ | ||
| 37106 | Hepco Capital Management, Llc CRD 336206 | Philadelphia, PA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 37107 | Heracles Capital Llc CRD 316051 | Investment Adviser | — | 03/23/2026 | ☆ | ||||
| 37108 | Heraclitus Capital Management Llc CRD 337873 | Austin, TX | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 37109 | Herbein Financial Group, Llc CRD 322194 | Allentown, PA | Insurance-Affiliated | — | 2 | 12/23/2025 | ☆ | ||
| 37110 | Heritage Advisory Llc CRD 339886 | Woodbury, NY | Investment Adviser | — | 19 | 04/09/2026 | ☆ | ||
| 37111 | Heritage Inc CRD 284201 | Investment Adviser | — | 1 | 05/26/2026 | ☆ | |||
| 37112 | Heritage Point Partners Llc CRD 322601 | Investment Adviser | — | 03/09/2026 | ☆ | ||||
| 37113 | Herman Hector Monge CRD 134630 | Investment Adviser | — | 0 | 1 | 01/25/2026 | ☆ | ||
| 37114 | Hermes Advisors Llc CRD 334575 | San Diego, CA | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 37115 | Hermes Fund Managers Ireland Limited CRD 319364 | Dublin 2 | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 37116 | Hermosa Advisors Llc CRD 306330 | Investment Adviser | — | 16 | 1 | 03/06/2026 | ☆ | ||
| 37117 | Hermosa Capital Management, Llc CRD 142382 | Investment Adviser | — | 1 | 04/01/2026 | ☆ | |||
| 37118 | Hero Investors, Llc CRD 172790 | Cincinnati, OH | Investment Adviser | — | 2 | 03/02/2026 | ☆ | ||
| 37119 | Heroic Financial Llc CRD 327809 | Investment Adviser | — | 1 | 01/04/2024 | ☆ | |||
| 37120 | Heroic Ventures Management, Llc CRD 283399 | Gladwyne, PA | Investment Adviser | — | 03/17/2026 | ☆ | |||
| 37121 | Heron Global Management, Llc CRD 342669 | Investment Adviser | — | 05/13/2026 | ☆ | ||||
| 37122 | Herrick Rose, Inc. CRD 129210 | Pittsfield, MA | Investment Adviser | — | 45 | 2 | 03/29/2026 | ☆ | |
| 37123 | Hesperia Capital, Llc CRD 330733 | Boston, MA | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 37124 | Hestia Capital Management, Llc CRD 314650 | Cranberry Township, PA | Investment Adviser | — | 03/12/2026 | ☆ | |||
| 37125 | Heuristic Capital Partners Management Co, Llc CRD 285459 | Santa Clara, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 37126 | Hevorx Investment Advisors Llc CRD 342246 | Denver, CO | Investment Adviser | — | 04/15/2026 | ☆ | |||
| 37127 | Hewes Fund Management, Llc CRD 289026 | Dallas, TX | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 37128 | Hexa Management Group Llc CRD 341582 | Seattle, WA | Investment Adviser | — | 05/15/2026 | ☆ | |||
| 37129 | Heyford Space Llc CRD 325452 | Investment Adviser | — | 03/03/2025 | ☆ | ||||
| 37130 | Hf0 Advisors, Llc CRD 325379 | Investment Adviser | — | 03/30/2026 | ☆ | ||||
| 37131 | Hff Fund Manager, Llc CRD 333417 | Sausalito, CA | Investment Adviser | — | 05/19/2025 | ☆ | |||
| 37132 | Hg Capital, Llc CRD 163904 | Menlo Park, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 37133 | Hgcapital Llp CRD 160063 | London | Investment Adviser | — | 06/30/2026 | ☆ | |||
| 37134 | Hgs Partners, Llc CRD 335211 | San Diego, CA | Investment Adviser | — | 02/19/2026 | ☆ | |||
| 37135 | Hh Advisors Llc CRD 323491 | San Juan, PR | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 37136 | Hhlr Advisors, Ltd. CRD 166112 | Singapore | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37137 | Hhpf Capital Llc CRD 170227 | Oakland, CA | Investment Adviser | — | 07/23/2026 | ☆ | |||
| 37138 | Hi Inc. Dba Hobbs Advisory Services CRD 148841 | Investment Adviser | — | 1 | 07/15/2026 | ☆ | |||
| 37139 | Hi2 Investment Management, Llc CRD 283555 | White Plains, NY | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 37140 | Hibernia Sales Corporation CRD 330420 | West Chester, PA | Investment Adviser | — | 1 | 03/14/2025 | ☆ | ||
| 37141 | Hickory Cre Capital Llc CRD 316166 | Investment Adviser | — | 03/30/2026 | ☆ | ||||
| 37142 | Hico Management Llc CRD 328878 | Palo Alto, CA | Investment Adviser | — | 03/17/2026 | ☆ | |||
| 37143 | Hidden Capital Management, Llc CRD 332676 | Bloomfield Hills, MI | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 37144 | Hidden Point Capital, Llc CRD 298942 | Cupertino, CA | Investment Adviser | — | 05/14/2025 | ☆ | |||
| 37145 | Hifi Planning Llc CRD 340557 | Investment Adviser | — | 1 | 07/20/2026 | ☆ | |||
| 37146 | Higginbotham Retirement Advisors, Inc. CRD 128561 | Houston, TX | Investment Adviser | — | 58 | 3 | 08/26/2026 | ☆ | |
| 37147 | Higgs, Timothy CRD 340693 | Investment Adviser | — | 1 | 03/03/2026 | ☆ | |||
| 37148 | High Alpha Studio, Llc CRD 269895 | Indianapolis, IN | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37149 | High Circle Ventures Llc CRD 317429 | Southlake, TX | Investment Adviser | — | 12/03/2025 | ☆ | |||
| 37150 | High Flight Financial Llc CRD 335788 | Investment Adviser | — | 1 | 04/15/2026 | ☆ |