Investment advisers
44,703 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 38201 | Klipspringer Capital Management Llc CRD 334418 | Bozeman, MT | Investment Adviser | — | 02/03/2026 | ☆ | |||
| 38202 | Km Partners, Llc CRD 311447 | Investment Adviser | — | 03/04/2021 | ☆ | ||||
| 38203 | Km&M Pinnacle, Ltd. CRD 121103 | Mansfield, OH | Investment Adviser | — | 3 | 03/16/2026 | ☆ | ||
| 38204 | Kmd Investments Manager, Llc CRD 334509 | Boca Raton, FL | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 38205 | Knight Investment Planning, Llc CRD 130445 | Investment Adviser | — | 0 | 1 | 03/09/2026 | ☆ | ||
| 38206 | Knm Services Inc CRD 305326 | New York, NY | Investment Adviser | — | 07/01/2026 | ☆ | |||
| 38207 | Knoble, Larry Henery CRD 123479 | Sycamore, IL | Insurance-Affiliated | — | 10/22/2002 | ☆ | |||
| 38208 | Knoll Ventures Management, Llc CRD 322285 | Atlanta, GA | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 38209 | Knox Park Capital Llc CRD 333043 | Investment Adviser | — | 03/26/2026 | ☆ | ||||
| 38210 | Knysna Investment Management Ic Limited CRD 324424 | St Peter Port, Channel Islands | Investment Adviser | — | 06/23/2026 | ☆ | |||
| 38211 | Koalla Technologies, Llc CRD 313176 | Dallas, TX | Investment Adviser | — | 03/18/2026 | ☆ | |||
| 38212 | Koan Partners Llc CRD 324304 | San Francisco, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 38213 | Kobata, Nelson M. CRD 112001 | Atascadero, CA | Insurance-Affiliated | — | 0 | 1 | 01/29/2026 | ☆ | |
| 38214 | Kobre Holdings, Llc CRD 317710 | El Segundo, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 38215 | Kochevar Financial Planning, Llc CRD 160468 | Investment Adviser | — | 17 | 1 | 02/25/2026 | ☆ | ||
| 38216 | Kodak Brothers Capital Management, Llc CRD 174138 | Austin, TX | Investment Adviser | — | 06/30/2020 | ☆ | |||
| 38217 | Kodo Capital Management, Llc CRD 339048 | Investment Adviser | — | 10/06/2025 | ☆ | ||||
| 38218 | Kohfounders Management Llc CRD 174882 | Willow Grove, PA | Investment Adviser | — | 12/17/2020 | ☆ | |||
| 38219 | Kohler Capital Management, Llc CRD 315543 | Lehi, UT | Investment Adviser | — | 09/18/2023 | ☆ | |||
| 38220 | Kohutek And Company, Pc CRD 334618 | Abilene, TX | Investment Adviser | — | 1 | 02/28/2025 | ☆ | ||
| 38221 | Koin Capital Inc CRD 315355 | Houston, TX | Investment Adviser | — | 5 | 1 | 05/07/2026 | ☆ | |
| 38222 | Koltai & Company Advisors, Llc CRD 290380 | Rutherford, NJ | Investment Adviser | — | 02/27/2026 | ☆ | |||
| 38223 | Komo Capital Llp CRD 338074 | London | Investment Adviser | — | 07/31/2025 | ☆ | |||
| 38224 | Kontiki Capital Management (Hk) Limited CRD 172145 | Hong Kong | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 38225 | Konvoy Capital Llc CRD 321077 | Denver, CO | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 38226 | Koppa, Wayne C. CRD 139591 | Investment Adviser | — | 2 | 1 | 03/30/2025 | ☆ | ||
| 38227 | Korbitz Financial Planning Llc CRD 137361 | Milwaukee, WI | Investment Adviser | — | 110 | 1 | 03/30/2026 | ☆ | |
| 38228 | Korea Investment Global Green Energy Gp CRD 324944 | Grand Cayman | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 38229 | Korelya Capital Sas CRD 324370 | Paris | Investment Adviser | — | 08/04/2026 | ☆ | |||
| 38230 | Korman, Jeremy, Nathan CRD 310282 | Investment Adviser | — | 1 | 03/24/2026 | ☆ | |||
| 38231 | Korte,Dennis, Alfred CRD 150168 | Canyon Lake, CA | Insurance-Affiliated | — | 0 | 1 | 03/24/2026 | ☆ | |
| 38232 | Koru Management, Llc CRD 340398 | Investment Adviser | — | 03/18/2026 | ☆ | ||||
| 38233 | Korzen Asset Management Ltd CRD 340062 | Denver, CO | Investment Adviser | — | 12/16/2025 | ☆ | |||
| 38234 | Kostrzewski, Mark Benedict CRD 159950 | Buffalo, NY | Insurance-Affiliated | — | 8 | 1 | 03/08/2026 | ☆ | |
| 38235 | Kotak Mahindra (International) Limited CRD 163799 | Ebene | Broker-Dealer (Dually Registered) | — | 06/30/2026 | ☆ | |||
| 38236 | Kotarba Partners & Co, Llc CRD 171685 | Investment Adviser | — | 03/30/2026 | ☆ | ||||
| 38237 | Kotel Investment Management Llc CRD 325279 | Investment Adviser | — | 07/20/2026 | ☆ | ||||
| 38238 | Kotini Capital Advisors Llc CRD 342575 | Glen Allen, VA | Investment Adviser | — | 1 | 07/31/2026 | ☆ | ||
| 38239 | Kovacs Asset Management Llc CRD 311081 | Arlington, VA | Investment Adviser | — | 06/29/2026 | ☆ | |||
| 38240 | Kpcb China Management, Ltd. CRD 161470 | Shanghai | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 38241 | Kq Wealth Management Llc CRD 116901 | Tulsa, OK | Insurance-Affiliated | — | 7 | 04/01/2026 | ☆ | ||
| 38242 | Kramer Investment Advisors, Inc. CRD 160840 | Topanga, CA | Investment Adviser | — | 2 | 07/09/2026 | ☆ | ||
| 38243 | Kratky Capital Management, Llc CRD 291820 | Omaha, NE | Investment Adviser | — | 03/22/2019 | ☆ | |||
| 38244 | Kreate Capital Management, Llc CRD 309103 | West Hollywood, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 38245 | Kreiner Financial Wealth Management, Inc. CRD 292878 | Investment Adviser | — | 1 | 08/21/2026 | ☆ | |||
| 38246 | Kreos Capital Group Limited CRD 163478 | St Helier | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 38247 | Kreos Capital Group V Limited CRD 283499 | St. Helier | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 38248 | Kreos Capital Group Vi L.P. CRD 299127 | St. Helier | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 38249 | Kreos Capital Group Vii Lp CRD 325869 | St Helier | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 38250 | Krew Capital Llc CRD 326619 | Palo Alto, CA | Investment Adviser | — | 05/18/2026 | ☆ |