Investment advisers
44,703 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 38751 | Lumiere Bay Llc CRD 308212 | Carolina, PR | Investment Adviser | — | 0 | 1 | 03/30/2022 | ☆ | |
| 38752 | Lumina Capital Management Ltda. CRD 328661 | São Paulo | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 38753 | Luminaire Advisers Llc CRD 319445 | Investment Adviser | — | 03/29/2026 | ☆ | ||||
| 38754 | Luminari Capital Management, Llc CRD 170916 | Palo Alto, CA | Investment Adviser | — | 03/21/2026 | ☆ | |||
| 38755 | Luminova Group Llc CRD 336711 | Wilmington, DE | Investment Adviser | — | 05/27/2025 | ☆ | |||
| 38756 | Lumira Capital Investment Management Inc. CRD 164152 | Toronto, Ontario | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 38757 | Lunar Capital Management Advisors Ltd. CRD 163572 | Hong Kong | Investment Adviser | — | 05/22/2026 | ☆ | |||
| 38758 | Lunch Partners Gp, Llc CRD 290464 | New York, NY | Investment Adviser | — | 03/16/2026 | ☆ | |||
| 38759 | Lunedi Capital Llc CRD 335457 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 38760 | Lunexa Investment Ltd CRD 342718 | Denver, CO | Investment Adviser | — | 05/21/2026 | ☆ | |||
| 38761 | Lupin Investment Co. Ltd. CRD 308987 | George Town, Grand Cayman | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 38762 | Lurie Davis Wealth Management Llc CRD 142294 | Investment Adviser | — | 0 | 07/21/2026 | ☆ | |||
| 38763 | Lurima Capital Ltd CRD 341088 | Denver, CO | Investment Adviser | — | 02/22/2026 | ☆ | |||
| 38764 | Lutr Star Llc CRD 341148 | North Hollywood, CA | Investment Adviser | — | 02/26/2026 | ☆ | |||
| 38765 | Lux Capital Management, Llc CRD 163026 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 38766 | Luxepoint Capital Ltd CRD 341264 | Denver, CO | Investment Adviser | — | 03/03/2026 | ☆ | |||
| 38767 | Lv Management Group, Llc CRD 165640 | Indianapolis, IN | Investment Adviser | — | 03/26/2021 | ☆ | |||
| 38768 | Lvc Management Limited CRD 308321 | Grand Cayman | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 38769 | Lvna Management Llc CRD 317105 | Coral Gables, FL | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 38770 | Lydia Partners Management, Llc CRD 307821 | Plano, TX | Investment Adviser | — | 02/23/2026 | ☆ | |||
| 38771 | Lyfe Capital Global Partner Limited CRD 319138 | Grand Cayman | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 38772 | Lyfe Capital Investment Management (Hong Kong) Limited CRD 308092 | Hong Kong | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 38773 | Lyfe Capital Investment Management (Shanghai) Co., Ltd. CRD 319141 | Shanghai | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 38774 | Lyfe Capital Investment Management Limited CRD 306400 | Grand Cayman | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 38775 | Lyfe Capital Management Limited CRD 306401 | Grand Cayman | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 38776 | Lyfe U.S Llc CRD 306495 | Menlo Park, CA | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 38777 | Lyman Financial Llc CRD 327230 | Investment Adviser | — | 1 | 08/19/2026 | ☆ | |||
| 38778 | Lynchpin Capital Management Llc CRD 340332 | Investment Adviser | — | 02/26/2026 | ☆ | ||||
| 38779 | Lynett Capital Management, Llc CRD 299903 | Jupiter, FL | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 38780 | Lyon Financial Planning, Llc CRD 305378 | Investment Adviser | — | 150 | 1 | 02/10/2026 | ☆ | ||
| 38781 | Lyon Street Management, Llc CRD 334242 | San Francisco, CA | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 38782 | Lyptus Capital, Llc CRD 327271 | Investment Adviser | — | 02/04/2026 | ☆ | ||||
| 38783 | Lytical Ventures, Llc CRD 318148 | New York, NY | Investment Adviser | — | 06/03/2026 | ☆ | |||
| 38784 | Lyulkin, Vadim, Garry CRD 334064 | Investment Adviser | — | 1 | 03/03/2026 | ☆ | |||
| 38785 | Lz1, Llc CRD 340158 | Investment Adviser | — | 03/07/2026 | ☆ | ||||
| 38786 | M & J Wilkow, Ltd. CRD 291202 | Chicago, IL | Investment Adviser | — | 03/17/2026 | ☆ | |||
| 38787 | M Financial Network Inc CRD 107596 | Waterloo, IA | Investment Adviser | — | 2 | 03/03/2026 | ☆ | ||
| 38788 | M Partners Capital Llc CRD 329862 | Hingham, MA | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 38789 | M&G Alternatives Investment Management Limited CRD 283173 | London | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 38790 | M&G Investment Management Ltd. CRD 114527 | London, England | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 38791 | M&G Luxembourg S.A. CRD 342127 | Luxembourg | Investment Adviser | — | 07/09/2026 | ☆ | |||
| 38792 | M. Brown Financial Advisors Group Inc CRD 312364 | Naperville, IL | Insurance-Affiliated | — | 5 | 03/28/2022 | ☆ | ||
| 38793 | M. H. Leblang, Inc. CRD 2535 | Midvale, UT | Insurance-Affiliated | — | 7 | 02/19/2026 | ☆ | ||
| 38794 | M. Valentine Iii Gp, Llc CRD 322522 | Investment Adviser | — | 03/20/2026 | ☆ | ||||
| 38795 | M.P. Collins Wealth Advisor Alliance, Llc CRD 139614 | Pittsburgh, PA | Investment Adviser | — | 1 | 01/26/2026 | ☆ | ||
| 38796 | M1 Capital, Llc CRD 318364 | Glen Ellyn, IL | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 38797 | M13 Holdings Company, Llc CRD 305020 | Los Angeles, CA | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 38798 | M13 Ventures Management, Llc CRD 301245 | Los Angeles, CA | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 38799 | M25 Group, Llc CRD 304760 | Chicago, IL | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 38800 | M28 Capital Management Lp CRD 307490 | Stamford, CT | Investment Adviser | — | 04/22/2026 | ☆ |