Investment advisers
45,254 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 39201 | Luminari Capital Management, Llc CRD 170916 | Palo Alto, CA | Investment Adviser | — | 03/21/2026 | ☆ | |||
| 39202 | Luminova Group Llc CRD 336711 | Wilmington, DE | Investment Adviser | — | 05/27/2025 | ☆ | |||
| 39203 | Lumira Capital Investment Management Inc. CRD 164152 | Toronto, Ontario | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 39204 | Lunar Capital Management Advisors Ltd. CRD 163572 | Hong Kong | Investment Adviser | — | 05/22/2026 | ☆ | |||
| 39205 | Lunch Partners Gp, Llc CRD 290464 | New York, NY | Investment Adviser | — | 03/16/2026 | ☆ | |||
| 39206 | Lunedi Capital Llc CRD 335457 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 39207 | Lunexa Investment Ltd CRD 342718 | Denver, CO | Investment Adviser | — | 05/21/2026 | ☆ | |||
| 39208 | Lupin Investment Co. Ltd. CRD 308987 | George Town, Grand Cayman | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 39209 | Lurie Davis Wealth Management Llc CRD 142294 | Investment Adviser | — | 0 | 07/21/2026 | ☆ | |||
| 39210 | Lurima Capital Ltd CRD 341088 | Denver, CO | Investment Adviser | — | 02/22/2026 | ☆ | |||
| 39211 | Lutr Star Llc CRD 341148 | North Hollywood, CA | Investment Adviser | — | 02/26/2026 | ☆ | |||
| 39212 | Lux Capital Management, Llc CRD 163026 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 39213 | Luxepoint Capital Ltd CRD 341264 | Denver, CO | Investment Adviser | — | 03/03/2026 | ☆ | |||
| 39214 | Lv Management Group, Llc CRD 165640 | Indianapolis, IN | Investment Adviser | — | 03/26/2021 | ☆ | |||
| 39215 | Lvc Management Limited CRD 308321 | Grand Cayman | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 39216 | Lvna Management Llc CRD 317105 | Coral Gables, FL | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 39217 | Lydia Partners Management, Llc CRD 307821 | Plano, TX | Investment Adviser | — | 02/23/2026 | ☆ | |||
| 39218 | Lyfe Capital Global Partner Limited CRD 319138 | Grand Cayman | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 39219 | Lyfe Capital Investment Management (Hong Kong) Limited CRD 308092 | Hong Kong | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 39220 | Lyfe Capital Investment Management (Shanghai) Co., Ltd. CRD 319141 | Shanghai | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 39221 | Lyfe Capital Investment Management Limited CRD 306400 | Grand Cayman | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 39222 | Lyfe Capital Management Limited CRD 306401 | Grand Cayman | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 39223 | Lyfe U.S Llc CRD 306495 | Menlo Park, CA | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 39224 | Lyman Financial Llc CRD 327230 | Investment Adviser | — | 1 | 08/19/2026 | ☆ | |||
| 39225 | Lynchpin Capital Management Llc CRD 340332 | Investment Adviser | — | 02/26/2026 | ☆ | ||||
| 39226 | Lynett Capital Management, Llc CRD 299903 | Jupiter, FL | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 39227 | Lyon Financial Planning, Llc CRD 305378 | Investment Adviser | — | 150 | 1 | 02/10/2026 | ☆ | ||
| 39228 | Lyon Street Management, Llc CRD 334242 | San Francisco, CA | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 39229 | Lyptus Capital, Llc CRD 327271 | Investment Adviser | — | 02/04/2026 | ☆ | ||||
| 39230 | Lytical Ventures, Llc CRD 318148 | New York, NY | Investment Adviser | — | 06/03/2026 | ☆ | |||
| 39231 | Lyulkin, Vadim, Garry CRD 334064 | Investment Adviser | — | 1 | 03/03/2026 | ☆ | |||
| 39232 | Lz1, Llc CRD 340158 | Investment Adviser | — | 03/07/2026 | ☆ | ||||
| 39233 | M & J Wilkow, Ltd. CRD 291202 | Chicago, IL | Investment Adviser | — | 03/17/2026 | ☆ | |||
| 39234 | M Financial Network Inc CRD 107596 | Waterloo, IA | Investment Adviser | — | 2 | 03/03/2026 | ☆ | ||
| 39235 | M Partners Capital Llc CRD 329862 | Hingham, MA | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 39236 | M&G Alternatives Investment Management Limited CRD 283173 | London | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 39237 | M&G Investment Management Ltd. CRD 114527 | London, England | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 39238 | M&G Luxembourg S.A. CRD 342127 | Luxembourg | Investment Adviser | — | 07/09/2026 | ☆ | |||
| 39239 | M. Brown Financial Advisors Group Inc CRD 312364 | Naperville, IL | Insurance-Affiliated | — | 5 | 03/28/2022 | ☆ | ||
| 39240 | M. H. Leblang, Inc. CRD 2535 | Midvale, UT | Insurance-Affiliated | — | 7 | 02/19/2026 | ☆ | ||
| 39241 | M. Valentine Iii Gp, Llc CRD 322522 | Investment Adviser | — | 03/20/2026 | ☆ | ||||
| 39242 | M.P. Collins Wealth Advisor Alliance, Llc CRD 139614 | Pittsburgh, PA | Investment Adviser | — | 1 | 01/26/2026 | ☆ | ||
| 39243 | M1 Capital, Llc CRD 318364 | Glen Ellyn, IL | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 39244 | M13 Holdings Company, Llc CRD 305020 | Los Angeles, CA | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 39245 | M13 Ventures Management, Llc CRD 301245 | Los Angeles, CA | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 39246 | M25 Group, Llc CRD 304760 | Chicago, IL | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 39247 | M28 Capital Management Lp CRD 307490 | Stamford, CT | Investment Adviser | — | 04/22/2026 | ☆ | |||
| 39248 | M3 Advisors, Llc CRD 170248 | Savannah, GA | Investment Adviser | — | 3 | 03/31/2025 | ☆ | ||
| 39249 | M3 Ventures Asset Management Lp CRD 315415 | New York, NY | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 39250 | M31 Capital Management, Llc CRD 321850 | San Juan, PR | Investment Adviser | — | 03/27/2026 | ☆ |