Investment advisers
44,715 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 39801 | Nectarine Financial, Inc. CRD 327155 | San Diego, CA | Investment Adviser | — | 3,210 | 29 | 08/03/2026 | ☆ | |
| 39802 | Needham & Company, Llc CRD 16360 | New York, NY | Broker-Dealer (Dually Registered) | — | 20 | 195 | 03/19/2026 | ☆ | |
| 39803 | Needville Insurance Agency Inc CRD 322817 | Needville, TX | Insurance-Affiliated | — | 0 | 1 | 10/13/2022 | ☆ | |
| 39804 | Neev Technologies Inc CRD 338066 | Fremont, CA | Investment Adviser | — | 07/28/2025 | ☆ | |||
| 39805 | Negron Ramos Llc CRD 332437 | San Juan, PR | Insurance-Affiliated | — | 19 | 1 | 04/15/2026 | ☆ | |
| 39806 | Neil E. Burns, Llc CRD 283180 | Florham Park, NJ | Investment Adviser | — | 8 | 1 | 04/09/2025 | ☆ | |
| 39807 | Neil J. Werberig CRD 122662 | Insurance-Affiliated | — | 0 | 1 | 07/13/2026 | ☆ | ||
| 39808 | Nelson Financial Planning Services, Llc CRD 120320 | Investment Adviser | — | 1 | 11/15/2017 | ☆ | |||
| 39809 | Nelstone Ventures Advisors, Llc CRD 291806 | Investment Adviser | — | 03/05/2026 | ☆ | ||||
| 39810 | Neo Alternative Asset Managers Private Limited Ifsc Branch CRD 338380 | Gift City, Gandhinagar | Investment Adviser | — | 06/29/2026 | ☆ | |||
| 39811 | Neo Investment Partners Llp CRD 168400 | London | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 39812 | Neo Ventures, Llc CRD 294621 | San Francisco, CA | Investment Adviser | — | 06/08/2026 | ☆ | |||
| 39813 | Neoclassic Capital Management Lp CRD 332794 | Miami, FL | Investment Adviser | — | 03/17/2026 | ☆ | |||
| 39814 | Neomics Institute Inc CRD 344228 | Denver, CO | Investment Adviser | — | 08/25/2026 | ☆ | |||
| 39815 | Neon Bright Management, Llc CRD 330002 | New York, NY | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 39816 | Neosynthesis Gp Llc CRD 328335 | San Francisco, CA | Investment Adviser | — | 01/26/2026 | ☆ | |||
| 39817 | Neoteny 3 Management, Llc CRD 187513 | Wellesley, MA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 39818 | Neoteny Management, Llc CRD 298066 | Wellesley, MA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 39819 | Neotribe Management Company, Llc CRD 288186 | Menlo Park, CA | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 39820 | Nera Investments Llc CRD 319304 | Investment Adviser | — | 02/24/2022 | ☆ | ||||
| 39821 | Nerat Capital, Llc CRD 298218 | Investment Adviser | — | 08/28/2018 | ☆ | ||||
| 39822 | Nerdwallet Advisory Llc CRD 325767 | Scottsdale, AZ | Investment Adviser | — | 6 | 08/06/2026 | ☆ | ||
| 39823 | Nerium Capital Llc CRD 313048 | Investment Adviser | — | 03/07/2026 | ☆ | ||||
| 39824 | Nery Asset Management, Llc CRD 341394 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 39825 | Neshati, Llc CRD 341749 | Investment Adviser | — | 1 | 07/15/2026 | ☆ | |||
| 39826 | Nested Rails, Llc CRD 290858 | Nashville, TN | Investment Adviser | — | 03/01/2026 | ☆ | |||
| 39827 | Nestegg Wealth Advisors, Llc CRD 284016 | Rowlett, TX | Investment Adviser | — | 244 | 3 | 03/24/2026 | ☆ | |
| 39828 | Net Equity Capital, Llc CRD 315303 | Austin, TX | Investment Adviser | — | 0 | 2 | 03/31/2026 | ☆ | |
| 39829 | Netearth, Llc CRD 283978 | Castle Rock, CO | Investment Adviser | — | 1 | 01/06/2026 | ☆ | ||
| 39830 | Netvest Financial, L.L.C. CRD 170100 | Scottsdale, AZ | Insurance-Affiliated | — | 4 | 03/14/2025 | ☆ | ||
| 39831 | Network 1 Financial Fund Adviser, Llc CRD 305864 | Red Bank, NJ | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 39832 | Network Capital Llc CRD 342019 | Kalispell, MT | Investment Adviser | — | 2 | 1 | 04/14/2026 | ☆ | |
| 39833 | Netz Gaia Partners Israel Ltd CRD 334029 | Investment Adviser | — | 03/23/2026 | ☆ | ||||
| 39834 | Neuberger Berman Aifm Sarl CRD 300813 | Luxembourg | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 39835 | Neuberger Berman Asset Management Ireland Limited CRD 300727 | Dublin | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 39836 | Neuberger Berman Bd Llc CRD 2908 | New York, NY | Broker-Dealer (Dually Registered) | — | 0 | 1,087 | 03/27/2026 | ☆ | |
| 39837 | Neuco Academy Llc CRD 337820 | Investment Adviser | — | 03/18/2026 | ☆ | ||||
| 39838 | Neutheos Capital Management Llc CRD 343378 | Northborough, MA | Investment Adviser | — | 07/08/2026 | ☆ | |||
| 39839 | Nevcaut Ventures Management Company, Llc CRD 314448 | Investment Adviser | — | 03/09/2026 | ☆ | ||||
| 39840 | Never Lift Vc Management, L.P. CRD 331353 | New York, NY | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 39841 | Neville Point Ventures, Llc CRD 308898 | Investment Adviser | — | 07/14/2020 | ☆ | ||||
| 39842 | Nevo Management Llc CRD 339040 | Investment Adviser | — | 02/02/2026 | ☆ | ||||
| 39843 | New Age Capital Investors, Llc CRD 324372 | Investment Adviser | — | 01/30/2023 | ☆ | ||||
| 39844 | New Alchemy Capital Investment Manager Llc CRD 310892 | Bainbridge Island, WA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 39845 | New Canaan Funding Mezzanine Llc CRD 164826 | New Canaan, CT | Investment Adviser | — | 03/18/2026 | ☆ | |||
| 39846 | New Capital Management Ii, Inc. CRD 163381 | Investment Adviser | — | 03/18/2026 | ☆ | ||||
| 39847 | New Century Investment Management, Llc CRD 132465 | Hanover, MA | Investment Adviser | — | 1 | 01/21/2026 | ☆ | ||
| 39848 | New Climate Ventures Management, Llc CRD 329735 | Investment Adviser | — | 01/15/2026 | ☆ | ||||
| 39849 | New Community Transformation Fund Gp, Llc CRD 312390 | Grand Rapids, MI | Investment Adviser | — | 01/11/2024 | ☆ | |||
| 39850 | New Day Advisers Llc CRD 300685 | Investment Adviser | — | 06/13/2019 | ☆ |