Investment advisers
44,715 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 40401 | Ovo Ii Manager, Llc CRD 174867 | Investment Adviser | — | 03/13/2026 | ☆ | ||||
| 40402 | Ovp Management Co., Llc CRD 312970 | Bala Cynwyd, PA | Investment Adviser | — | 04/10/2026 | ☆ | |||
| 40403 | Owenwise Financial Llc CRD 156481 | Investment Adviser | — | 1 | 02/19/2026 | ☆ | |||
| 40404 | Oxbow Capital Management (Hk) Limited CRD 281481 | Hong Kong | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 40405 | Oxford Asset Management Llp CRD 136937 | Oxford | Investment Adviser | — | 06/22/2026 | ☆ | |||
| 40406 | Oxley Capital Management, Llc CRD 293174 | North Cape May, NJ | Investment Adviser | — | 2 | 03/26/2026 | ☆ | ||
| 40407 | Oxshott Capital Partners Llc CRD 321956 | New York, NY | Investment Adviser | — | 05/01/2026 | ☆ | |||
| 40408 | Oxwater Capital Management Llc CRD 325009 | San Antonio, TX | Investment Adviser | — | 03/04/2026 | ☆ | |||
| 40409 | Oy Sirius Capital Partners Ab CRD 269928 | Helsinki, Uusimaa | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 40410 | Oyster Angel Fund I Gp, Llc CRD 174175 | Delray Beach, FL | Investment Adviser | — | 03/12/2026 | ☆ | |||
| 40411 | Oyster Ventures, Llc CRD 319254 | Investment Adviser | — | 05/30/2025 | ☆ | ||||
| 40412 | P & L Advisors, Llc CRD 188514 | Scottsdale, AZ | Investment Adviser | — | 03/30/2023 | ☆ | |||
| 40413 | P Capital Partners Ab CRD 172877 | Stockholm | Investment Adviser | — | 03/06/2026 | ☆ | |||
| 40414 | P&G Enterprise, Llc CRD 322356 | Ventura, CA | Investment Adviser | — | 184 | 4 | 01/09/2026 | ☆ | |
| 40415 | P.J. Moran & Co., Inc. CRD 130106 | Park Ridge, IL | Investment Adviser | — | 04/08/2004 | ☆ | |||
| 40416 | P2 Ventures Llc CRD 329541 | Dubai | Investment Adviser | — | 10/11/2024 | ☆ | |||
| 40417 | P23 Financial, Inc CRD 291112 | Lincoln, NE | Investment Adviser | — | 1 | 08/24/2026 | ☆ | ||
| 40418 | P5 Health Ventures Management, Llc CRD 313730 | Westport, CT | Investment Adviser | — | 03/17/2021 | ☆ | |||
| 40419 | P6835 Capital V, Llc CRD 331213 | Southlake, TX | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 40420 | Pa Capital Management Llc CRD 331619 | Sunnyvale, CA | Investment Adviser | — | 02/04/2026 | ☆ | |||
| 40421 | Pa Management Llc CRD 293446 | Houston, TX | Investment Adviser | — | 0 | 1 | 07/12/2024 | ☆ | |
| 40422 | Pace Capital Management Llc CRD 305085 | New York, NY | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 40423 | Pace Financial Group, Llc CRD 126969 | Investment Adviser | — | 1 | 03/12/2026 | ☆ | |||
| 40424 | Pace Healthcare Capital Management, Llc CRD 337380 | Chicago, IL | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 40425 | Paceline Ira Gp, L.P. CRD 334179 | Sioux Falls, SD | Investment Adviser | — | 03/18/2026 | ☆ | |||
| 40426 | Pacenote Equity Llc CRD 328599 | Austin, TX | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 40427 | Pachamama Ventures, Llc CRD 332316 | Investment Adviser | — | 03/05/2026 | ☆ | ||||
| 40428 | Pachciarz Consulting Llc CRD 317718 | Insurance-Affiliated | — | 1 | 05/12/2026 | ☆ | |||
| 40429 | Pacific Advantage Capital Group Ltd. CRD 171037 | Stamford, CT | Investment Adviser | — | 03/29/2016 | ☆ | |||
| 40430 | Pacific Alliance Investment Management (Hk) Limited CRD 296741 | Hong Kong | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 40431 | Pacific Alliance Ventures Llc CRD 341002 | Beverly Hills, CA | Investment Adviser | — | 04/28/2026 | ☆ | |||
| 40432 | Pacific Business School Ltd CRD 339618 | New York, NY | Investment Adviser | — | 11/11/2025 | ☆ | |||
| 40433 | Pacific Community Management, Inc. CRD 163248 | San Francisco, CA | Investment Adviser | — | 03/03/2026 | ☆ | |||
| 40434 | Pacific Empire Financial Group, Llc CRD 141648 | Insurance-Affiliated | — | 0 | 07/21/2026 | ☆ | |||
| 40435 | Pacific Equity Management, Inc CRD 163222 | La Jolla, CA | Investment Adviser | — | 03/18/2026 | ☆ | |||
| 40436 | Pacific Equity Partners Pty Limited CRD 291967 | Sydney, Nsw | Investment Adviser | — | 09/23/2025 | ☆ | |||
| 40437 | Pacific Gate Capital Management, Llc CRD 293065 | Los Angeles, CA | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 40438 | Pacific Growth Investors, Llc CRD 289390 | Torrance, CA | Investment Adviser | — | 07/08/2024 | ☆ | |||
| 40439 | Pacific Muni Llc CRD 292694 | Investment Adviser | — | 03/12/2026 | ☆ | ||||
| 40440 | Pacific Peak Capital Partners Ltd CRD 336547 | San Jose, CA | Investment Adviser | — | 05/15/2025 | ☆ | |||
| 40441 | Pacific Road Capital Management Pty Ltd CRD 159474 | Sydney | Investment Adviser | — | 08/17/2026 | ☆ | |||
| 40442 | Pacific Sand Capital Llc CRD 281749 | Investment Adviser | — | 04/15/2026 | ☆ | ||||
| 40443 | Pacific Wealth Advisors Llc CRD 146267 | Insurance-Affiliated | — | 1 | 01/18/2026 | ☆ | |||
| 40444 | Pack Ventures Management, Llc CRD 317489 | Seattle, WA | Investment Adviser | — | 04/03/2026 | ☆ | |||
| 40445 | Packard, Benjamin CRD 293538 | Investment Adviser | — | 96 | 1 | 05/28/2026 | ☆ | ||
| 40446 | Pacven Walden Management Co., Ltd. CRD 163393 | San Francisco, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 40447 | Padden Financial Planning Llc CRD 166611 | Investment Adviser | — | 2 | 08/04/2026 | ☆ | |||
| 40448 | Pag CRD 161814 | Grand Cayman | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 40449 | Pag Investment Advisors Pte. Ltd. CRD 296818 | Singapore | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 40450 | Paganelli, Mark Andrew CRD 126669 | Pittsford, NY | Insurance-Affiliated | — | 1 | 02/13/2026 | ☆ |