Investment advisers
45,266 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 40601 | Oagh CRD 281282 | Investment Adviser | — | 1 | 06/01/2026 | ☆ | |||
| 40602 | Oak Biocapital Management, Llc CRD 334577 | Los Altos Hills, CA | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 40603 | Oak Financial Planning And Coaching, Llc CRD 283894 | Maple Grove, MN | Investment Adviser | — | 10 | 1 | 04/01/2026 | ☆ | |
| 40604 | Oak Hcft Management Company Llc CRD 171582 | Stamford, CT | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 40605 | Oak Investments, Llc CRD 331923 | Rochester, MI | Investment Adviser | — | 1 | 03/10/2025 | ☆ | ||
| 40606 | Oak Management Corporation CRD 162441 | Wilton, CT | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 40607 | Oak Proof Management Llc CRD 335186 | Louisville, KY | Investment Adviser | — | 04/15/2026 | ☆ | |||
| 40608 | Oak Quarry Management, Llc CRD 316131 | Investment Adviser | — | 03/31/2025 | ☆ | ||||
| 40609 | Oak Street Investment Management Llc CRD 337258 | Arlington, VA | Investment Adviser | — | 01/09/2026 | ☆ | |||
| 40610 | Oakhouse Partners, Llc CRD 290187 | Park City, UT | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 40611 | Oakleigh Road Capital, Llc CRD 322415 | Investment Adviser | — | 03/02/2026 | ☆ | ||||
| 40612 | Oakley Capital Gmbh CRD 313895 | Munich, Bavaria | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 40613 | Oakley Capital Limited CRD 159988 | London | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 40614 | Oakley Capital Manager Limited CRD 288337 | Hamilton | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 40615 | Oakley Capital S.L.U CRD 327472 | Barcelona | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 40616 | Oakley Capital S.R.L. CRD 314514 | Milano | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 40617 | Oakley Capital Services Bermuda Limited CRD 336831 | Hamilton | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 40618 | Oakmount Capital Llp CRD 339737 | London | Investment Adviser | — | 06/23/2026 | ☆ | |||
| 40619 | Oaknest Capital Management, Llc CRD 327251 | La Mirada, CA | Investment Adviser | — | 06/30/2023 | ☆ | |||
| 40620 | Oaktree Financial Planning And Consulting, L.L.C CRD 146022 | Investment Adviser | — | 22 | 1 | 03/27/2026 | ☆ | ||
| 40621 | Oatv Management Company, Llc CRD 159682 | Investment Adviser | — | 03/30/2026 | ☆ | ||||
| 40622 | Objective Advisors Llc CRD 164170 | Investment Adviser | — | 2 | 1 | 03/17/2026 | ☆ | ||
| 40623 | Objective Function Research Advisors Llc CRD 340917 | Investment Adviser | — | 02/13/2026 | ☆ | ||||
| 40624 | Observatory Capital Management, Llc CRD 170532 | Owings Mills, MD | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 40625 | Obsido Capital Management, Llc CRD 172593 | Dallas, TX | Investment Adviser | — | 03/30/2015 | ☆ | |||
| 40626 | Obvious Management Services Llc CRD 173187 | San Francisco, CA | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 40627 | Oc Capital Management Ltd CRD 335522 | Irvine, CA | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 40628 | Ocampo Capital Llc CRD 335124 | Investment Adviser | — | 02/11/2026 | ☆ | ||||
| 40629 | Occam Crest Management Lp CRD 318337 | Darien, CT | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 40630 | Occasio Partners, Llc CRD 323942 | San Francisco, CA | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 40631 | Ocean Arete Limited CRD 286314 | Hong Kong | Investment Adviser | — | 08/12/2026 | ☆ | |||
| 40632 | Ocean Index Partners, Llc CRD 337950 | Cedarhurst, NY | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 40633 | Ocean Link Partners Ii Limited CRD 306565 | Hong Kong | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 40634 | Ocean Link Partners Limited CRD 285280 | Hong Kong | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 40635 | Ocean Park Investments Lp CRD 318085 | Stamford, CT | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 40636 | Ocean View Advisors, Llc CRD 300022 | West Warwick, RI | Investment Adviser | — | 0 | 2 | 02/04/2026 | ☆ | |
| 40637 | Oceana Investimentos Administradora De Carteira De Valores Mobi CRD 338155 | Rio De Janeiro, Rj | Investment Adviser | — | 03/05/2026 | ☆ | |||
| 40638 | Oceanic Partners, Inc. CRD 174179 | Sausalito, CA | Investment Adviser | — | 05/13/2026 | ☆ | |||
| 40639 | Oceans Management, Llc CRD 323086 | Investment Adviser | — | 03/29/2026 | ☆ | ||||
| 40640 | Oceans Services, Llc CRD 319104 | Mountain View, CA | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 40641 | Oceanvast Capital Limited CRD 338240 | Hong Kong | Investment Adviser | — | 02/03/2026 | ☆ | |||
| 40642 | Ocelot Capital Management, Llc CRD 298055 | Austin, TX | Investment Adviser | — | 03/17/2022 | ☆ | |||
| 40643 | Ocorian Fund Management S.à R.L. CRD 338098 | Luxembourg | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 40644 | Ocp Asia (Australia) Pty Limited CRD 321639 | Sydney | Investment Adviser | — | 03/16/2026 | ☆ | |||
| 40645 | Ocp Asia (Hong Kong) Limited CRD 294456 | Hong Kong | Investment Adviser | — | 03/16/2026 | ☆ | |||
| 40646 | Ocp Asia (Singapore) Pte. Limited CRD 294457 | Singapore | Investment Adviser | — | 05/07/2026 | ☆ | |||
| 40647 | Octave Management I, Llc CRD 330636 | Lafayette, CA | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 40648 | Octave Ventures Llc CRD 309878 | Henderson, NV | Investment Adviser | — | 02/27/2026 | ☆ | |||
| 40649 | October Three Financial Solutions, Llc CRD 152950 | Chicago, IL | Investment Adviser | — | 2 | 02/27/2025 | ☆ | ||
| 40650 | Octopus Aif Management Limited CRD 284953 | London, Greater London | Investment Adviser | — | 07/13/2026 | ☆ |