Investment advisers
44,723 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 41101 | Propel Management, Llc CRD 172402 | Owings Mills, MD | Investment Adviser | — | 03/19/2026 | ☆ | |||
| 41102 | Proper Cygni, Llc CRD 309380 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 41103 | Property Investment Advisors, Inc. CRD 157216 | Richmond, VA | Investment Adviser | — | 03/05/2026 | ☆ | |||
| 41104 | Propus Capital Llc CRD 163535 | Investment Adviser | — | 03/06/2026 | ☆ | ||||
| 41105 | Prospect Management Co. Iii, L.L.C. CRD 160582 | Palo Alto, CA | Investment Adviser | — | 06/08/2026 | ☆ | |||
| 41106 | Prospect Street Holdings, Llc CRD 332072 | Kingston, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 41107 | Prosper Capital Llc CRD 197511 | St. Louis, MO | Investment Adviser | — | 03/30/2017 | ☆ | |||
| 41108 | Prosper Financial, Benefit Llc CRD 304799 | Investment Adviser | — | 1 | 06/15/2023 | ☆ | |||
| 41109 | Prosper Wisely, Llc CRD 316798 | Insurance-Affiliated | — | 1 | 02/28/2023 | ☆ | |||
| 41110 | Prosperity Advisors Llc CRD 331280 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 41111 | Prosperity Capital Management Limited CRD 160624 | Grand Cayman | Investment Adviser | — | 04/17/2026 | ☆ | |||
| 41112 | Prosperity Financial Planning Llc CRD 336596 | Investment Adviser | — | 3 | 1 | 05/13/2026 | ☆ | ||
| 41113 | Prosperity First Wealth Management Llc CRD 292253 | Investment Adviser | — | 0 | 1 | 01/10/2026 | ☆ | ||
| 41114 | Prosperity Planning And Advisory, Llc CRD 336302 | Los Angeles, CA | Investment Adviser | — | 0 | 1 | 07/13/2026 | ☆ | |
| 41115 | Prosperity Wealth Capital Llc CRD 330137 | Wilmington, DE | Investment Adviser | — | 05/15/2024 | ☆ | |||
| 41116 | Protagonist Management Llc CRD 322383 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 41117 | Protea Asset Management Llc CRD 170790 | Philadelphia, PA | Investment Adviser | — | 03/18/2026 | ☆ | |||
| 41118 | Protean Funds Scandinavia Ab CRD 328767 | Stockholm | Investment Adviser | — | 08/05/2026 | ☆ | |||
| 41119 | Proteus Capital Solutions, Llc CRD 309274 | Potomac, MD | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 41120 | Protocap Management Llc CRD 322416 | San Juan, PR | Investment Adviser | — | 03/04/2024 | ☆ | |||
| 41121 | Protos Fund Management Lp CRD 322485 | Investment Adviser | — | 03/10/2026 | ☆ | ||||
| 41122 | Proud American Capital Llc CRD 333949 | Investment Adviser | — | 04/21/2025 | ☆ | ||||
| 41123 | Providence Heights Capital Management, Llc CRD 309059 | Investment Adviser | — | 05/29/2026 | ☆ | ||||
| 41124 | Providence Trust Inc CRD 333507 | Denver, CO | Investment Adviser | — | 01/29/2026 | ☆ | |||
| 41125 | Provident Financial Group Llc CRD 300501 | Investment Adviser | — | 2 | 01/03/2024 | ☆ | |||
| 41126 | Provident Wealth Advisors, Llc CRD 157392 | The Woodlands, TX | Investment Adviser | — | 0 | 10 | 03/31/2026 | ☆ | |
| 41127 | Proximal Ventures Llc CRD 342627 | Investment Adviser | — | 05/12/2026 | ☆ | ||||
| 41128 | Proxy Venture Investors Gp, Llc CRD 306719 | San Francisco, CA | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 41129 | Proxyvote Plus, Llc CRD 122222 | Investment Adviser | — | 107 | 5 | 03/17/2026 | ☆ | ||
| 41130 | Prspctv Capital Llc CRD 315814 | Pittsford, NY | Investment Adviser | — | 08/10/2026 | ☆ | |||
| 41131 | Pruco Securities, Llc CRD 5685 | Newark, NJ | Insurance-Affiliated | — | 272 | 05/19/2026 | ☆ | ||
| 41132 | Prudence Advisory Services, Llc CRD 293721 | Round Rock, TX | Insurance-Affiliated | — | 1 | 04/03/2025 | ☆ | ||
| 41133 | Prudence Asset Management Pte. Ltd. CRD 318473 | Singapore, Singapore | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 41134 | Prudence Holdings Management, Inc. CRD 331317 | New York, NY | Investment Adviser | — | 03/16/2026 | ☆ | |||
| 41135 | Prudence Investment Management (Hong Kong) Limited CRD 167624 | Hong Kong | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 41136 | Prudence Us Management, Llc CRD 292905 | Newport Beach, CA | Investment Adviser | — | 03/18/2026 | ☆ | |||
| 41137 | Prudent Prospera Planning, Inc. CRD 175416 | Pleasanton, CA | Insurance-Affiliated | — | 2 | 03/15/2026 | ☆ | ||
| 41138 | Prudent Wealthcare Llc CRD 281852 | Insurance-Affiliated | — | 32 | 1 | 01/23/2026 | ☆ | ||
| 41139 | Prudential Capital Group Inc. CRD 337894 | New York, NY | Broker-Dealer (Dually Registered) | — | 07/16/2025 | ☆ | |||
| 41140 | Prufrock Management Company, Llc CRD 322939 | San Francisco, CA | Investment Adviser | — | 03/11/2026 | ☆ | |||
| 41141 | Prusik Investment Management Llp CRD 157417 | London | Investment Adviser | — | 06/22/2026 | ☆ | |||
| 41142 | Pruven Management Company, Llc CRD 310165 | Palo Alto, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 41143 | Psc Mgmt Llc CRD 339900 | Denver, CO | Investment Adviser | — | 01/12/2026 | ☆ | |||
| 41144 | Psf Financial Services, Inc. CRD 288027 | Westbury, NY | Investment Adviser | — | 0 | 4 | 03/04/2026 | ☆ | |
| 41145 | Psquared Asset Management Ag CRD 172051 | Zurich | Investment Adviser | — | 03/17/2026 | ☆ | |||
| 41146 | Pst Advisors, Llc CRD 155266 | Bala Cynwyd, PA | Investment Adviser | — | 9 | 03/31/2026 | ☆ | ||
| 41147 | Psymed Ventures Management Llc CRD 317621 | Investment Adviser | — | 02/26/2026 | ☆ | ||||
| 41148 | Ptx Capital Llc CRD 333139 | Baltimore, MD | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 41149 | Public Resources Advisory Group, Inc. CRD 113338 | New York, NY | Investment Adviser | — | 0 | 38 | 05/22/2026 | ☆ | |
| 41150 | Puente Asesoramiento De Inversiones, Llc CRD 311609 | Miami, FL | Investment Adviser | — | 0 | 5 | 03/18/2026 | ☆ |