Investment advisers
45,276 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 41101 | Peak Financial Investing, Llc CRD 319672 | Investment Adviser | — | 2 | 02/12/2026 | ☆ | |||
| 41102 | Peak Investment Coaching, Llc CRD 167757 | Logan, UT | Investment Adviser | — | 380 | 2 | 07/10/2026 | ☆ | |
| 41103 | Peak Nine Capital Advisors, Llc CRD 343681 | Naples, FL | Investment Adviser | — | 5 | 08/04/2026 | ☆ | ||
| 41104 | Peak Ten Capital Llc CRD 162228 | Greenwich, CT | Investment Adviser | — | 02/18/2016 | ☆ | |||
| 41105 | Peak Xv Partners I Llc CRD 163626 | Trianon | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 41106 | Peak6 Advisory Services Llc CRD 343264 | Investment Adviser | — | 14 | 09/22/2026 | ☆ | |||
| 41107 | Peakside Capital Advisors Ag CRD 161931 | Zug | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 41108 | Peakspan Capital Management, Llc CRD 281148 | New York, NY | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 41109 | Pear Tree Partners, Lp CRD 152581 | Lincoln, MA | Investment Adviser | — | 09/22/2026 | ☆ | |||
| 41110 | Pear Ventures Management, Llc CRD 170211 | Menlo Park, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 41111 | Pearl Diver Aquanaut Gp Ltd. CRD 341756 | St. Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 41112 | Pearl Diver Clo Opportunity 2014 Gp Ltd. CRD 301388 | St. Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 41113 | Pearl Diver Clo Opportunity 2017 Gp Ltd. CRD 301390 | St. Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 41114 | Pearl Diver Clo Opportunity 2017 A Gp Limited CRD 288552 | St Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 41115 | Pearl Diver Clo Opportunity 2018 Gp Ltd. CRD 301391 | St Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 41116 | Pearl Diver Clo Opportunity 2018 M Gp Ltd. CRD 301392 | St. Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 41117 | Pearl Diver Clo Opportunity 2019 Gp Ltd. CRD 301393 | St. Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 41118 | Pearl Diver Clo Opportunity 2021 Gp Limited CRD 319563 | St Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 41119 | Pearl Diver Clo Opportunity Empire Gp Ltd CRD 313941 | St. Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 41120 | Pearl Diver Floating Rate Global Income Gp Ltd. CRD 336065 | St. Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 41121 | Pearl Diver Floating Rate Investment Grade Gp Ltd. CRD 335813 | St. Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 41122 | Pearl Diver Nautilus Master Gp Ltd. CRD 330983 | St. Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 41123 | Pearl Energy Investment Management Iii, Llc CRD 323917 | Dallas, TX | Investment Adviser | — | 04/17/2026 | ☆ | |||
| 41124 | Pearl Energy Investment Management Iv, Llc CRD 335051 | Dallas, TX | Investment Adviser | — | 04/17/2026 | ☆ | |||
| 41125 | Pearl Energy Investment Management, Llc CRD 281120 | Dallas, TX | Investment Adviser | — | 04/17/2026 | ☆ | |||
| 41126 | Pearl Ottawa Management Company Llc CRD 323791 | Investment Adviser | — | 04/21/2026 | ☆ | ||||
| 41127 | Pearl Street Equity, Llc CRD 327594 | Austin, TX | Investment Adviser | — | 02/21/2025 | ☆ | |||
| 41128 | Pears Partnership Capital Limited CRD 326759 | London | Investment Adviser | — | 07/08/2025 | ☆ | |||
| 41129 | Pebblebed Management, Llc CRD 322201 | San Francisco, CA | Investment Adviser | — | 03/17/2026 | ☆ | |||
| 41130 | Pebblestone Capital Management, Llc CRD 328810 | Investment Adviser | — | 02/25/2025 | ☆ | ||||
| 41131 | Peck, Stephen Hill CRD 170492 | Dedham, MA | Insurance-Affiliated | — | 1 | 10/31/2019 | ☆ | ||
| 41132 | Pecos Investors, L.P. CRD 337584 | Dallas, TX | Investment Adviser | — | 01/13/2026 | ☆ | |||
| 41133 | Peer Ventures, Llc CRD 288184 | Investment Adviser | — | 02/16/2026 | ☆ | ||||
| 41134 | Pegasus Holdings Group, Llc CRD 305415 | Ooltewah, TN | Investment Adviser | — | 03/17/2026 | ☆ | |||
| 41135 | Pelham Capital Ltd CRD 173584 | London | Investment Adviser | — | 06/29/2026 | ☆ | |||
| 41136 | Pelham Fund Management, Llc CRD 321625 | Investment Adviser | — | 04/09/2026 | ☆ | ||||
| 41137 | Pelham S2 K Managers, Llc CRD 282948 | New York, NY | Investment Adviser | — | 03/29/2026 | ☆ | |||
| 41138 | Pelion, Inc CRD 162762 | Salt Lake City, UT | Investment Adviser | — | 05/28/2026 | ☆ | |||
| 41139 | Pelorus Capital Management, Llc CRD 342820 | Irvine, CA | Insurance-Affiliated | — | 9 | 06/30/2026 | ☆ | ||
| 41140 | Peloton Capital Management Inc. CRD 323826 | Toronto, Ontario | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 41141 | Pemberton Asset Management S.A. CRD 282865 | Luxembourg | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 41142 | Pembroke Ventures Llc CRD 340440 | Investment Adviser | — | 02/25/2026 | ☆ | ||||
| 41143 | Pen Capital, Llc CRD 339238 | Investment Adviser | — | 10/19/2025 | ☆ | ||||
| 41144 | Pendlebury Hall Advisors, Llc CRD 330085 | Investment Adviser | — | 3 | 08/14/2026 | ☆ | |||
| 41145 | Pendragon Associates Inc. CRD 343028 | Fishkill, NY | Investment Adviser | — | 07/17/2026 | ☆ | |||
| 41146 | Penfund Management Limited CRD 282893 | Toronto | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 41147 | Penfund Prime Management Ltd CRD 333096 | Toronto, Ontario | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 41148 | Penguin Global Wealth Management Llc CRD 143802 | Investment Adviser | — | 0 | 1 | 03/12/2025 | ☆ | ||
| 41149 | Peninsula Kcg Gp, Llc CRD 307149 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 41150 | Penn Cove Financial, Llc CRD 137046 | Investment Adviser | — | 34 | 1 | 07/13/2026 | ☆ |