Investment advisers
44,723 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 41651 | Robin Markets Inc CRD 338821 | Greenwood Village, CO | Investment Adviser | — | 09/19/2025 | ☆ | |||
| 41652 | Roble Management Llc CRD 316529 | Investment Adviser | — | 03/13/2026 | ☆ | ||||
| 41653 | Robo Advisor, Inc. CRD 155976 | Lake Mary, FL | Insurance-Affiliated | — | 0 | 3 | 04/01/2026 | ☆ | |
| 41654 | Robocap Asset Management Limited CRD 325028 | London, England | Investment Adviser | — | 02/19/2026 | ☆ | |||
| 41655 | Robohack Manager, Llc CRD 334254 | Ventura, CA | Investment Adviser | — | 04/20/2026 | ☆ | |||
| 41656 | Robot Ventures Management, Llc CRD 324017 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 41657 | Roc Capital Pty Limited CRD 298264 | Sydney, Nsw | Investment Adviser | — | 09/26/2025 | ☆ | |||
| 41658 | Roc Partners (Hk) Limited CRD 298250 | Hong Kong | Investment Adviser | — | 08/04/2026 | ☆ | |||
| 41659 | Rocana Cayman Llc CRD 331197 | Investment Adviser | — | 12/16/2024 | ☆ | ||||
| 41660 | Rocana Semillero Advisors Pr Llc CRD 331188 | San Juan, PR | Investment Adviser | — | 10/23/2024 | ☆ | |||
| 41661 | Rocana Semillero Advisors Us Llc CRD 331227 | Miami Beach, FL | Investment Adviser | — | 10/23/2024 | ☆ | |||
| 41662 | Rock Den Advisors, Llc CRD 312334 | Alexandria, VA | Investment Adviser | — | 03/17/2026 | ☆ | |||
| 41663 | Rock Elm Capital Management Llc CRD 287783 | Darien, CT | Investment Adviser | — | 4 | 03/28/2026 | ☆ | ||
| 41664 | Rock Harbor Capital Llc CRD 327728 | Birmingham, MI | Investment Adviser | — | 5 | 08/17/2026 | ☆ | ||
| 41665 | Rock River Capital Partners, Llc CRD 306103 | Madison, WI | Investment Adviser | — | 03/05/2026 | ☆ | |||
| 41666 | Rock Solid Consultants Llc CRD 329817 | Insurance-Affiliated | — | 0 | 1 | 03/12/2024 | ☆ | ||
| 41667 | Rockefeller Foundation Impact Investment Management, Llc CRD 304102 | New York, NY | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 41668 | Rocket Street Ventures, Llc CRD 311017 | Investment Adviser | — | 03/25/2026 | ☆ | ||||
| 41669 | Rocketship.Vc, Llc CRD 301994 | Sunnyvale, CA | Investment Adviser | — | 04/01/2026 | ☆ | |||
| 41670 | Rockfence Investment Management Llc CRD 305981 | Boston, MA | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 41671 | Rockford Partners CRD 339746 | Denver, CO | Investment Adviser | — | 11/21/2025 | ☆ | |||
| 41672 | Rockford Tower Asset Management, L.L.C. CRD 342499 | New York, NY | Investment Adviser | — | 247 | 05/14/2026 | ☆ | ||
| 41673 | Rockhampton Management CRD 164505 | Tokyo | Investment Adviser | — | 06/29/2026 | ☆ | |||
| 41674 | Rockhampton Management Limited CRD 318923 | Hong Kong | Investment Adviser | — | 06/30/2026 | ☆ | |||
| 41675 | Rockies Venture Adviser, Llc. CRD 284956 | Denver, CO | Investment Adviser | — | 04/01/2026 | ☆ | |||
| 41676 | Rockingham Capital Advisors Llc CRD 283583 | Investment Adviser | — | 03/28/2017 | ☆ | ||||
| 41677 | Rockman Made Wealth Management, Llc CRD 341066 | Muncie, IN | Investment Adviser | — | 02/18/2026 | ☆ | |||
| 41678 | Rockstart Management Company, Llc CRD 329750 | Investment Adviser | — | 03/09/2026 | ☆ | ||||
| 41679 | Rockstreet Partners Llc CRD 283548 | Dallas, TX | Investment Adviser | — | 08/30/2019 | ☆ | |||
| 41680 | Rod Capital Management, Llc CRD 283497 | Investment Adviser | — | 03/19/2026 | ☆ | ||||
| 41681 | Rodarte Bradshaw, Inc D/B/A Capital Consulting Group, Inc. CRD 152179 | Columbia, SC | Insurance-Affiliated | — | 1 | 02/15/2026 | ☆ | ||
| 41682 | Rodeo Growth Partners Gp, Llc CRD 334201 | Covina, CA | Investment Adviser | — | 04/01/2025 | ☆ | |||
| 41683 | Roditi & Roditi Llc CRD 175122 | Los Angeles, CA | Investment Adviser | — | 04/10/2017 | ☆ | |||
| 41684 | Roe Investment Management, Llc CRD 335038 | Weston, FL | Investment Adviser | — | 02/06/2026 | ☆ | |||
| 41685 | Roger R. Bell & Co., Inc. CRD 133477 | Insurance-Affiliated | — | 27 | 2 | 03/03/2026 | ☆ | ||
| 41686 | Rogers Investment Advisors K.K. CRD 162896 | Tokyo | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 41687 | Rogers, Michael Lance CRD 286377 | Investment Adviser | — | 8 | 1 | 05/29/2024 | ☆ | ||
| 41688 | Rogue Funds Management, Llc CRD 343760 | Raleigh, NC | Investment Adviser | — | 08/03/2026 | ☆ | |||
| 41689 | Rogue Investment Management, Llc CRD 333265 | Investment Adviser | — | 03/02/2026 | ☆ | ||||
| 41690 | Rogue Management Company, Llc CRD 317149 | Investment Adviser | — | 03/27/2023 | ☆ | ||||
| 41691 | Roha Group Inc. CRD 305119 | New York, NY | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 41692 | Rohati Private Management Llc CRD 335605 | Investment Adviser | — | 03/10/2026 | ☆ | ||||
| 41693 | Rohr Financial Advisors, Llc CRD 332018 | Arroyo Grande, CA | Investment Adviser | — | 1 | 05/18/2026 | ☆ | ||
| 41694 | Rokr Capital Management Llc CRD 324040 | Newark, CA | Investment Adviser | — | 03/31/2025 | ☆ | |||
| 41695 | Roland Capital Group, Llc CRD 318563 | Investment Adviser | — | 03/26/2026 | ☆ | ||||
| 41696 | Roland, Criss Investment Research, Llc CRD 292171 | Arlington, TX | Investment Adviser | — | 1 | 01/30/2026 | ☆ | ||
| 41697 | Rolling Fun Was Already Taken, Llc CRD 320625 | Investment Adviser | — | 03/20/2026 | ☆ | ||||
| 41698 | Rollins Capital Management, Llc CRD 167572 | Austin, TX | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 41699 | Rollo Capital Management, Llc CRD 163273 | Investment Adviser | — | 03/26/2026 | ☆ | ||||
| 41700 | Rolo Ventures Management Llc CRD 329046 | San Jose, CA | Investment Adviser | — | 03/25/2025 | ☆ |