Investment advisers
44,723 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 42301 | Simplex Asset Management Co., Ltd. CRD 166680 | Tokyo | Investment Adviser | — | 05/19/2026 | ☆ | |||
| 42302 | Simplify Financial Planning Llc CRD 296175 | Investment Adviser | — | 145 | 1 | 08/06/2026 | ☆ | ||
| 42303 | Sinewave Ventures, Llc CRD 281260 | Mclean, VA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42304 | Singer, Leemon & Associates, Inc. CRD 127931 | Investment Adviser | — | 1 | 01/15/2026 | ☆ | |||
| 42305 | Singh Capital Partners Llc CRD 329088 | Bethesda, MD | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42306 | Singular Capital Partners CRD 329908 | Paris | Investment Adviser | — | 03/19/2026 | ☆ | |||
| 42307 | Singular Management Company Llc CRD 321056 | Saratoga, CA | Investment Adviser | — | 03/16/2026 | ☆ | |||
| 42308 | Singularity Investments, Llc CRD 331804 | Folsom, CA | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 42309 | Sino Global Capital Management Llc CRD 326303 | Miami, FL | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42310 | Sinovation (Hk) Investment Management Co., Limited CRD 330180 | Hong Kong | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42311 | Sinovation Fund Management Iii, L.P. CRD 341817 | George Town | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42312 | Sio Capital Llc CRD 316288 | Houston, TX | Investment Adviser | — | 07/08/2022 | ☆ | |||
| 42313 | Sip Global Opportunity Manager Llc CRD 318547 | Portsmouth, NH | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42314 | Sip Global Tech Fund I, Inc. CRD 335856 | Portsmouth, NH | Investment Adviser | — | 04/10/2026 | ☆ | |||
| 42315 | Sip Iii Advisor, Llc CRD 325193 | Greensboro, NC | Investment Adviser | — | 03/11/2026 | ☆ | |||
| 42316 | Sipherd Wealth Management, Llc CRD 150011 | Lincoln, NE | Investment Adviser | — | 25 | 3 | 03/03/2026 | ☆ | |
| 42317 | Siphron Capital Management CRD 107098 | Burbank, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 42318 | Siri Capital Advisors Llc CRD 170778 | Wilton, CT | Investment Adviser | — | 03/05/2014 | ☆ | |||
| 42319 | Sirius Edge Advisors, Inc. CRD 171342 | Alcova, WY | Investment Adviser | — | 04/01/2026 | ☆ | |||
| 42320 | Sirocco Partners, Llc CRD 332835 | Newport Beach, CA | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 42321 | Sisu Management Llc CRD 335577 | St. Barrington, IL | Investment Adviser | — | 05/05/2026 | ☆ | |||
| 42322 | Sitevestment Fund I Gp, Llc CRD 284452 | Plano, TX | Investment Adviser | — | 09/14/2016 | ☆ | |||
| 42323 | Sitman, Freed & Co. Llp CRD 139541 | Feasterville, PA | Investment Adviser | — | 09/26/2011 | ☆ | |||
| 42324 | Situsamc Real Estate Valuation Services, Llc CRD 106747 | West Des Moines, IA | Investment Adviser | — | 1 | 169 | 03/26/2026 | ☆ | |
| 42325 | Situsamc Risk Advisors, Llc CRD 285555 | Denver, CO | Investment Adviser | — | 8 | 03/30/2026 | ☆ | ||
| 42326 | Siwa Capital Llc CRD 337814 | Los Angeles, CA | Investment Adviser | — | 03/05/2026 | ☆ | |||
| 42327 | Six Peak Capital Management Llc CRD 341906 | Investment Adviser | — | 07/07/2026 | ☆ | ||||
| 42328 | Six Twelve Capital Management Llc CRD 308059 | Boston, MA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 42329 | Sixteenth Street Capital Pte. Ltd. CRD 296055 | Singapore | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 42330 | Sixth Millennium Venture Partners Management, Llc CRD 340657 | Investment Adviser | — | 02/25/2026 | ☆ | ||||
| 42331 | Sixthirty Ventures, Llc CRD 297285 | Clayton, MO | Investment Adviser | — | 08/05/2026 | ☆ | |||
| 42332 | Sixty8 Capital Ventures Llc CRD 315317 | Indianapolis, IN | Investment Adviser | — | 02/02/2024 | ☆ | |||
| 42333 | Sj Bridge Capital, Inc. CRD 298798 | Brea, CA | Investment Adviser | — | 09/20/2018 | ☆ | |||
| 42334 | Sjf Management Llc CRD 163253 | Durham, NC | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 42335 | Sjl Financial, Llc CRD 315477 | Investment Adviser | — | 4 | 1 | 02/16/2026 | ☆ | ||
| 42336 | Sjw Investments, Llc CRD 321155 | New York, NY | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 42337 | Sk Telecom Venture Capital, Llc CRD 296804 | Santa Clara, CA | Investment Adviser | — | 03/05/2026 | ☆ | |||
| 42338 | Skale Investments Llc CRD 322396 | Lone Tree, CO | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 42339 | Skale Investments, Pte. Ltd. CRD 168427 | Singapore | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 42340 | Skb Capital Management Llc CRD 327744 | Austin, TX | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42341 | Skeleton Key Management, Llc CRD 343782 | Boston, MA | Investment Adviser | — | 07/28/2026 | ☆ | |||
| 42342 | Skipping Stones Advisors Llc CRD 342060 | Investment Adviser | — | 0 | 1 | 07/28/2026 | ☆ | ||
| 42343 | Skj Capital Llc CRD 314108 | Investment Adviser | — | 02/20/2026 | ☆ | ||||
| 42344 | Skky Partners, Lp CRD 325101 | Boston, MA | Investment Adviser | — | 06/15/2026 | ☆ | |||
| 42345 | Skm Capital, Llc CRD 335761 | Investment Adviser | — | 02/27/2026 | ☆ | ||||
| 42346 | Skm Professional Services, Inc. CRD 172100 | Metairie, LA | Investment Adviser | — | 2 | 02/19/2026 | ☆ | ||
| 42347 | Sky Life Sciences Capital, Lp CRD 341184 | Princeton, NJ | Investment Adviser | — | 03/06/2026 | ☆ | |||
| 42348 | Sky Re Partners, Llc CRD 332232 | Kansas City, MO | Investment Adviser | — | 03/18/2026 | ☆ | |||
| 42349 | Sky9 Capital Fund V Gp Ltd. CRD 343983 | George Town, Grand Cayman | Investment Adviser | — | 08/27/2026 | ☆ | |||
| 42350 | Sky9 Capital Ltd. CRD 283136 | George Town, Grand Cayman | Investment Adviser | — | 03/30/2026 | ☆ |