Investment advisers
45,304 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 42901 | Slate Property Group Llc CRD 332260 | New York, NY | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 42902 | Slated Analytics, Llc CRD 281738 | Los Angeles, CA | Investment Adviser | — | 2 | 03/30/2026 | ☆ | ||
| 42903 | Slater Capital Partners Llc CRD 342803 | Investment Adviser | — | 10/05/2026 | ☆ | ||||
| 42904 | Slauson & Co. Management, L.L.C. CRD 312396 | Investment Adviser | — | 03/13/2026 | ☆ | ||||
| 42905 | Slava Ventures, Llc CRD 322249 | Investment Adviser | — | 03/14/2026 | ☆ | ||||
| 42906 | Slb Advisors, Llc CRD 322809 | Belmont, MA | Investment Adviser | — | 0 | 3 | 05/30/2024 | ☆ | |
| 42907 | Sleeping Giant Capital, Llc CRD 334526 | Kalamazoo, MI | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 42908 | Slewgrass Partners Llc CRD 315772 | Tiburon, CA | Investment Adviser | — | 02/12/2024 | ☆ | |||
| 42909 | Slipstream Investors Management, Llc CRD 330744 | Investment Adviser | — | 03/30/2026 | ☆ | ||||
| 42910 | Slk Management Llc CRD 139017 | Investment Adviser | — | 03/05/2026 | ☆ | ||||
| 42911 | Slope Fund Gp, Llc CRD 317821 | West Hollywood, CA | Investment Adviser | — | 04/01/2026 | ☆ | |||
| 42912 | Slosberg Financial Solutions, Llc CRD 144061 | Insurance-Affiliated | — | 1 | 08/12/2026 | ☆ | |||
| 42913 | Slow Ventures, Llc CRD 171144 | San Francisco, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42914 | Slr Secured Lending Partners, Llc CRD 343062 | New York, NY | Investment Adviser | — | 65 | 06/25/2026 | ☆ | ||
| 42915 | Slvc Gp, Llc CRD 308334 | Palo Alto, CA | Investment Adviser | — | 04/07/2025 | ☆ | |||
| 42916 | Smart Financial Group, Llc CRD 155483 | Pittsburgh, PA | Insurance-Affiliated | — | 1 | 08/24/2026 | ☆ | ||
| 42917 | Smart Path Wealth Management, Llc CRD 283020 | Investment Adviser | — | 1 | 05/08/2026 | ☆ | |||
| 42918 | Smart Society Ventures Llc CRD 328471 | Investment Adviser | — | 03/20/2026 | ☆ | ||||
| 42919 | Smartasset Advisors Llc CRD 307375 | New York, NY | Investment Adviser | — | 250 | 09/30/2026 | ☆ | ||
| 42920 | Smartcourse Advisory, Llc CRD 334957 | Investment Adviser | — | 1 | 01/26/2026 | ☆ | |||
| 42921 | Smartgate Seed Fund I Partners Llc CRD 309584 | Investment Adviser | — | 03/30/2026 | ☆ | ||||
| 42922 | Smartgatevc Llc CRD 326021 | Glendale, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42923 | Smartpath Advisors, Llc CRD 304563 | Investment Adviser | — | 10 | 08/05/2026 | ☆ | |||
| 42924 | Smartt Wealth Solutions, Llc CRD 171535 | Gilbert, AZ | Investment Adviser | — | 3 | 03/31/2026 | ☆ | ||
| 42925 | Smbx Capital Llc CRD 323883 | San Francisco, CA | Investment Adviser | — | 03/26/2024 | ☆ | |||
| 42926 | Smht Llc CRD 338441 | San Juan, PR | Investment Adviser | — | 03/03/2026 | ☆ | |||
| 42927 | Smith Financial Llc CRD 340796 | Ocala, FL | Investment Adviser | — | 1 | 04/22/2026 | ☆ | ||
| 42928 | Smith Point Capital Management, Llc CRD 327303 | San Francisco, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42929 | Smith Street Capital Management, Llc CRD 149161 | Houston, TX | Investment Adviser | — | 03/16/2015 | ☆ | |||
| 42930 | Smith, Andrew Brent CRD 173577 | Investment Adviser | — | 02/14/2024 | ☆ | ||||
| 42931 | Smith, Michael, Glen CRD 329881 | Investment Adviser | — | 0 | 1 | 03/27/2026 | ☆ | ||
| 42932 | Smithr Capital Inc CRD 340284 | Austin, TX | Investment Adviser | — | 01/12/2026 | ☆ | |||
| 42933 | Smoak Capital Management, Llc CRD 293805 | Parker, CO | Investment Adviser | — | 02/13/2026 | ☆ | |||
| 42934 | Smolin Wealth Advisors, Llc CRD 170081 | Parsippany, NJ | Investment Adviser | — | 1 | 03/27/2026 | ☆ | ||
| 42935 | Smt Capital Management, Llc CRD 325502 | San Diego, CA | Investment Adviser | — | 05/14/2025 | ☆ | |||
| 42936 | Snak Venture Partners Management, Llc CRD 333773 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 42937 | Sno Management, Llc CRD 315989 | Investment Adviser | — | 03/15/2026 | ☆ | ||||
| 42938 | Snow Capital Management Llc CRD 343045 | Sewickely, PA | Investment Adviser | — | 06/22/2026 | ☆ | |||
| 42939 | Snowball Capital Management, Llc CRD 317940 | Investment Adviser | — | 01/04/2026 | ☆ | ||||
| 42940 | Snowpoint Ventures Management, Llc CRD 325382 | Palm Beach, FL | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42941 | Snowy Leopard Ventures Llc CRD 343880 | Investment Adviser | — | 08/05/2026 | ☆ | ||||
| 42942 | Snr Ventures Management, L.P. CRD 282706 | Seattle, WA | Investment Adviser | — | 06/17/2026 | ☆ | |||
| 42943 | Sobey Road Capital Management, Llc CRD 335539 | Newport Beach, CA | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 42944 | Sobora Llc CRD 288237 | Pleasanton, CA | Investment Adviser | — | 1 | 03/28/2026 | ☆ | ||
| 42945 | Sobre Ruedas Capital I, Llc CRD 286412 | Investment Adviser | — | 02/22/2026 | ☆ | ||||
| 42946 | Socha Capital Energy Fund 2023 Management Llc CRD 330524 | Austin, TX | Investment Adviser | — | 03/16/2026 | ☆ | |||
| 42947 | Social Impact Capital, L.L.C. CRD 305283 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42948 | Social Information Arbitrage Capital Management, Llc CRD 171335 | Dallas, TX | Investment Adviser | — | 09/17/2014 | ☆ | |||
| 42949 | Social Economic Private Club Llc CRD 333104 | Investment Adviser | — | 0 | 09/13/2024 | ☆ | |||
| 42950 | Socially Financed Management Llc CRD 313196 | Chatham, NJ | Investment Adviser | — | 03/26/2026 | ☆ |